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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
2007 Stock Incentive Plan Restricted Stock Units(RSUs) | (2) | 02/22/2010 | M | 695 | 02/22/2010 | 02/22/2010(3) | Common Stock | 695 | $ 0 | 1,389 | D | ||||
2007 Stock Incentive Plan Restricted Stock Units(RSUs) | (2) | 02/19/2010 | A | 4,677 | (4) | 02/19/2014(4) | Common Stock | 4,677 | $ 0 (5) | 4,677 | D | ||||
2007 Stock Incentive Plan Stock Options (6) | $ 20.61 | 02/19/2010 | A | 13,276 | (7) | 02/19/2020 | Common Stock | 13,276 | $ 0 (5) | 13,276 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sweeney Edward J C/O ENDO PHARMACEUTICALS HOLDINGS INC. 100 ENDO BOULEVARD CHADDS FORD, PA 19317 |
Principal Accounting Officer |
/s/ Caroline B. Manogue, by Power of Attorney | 02/23/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This represents the vesting of restricted stock units granted to Mr. Sweeney on February 21, 2008. Upon each vesting date, each vested restricted stock unit automatically converts into one (1) share of common stock of Endo Pharmaceuticals Holdings Inc. |
(2) | Upon each vesting date, each vested restricted stock unit automatically converts into one (1) share of common stock of Endo Pharmaceuticals Holdings Inc. |
(3) | Twenty-five percent (25%) of Mr. Sweeney's February 21, 2008 grant of restricted stock units (RSUs) generally vest 25% on each of February 21, 2009, February 21, 2010, February 21, 2011 and February 21, 2012. The 695 shown here is the amount that vested on February 22, 1010 (since February 21, 2010 was a Sunday). Upon vesting, we consider the underlying RSUs to be expired. |
(4) | These restricted stock units (RSUs) generally vest 25% per year on each of February 19, 2011, February 19, 2012, February 19, 2013 and February 19, 2014. Upon vesting, we consider the underlying RSUs to be expired. |
(5) | These securities were granted to Mr. Sweeney in consideration of his services as the Principal Accounting Officer of Endo Pharmaceuticals Holdings Inc. |
(6) | Representing the right to buy shares of common stock, par value $.01 per share, of Endo Pharmaceuticals Holdings Inc. |
(7) | These stock options are generally exercisable 25% per year on each of February 19, 2011, February 19, 2012, February 19, 2013 and February 19, 2014. |