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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wilkins Michael T 118 SECOND AVENUE SE P.O. BOX 73909 CEDAR RAPIDS, IA 52407-3909 |
Executive Vice President |
/s/ Michael T. Wilkins by Dianne M. Lyons, Attorney-in-Fact | 05/27/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction represents a service award of shares gifted at no cost to the reporting person. |
(2) | The total number of securities beneficially held directly by the reporting person following the reported transaction includes: 2,773 shares held by the reporting person individually; and 2,313 shares of resticted stock issued under the Company's 2008 Stock Plan which vest, subject to certain conditions, on 05/21/2013. |
(3) | The total number of securities held indirectly by the reporting person following the reported transaction includes: 202,058 shares held by the issuer's defined benefit pension plan, for which Mr. Wilkins serves as one of two co-trustees; and 234,107 shares held by the issuer's Employee Stock Ownership Plan ("ESOP"), for which Mr. Wilkins serves as one of two co-trustees. |
(4) | None of the shares held by the issuer's defined benefit pension plan are allocated specifically for Mr. Wilkins' individual benefit. Only 1,575 shares held in the issuer's ESOP are allocated specifically for Mr. Wilkins' individual benefit. Mr. Wilkins disclaims beneficial ownership of any shares held by these two plans that are not allocated for his individual benefit, and this report shall not be deemed an admission that Mr. Wilkins is the beneficial ownwer of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
Remarks: This amendment is filed to clarify the direct and indirect nature of the reporting person's beneficial holdings of the issuer's common stock and to clarify that the shares granted to the reporting person as a service award were granted at no cost. |