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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 1.46 | 03/12/2014 | A | 67,204 | (1) | 03/11/2024 | Common Stock | 67,204 | $ 0 | 67,204 | D (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kaul Samir 2128 SAND HILL ROAD MENLO PARK, CA 94025 |
X | |||
Khosla Ventures I, L.P. 3000 SAND HILL ROAD BUILDING THREE, SUITE 190 MENLO PARK, CA 94025 |
X | |||
Khosla Ventures Associates I, LLC 3000 SAND HILL ROAD BUILDING THREE, SUITE 190 MENLO PARK, CA 94025 |
X | |||
Khosla Ventures III, L.P. 3000 SAND HILL ROAD BUILDING THREE, SUITE 190 MENLO PARK, CA 94025 |
X | |||
Khosla Ventures Associates III, LLC 3000 SAND HILL ROAD BUILDING THREE, SUITE 190 MENLO PARK, CA 94025 |
X | |||
VK Services, LLC 3000 SAND HILL ROAD BUILDING THREE, SUITE 190 MENLO PARK, CA 94025 |
X | |||
KHOSLA VINOD 3000 SAND HILL ROAD BUILDING THREE, SUITE 190 MENLO PARK, CA 94025 |
X |
/s/ Kimberly Totah, as attorney in fact for Samir Kaul | 03/14/2014 | |
**Signature of Reporting Person | Date | |
/s/ Kimberly Totah, as attorney in fact for Vinod Khosla, as Managing Member of VK Services, LLC, in its capacity as Manager of Khosla Ventures Associates I, LLC, in its capacity as general partner of Khosla Ventures I, L.P. | 03/14/2014 | |
**Signature of Reporting Person | Date | |
/s/ Kimberly Totah, as attorney in fact for Vinod Khosla, as Managing Member of VK Services, LLC, in its capacity as Manager of Khosla Ventures Associates I, LLC | 03/14/2014 | |
**Signature of Reporting Person | Date | |
/s/ Kimberly Totah, as attorney in fact for Vinod Khosla, as Managing Member of VK Services, LLC, in its capacity as Manager of Khosla Ventures Associates III, LLC, in its capacity as general partner of Khosla Ventures III, L.P. | 03/14/2014 | |
**Signature of Reporting Person | Date | |
/s/ Kimberly Totah, as attorney in fact for Vinod Khosla, as Managing Member of VK Services, LLC, in its capacity as Manager of Khosla Ventures Associates III, LLC | 03/14/2014 | |
**Signature of Reporting Person | Date | |
/s/ Kimberly Totah, as attorney in fact for Vinod Khosla, as Managing Member of VK Services, LLC | 03/14/2014 | |
**Signature of Reporting Person | Date | |
/s/ Kimberly Totah, as attorney in fact for Vinod Khosla | 03/14/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares subject to this award vest and become exercisable in equal monthly installments over three years beginning on March 12, 2014. |
(2) | Pursuant to agreements between Mr. Kaul and certain of the Reporting Persons, Mr. Kaul holds the shares for the benefit of such Reporting Persons. |