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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
6.50% Cum. Convertible Trust Preferred Sec. | Â | Â | Â | Â | Â | Â | Â (8) | 01/15/2032 | Common Stock, $0.01 par value | Â | 60,000 | Â | ||
Employee Stock Option (Right to Buy) | $ 15.36 | Â | Â | Â | Â | Â | Â (9) | 01/10/2012 | Common Stock, $0.01 par value | Â | 48,543 | Â | ||
Employee Stock Option (Right to Buy) | $ 15.13 | Â | Â | Â | Â | Â | Â (10) | 01/30/2012 | Common Stock, $0.01 par value | Â | 4,000,000 | Â | ||
Employee Stock Option (Right to Buy) | $ 16.42 | Â | Â | Â | Â | Â | Â (11) | 03/27/2012 | Common Stock, $0.01 par value | Â | 66,845 | Â | ||
Employee Stock Option (Right to Buy) | $ 16.12 | Â | Â | Â | Â | Â | Â (12) | 06/27/2012 | Common Stock, $0.01 par value | Â | 67,446 | Â | ||
Employee Stock Option (Right to Buy) | $ 9.68 | Â | Â | Â | Â | Â | Â (13) | 09/29/2012 | Common Stock, $0.01 par value | Â | 47,934 | Â | ||
Employee Stock Option (Right to Buy) | $ 9.44 | Â | Â | Â | Â | Â | Â (14) | 12/30/2012 | Common Stock, $0.01 par value | Â | 45,214 | Â | ||
Employee Stock Option (Right to Buy) | $ 9.82 | Â | Â | Â | Â | Â | Â (15) | 01/02/2013 | Common Stock, $0.01 par value | Â | 1,360,000 | Â | ||
Employee Stock Option (Right to Buy) | $ 7.4 | Â | Â | Â | Â | Â | Â (16) | 03/30/2013 | Common Stock, $0.01 par value | Â | 138,050 | Â | ||
Employee Stock Option (Right to Buy) | $ 11.09 | Â | Â | Â | Â | Â | Â (17) | 06/29/2013 | Common Stock, $0.01 par value | Â | 107,759 | Â | ||
Employee Stock Option (Right to Buy) | $ 10.78 | Â | Â | Â | Â | Â | Â (18) | 09/29/2013 | Common Stock, $0.01 par value | Â | 73,897 | Â | ||
Employee Stock Option (Right to Buy) | $ 15.98 | Â | Â | Â | Â | Â | Â (19) | 12/30/2013 | Common Stock, $0.01 par value | Â | 62,396 | Â | ||
Employee Stock Option (Right to Buy) | $ 16.49 | Â | Â | Â | Â | Â | Â (20) | 01/04/2014 | Common Stock, $0.01 par value | Â | 1,587,301 | Â | ||
Employee Stock Option (Right to Buy) | $ 12.49 | Â | Â | Â | Â | Â | Â (21) | 03/10/2015 | Common Stock, $0.01 par value | Â | 1,685,393 | Â | ||
Ford Stock Equivalents | Â | Â | Â | Â | Â | Â | Â (22) | Â (22) | Common Stock, $0.01 par value | Â | 632,587 | Â | ||
Ford Stock Units | Â | Â | Â | Â | Â | Â | Â (23) | Â (23) | Common Stock, $0.01 par value | Â | 2,568 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FORD WILLIAM CLAY JR FORD MOTOR COMPANY ONE AMERICAN ROAD DEARBORN, MI 48126 |
 X |  |  Exec. Chairman and Chairman |  |
/s/Kathryn S. Lamping, Attorney-in-Fact | 02/09/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | I disclaim beneficial ownership of these shares owned by my wife. |
(2) | I disclaim beneficial ownership of these shares held by my wife as custodian for two of my children. |
(3) | I am a trustee of the voting trust. As shown, it holds 186,964 shares of Common Stock and 3,319,744 shares of Class B Stock for my benefit. I disclaim beneficial ownership of any other shares of Common Stock or Class B Stock in said voting trust. |
(4) | I am one of five trustees of the voting trust. As shown, it holds 91,543 shares of Class B Stock for the benefit of one of my children. I disclaim benefical ownership of these shares. |
(5) | I am one of five trustees of the voting trust. As shown, it holds 173,436 shares of Class B Stock for the benefit of two of my children. I disclaim benefical ownership of these shares. These shares include shares shown in footnote 4. |
(6) | I disclaim beneficial ownership of these shares owned by one of my children. |
(7) | I am the trustee of these trusts for two of my children. I disclaim beneficial ownership of these shares. |
(8) | Each 6.50% Cumulative Convertible Trust Preferred Security, issued by Ford Motor Company Capital Trust II, a Delaware business trust, is immediately convertible, at the option of the holder, into 2.8249 shares of Ford Motor Company Common Stock. |
(9) | The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (01/11/2002), 66% after two years, and in full after three years. |
(10) | The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (01/31/2002), 66% after two years, and in full after three years. |
(11) | The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/28/2002), 66% after two years, and in full after three years. |
(12) | The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (06/28/2002), 66% after two years, and in full after three years. |
(13) | The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (09/30/2002), 66% after two years, and in full after three years. |
(14) | The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (12/31/2002), 66% after two years, and in full after three years. |
(15) | The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (01/03/2003), 66% after two years, and in full after three years. |
(16) | The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/31/2003), 66% after two years, and in full after three years. |
(17) | The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (06/30/2003), 66% after two years, and in full after three years. |
(18) | The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (09/30/2003), 66% after two years, and in full after three years. |
(19) | The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (12/31/2003), 66% after two years, and in full after three years. |
(20) | The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (01/05/2004), 66% after two years, and in full after three years. |
(21) | The option is exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/11/2005), 66% after two years, and in full after three years. |
(22) | These Ford Stock Equivalents were acquired under the Company's 1998 Long-Term Incentive Plan without payment by me. These Ford Stock Equivalents will be converted and distributed to me, without payment, in shares of Common Stock on March 10, 2007. |
(23) | These Ford Stock Units were acquired under the Company's Deferred Compensation Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted and distributed to me, without payment, in cash, on January 10th of the year following termination of Board service, based upon the then current market value of a share of Common Stock. |