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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Forward sale contract (obligation to sell) | (1) | 03/28/2013 | J/K(1) | 500,000 | 03/28/2013 | 03/28/2013 | Common stock | 500,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ESSIG STUART 311 C ENTERPRISE DRIVE PLAINSBORO, NJ 08536 |
X |
/s/ Kathryn Lamping; Attorney-in-Fact | 04/01/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On March 28, 2013, Mr. Essig settled a prepaid variable forward sale contract that was entered into on December 14, 2004, with Credit Suisse First Boston Capital LLC ("CSFB"). The contract obligated Mr. Essig to deliver to CSFB between 264,550 and 500,000 shares of Integra common stock (or at his election, an equivalent amount of cash) on the maturity date of the contract (March 28, 2013). The contract provided that the number of shares of Integra common stock that Mr. Essig would be obligated to deliver to CSFB on the maturity date would depend on the average price of Integra common stock for the 20 trading days prior to and including the settlement date. On March 28, 2013, the settlement price was $40.5266 per share. Accordingly, Mr. Essig transferred to CSFB 417,998 shares of Integra common stock. |