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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
2010 June Director Stock Units (Initial Grant) (1) | (2) | 06/24/2010 | A | 14,069 | (3) | (3) | Common Stock | 14,069 | $ 0 | 14,069 | D | ||||
2010 June Director Stock Units (Yearly Grant) (4) | (2) | 06/24/2010 | A | 25,794 | (5) | (5) | Common Stock | 25,794 | $ 0 | 25,794 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Rittenmeyer Ronald A 1445 ROSS AVENUE, SUITE 1400 DALLAS, TX 75202 |
X |
Paul A. Castanon, Attorney-in-Fact for Ronald A. Rittenmeyer | 06/28/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Initial grant of restricted stock units to new non-employee director upon appointment to Board of Directors pursuant to Stock Incentive Plan. |
(2) | Each restricted stock unit represents a contingent right to receive one share of THC common stock. |
(3) | These restricted stock units vested immediately on the grant date and will be settled only upon termination of service. The restricted stock units may be settled in cash, stock or a combination of cash and stock. |
(4) | Pro rata portion of 2010 annual non-employee director grant of restricted stock units pursuant to Stock Incentive Plan. |
(5) | These restricted stock units vested immediately on the grant date. The restricted stock units will be settled on the third anniversary of the date of grant or termination of service. The restricted stock units may be settled in cash, stock or a combination of cash and stock. |