1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Series A Units of PBF Energy Company LLC
|
Â
(5)
|
Â
(5)
|
Class A Common Stock
|
2,971,800.4
|
$
(5)
|
D
|
Â
|
Series A Units of PBF Energy Company LLC
|
Â
(5)
|
Â
(5)
|
Class A Common Stock
|
131,264.42
|
$
(5)
|
I
|
See Footnote
(2)
|
Series A Units of PBF Energy Company LLC
|
Â
(5)
|
Â
(5)
|
Class A Common Stock
|
230,000
|
$
(5)
|
I
|
See Footnote
(3)
|
Series A Units of PBF Energy Company LLC
|
Â
(5)
|
Â
(5)
|
Class A Common Stock
|
270,000
|
$
(5)
|
I
|
See Footnote
(4)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The Class B Common Stock entitles the holder to one vote for each Series A Unit of PBF Energy Company LLC held by such holder. |
(2) |
Owned by Horse Island Partners LLC. The reporting person is the Managing Partner of Horse Island Partners and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes. |
(3) |
Owned by Argus Energy Corporation. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes. |
(4) |
Owned by Argus Investments Inc. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes. |
(5) |
Pursuant to an exchange agreement the Series A Units of PBF Energy Company LLC are exchangeable at any time for shares of Class A Common Stock of PBF Energy Inc. on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Series A Units of PBF Energy Company LLC for shares of Class A Common Stock of PBF Energy Inc. pursuant to the exchange agreement, the voting power afforded to the holder by its shares of Class B Common Stock of PBF Energy Inc. will be automatically and correspondingly reduced. |