UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option | 03/24/2011(6) | 03/24/2020 | Common Stock | 573 | $ 17.18 | D | Â |
Non-Qualified Stock Option | 03/24/2012(6) | 03/24/2021 | Common Stock | 420 | $ 24.18 | D | Â |
Non-Qualified Stock Option | 03/23/2013(6) | 03/23/2022 | Common Stock | 1,484 | $ 17.48 | D | Â |
Non-Qualified Stock Option | 03/25/2014(6) | 03/25/2023 | Common Stock | 709 | $ 24.68 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Waneka Jeffrey J. 1701 GOLF ROAD SUITE 3-1012 ROLLING MEADOWS, IL 60008 |
 |  |  SVP and COO C&I |  |
/s/ GERALD B. ENGEN, JR. as Attorney-in-fact for Jeffrey J. Waneka | 01/13/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares of restricted stock awarded pursuant to Issuer's 2007 Long-Term Incentive Plan as amended. These shares are scheduled to vest on 3/23/2017 |
(2) | Shares of restricted stock awarded pursuant to Issuer's 2007 Long-Term Incentive Plan as amended. These shares are scheduled to vest as follows: 68 shares on 3/25/2017 and 67 shares on 3/25/2018. |
(3) | Shares of restricted stock awarded pursuant to Issuer's 2007 Long-Term Incentive Plan as amended. These shares are scheduled to vest on 3/24/2017. |
(4) | Shares of restricted stock awarded pursuant to Issuer's 2007 Long-Term Incentive Plan as amended. These shares are scheduled to vest as follows: 442 shares on 3/24/2017 and 442 shares on 3/24/2018. |
(5) | Shares of restricted stock awarded pursuant to Issuer's 2007 Long-Term Incentive Plan as amended. These shares are scheduled to vest as follows: 408 shares on each of 3/24/2017, 3/24/2018 and 3/24/2019. |
(6) | Non-qualified stock options, all of which have vested. |
 Remarks: Exhibit List: Exhibit 24 - Power of Attorney. |