UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option (right to buy) | Â (5) | 07/20/2016 | Common Stock | 94,533 (6) | $ 151.86 | D | Â |
Option (right to buy) | Â (5) | 01/25/2017 | Common Stock | 28,360 (6) | $ 163.99 | D | Â |
Option (right to buy) | Â (5) | 01/24/2018 | Common Stock | 31,511 (6) | $ 186.72 | D | Â |
Option (right to buy) | Â (5) | 01/22/2019 | Common Stock | 25,209 (6) | $ 143.17 | D | Â |
Option (right to buy) | Â (5) | 01/18/2020 | Common Stock | 15,755 (6) | $ 156.14 | D | Â |
Option (right to buy) | Â (5) | 11/01/2020 | Common Stock | 16,394 (6) | $ 113.06 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SALAMONE DENIS J 440 HILLCREST ROAD RIDGEWOOD, NJ 07450 |
 X |  |  |  |
By: Brian R. Yoshida, Esq. (Attorney-In-Fact) | 11/12/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Acquired pursuant to the Agreement and Plan of Merger by and among M&T Bank Corporation ("M&T"), Wilmington Trust Corporation, a wholly owned subsidiary of M&T, and Hudson City Bancorp, Inc. ("Hudson City"), dated August 27, 2012, as amended (the "Merger Agreement"), under which the reporting person elected to receive 0.08403 of a share of M&T common stock for certain shares of Hudson City common stock held by the reporting person, subject to the proration and allocation procedures set forth in the Merger Agreement. |
(2) | Includes 20,493 shares of M&T common stock received upon the vesting of certain Deferred Stock Units for Hudson City common stock in accordance with the terms of the Merger Agreement. |
(3) | Shares allocated for the benefit of the reporting person under the Hudson City Employee Stock Ownership Plan ("ESOP"). |
(4) | Shares held by the reporting person through the Hudson City Profit Incentive Bonus Plan ("PIB"). |
(5) | Currently exercisable. |
(6) | Under the terms of the Merger Agreement, the outstanding and unexercised stock options to acquire Hudson City common stock were converted into stock options to acquire M&T common stock adjusted to reflect the exchange ratio applicable to Hudson City common stock. |