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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (7) | $ 34.09 | 10/21/2013 | M | 85,000 | 02/18/2012 | 02/17/2019 | Common Stock | 85,000 | $ 0 | 55,000 | D | ||||
Employee Stock Options (7) | $ 34.09 | 10/22/2013 | M | 55,000 | 02/18/2012 | 02/17/2019 | Common Stock | 55,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BUNCH CHARLES E PPG INDUSTRIES, INC., ONE PPG PLACE PITTSBURGH, PA 15272 |
X | Chairman and CEO |
Greg Gordon, Attorney-in-Fact for Charles E. Bunch | 10/23/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This represents the weighted average aggregate price paid for the shares. The shares were sold in multiple transactions at prices ranging from $175.3600 to $176.3600 per share, inclusive. The reporting person will provide, upon request of the SEC staff, PPG or a shareholder of PPG, complete information regarding the number of shares sold at each price within the range. |
(2) | This represents the weighted average aggregate price paid for the shares. The shares were sold in multiple transactions at prices ranging from $176.3650 to $176.5200 per share, inclusive. The reporting person will provide, upon request of the SEC staff, PPG or a shareholder of PPG, complete information regarding the number of shares sold at each price within the range. |
(3) | This represents the weighted average aggregate price paid for the shares. The shares were sold in multiple transactions at prices ranging from $176.5100 to $177.3900 per share, inclusive. The reporting person will provide, upon request of the SEC staff, PPG or a shareholder of PPG, complete information regarding the number of shares sold at each price within the range. |
(4) | This represents the weighted average aggregate price paid for the shares. The shares were sold in multiple transactions at prices ranging from $177.6700 to $178.6450 per share, inclusive. The reporting person will provide, upon request of the SEC staff, PPG or a shareholder of PPG, complete information regarding the number of shares sold at each price within the range. |
(5) | This represents the weighted average aggregate price paid for the shares. The shares were sold in multiple transactions at prices ranging from $178.7200 to $179.6800 per share, inclusive. The reporting person will provide, upon request of the SEC staff, PPG or a shareholder of PPG, complete information regarding the number of shares sold at each price within the range. |
(6) | Total amount of shares held for the reporting person in the reporting person's account in the PPG Industries Employee Savings Plan as of October 22, 2013. |
(7) | Right to buy granted under the PPG Industries, Inc. Omnibus Incentive Plan. |