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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to purchase) | $ 4.99 | 10/24/2006 | A | 13,370 | 01/12/1999 | 01/12/2008 | Common Stock | 13,370 | (4) | 13,370 | D | ||||
Stock Option (right to purchase) | $ 8.26 | 10/24/2006 | A | 16,079 | 12/23/2005 | 02/23/2012 | Common Stock | 16,079 | (5) | 16,079 | D | ||||
Stock Option (right to purchase) | $ 5.6 | 10/24/2006 | A | 22,107 | 02/21/2004 | 02/21/2012 | Common Stock | 22,107 | (6) | 22,107 | D | ||||
Stock Option ( right to purchase) | $ 4.8 | 10/24/2006 | A | 36,479 | 04/16/2004 | 04/16/2011 | Common Stock | 36,479 | (7) | 36,479 | D | ||||
Stock Option (right to purchase) | $ 12.77 | 10/24/2006 | A | 58,469 | (8) | 09/10/2012 | Common Stock | 58,469 | (9) | 58,469 | D | ||||
Stock Option (right to purchase) | $ 2.66 | 10/24/2006 | A | 20,018 | 08/03/2004 | 08/03/2011 | Common Stock | 20,018 | (10) | 20,018 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PARK ANTHONY 601 RIVERSIDE AVENUE JACKSONVILLE, FL 32204 |
Chief Financial Officer |
Anthony J. Park | 10/27/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted stock vesting in three equal annual installments on November 18 of 2006, 2007, and 2008. |
(2) | Received in exchange for 2,310 shares of FNF restricted common stock pursuant to the SEDA between FNF and FNT in connection with the spin-off of FNT. On the effective date of the spin-off,, the closing price of FNF's common stock was $20.79 per share and the closing price of FNT's common stock was $22.23 per share. |
(3) | Includes 2,420 shares of FNT restricted stock received as a dividend on the effective date of the FNT spin-off. |
(4) | Received pursuant to the SEDA in connection with the spin-off of FNT in exchange for a stock option to acquire 6,741 shares of FNF common stock for $9.8952 per share (prior to any anti-dilutive adjustment to the option to account for the spin-off of FNT). |
(5) | Received pursuant to the SEDA in connection with the spin-off of FNT in exchange for a stock option to acquire 8,107 shares of FNF common stock for $16.38 per share (prior to any anti-dilutive adjustment to the option to account for the spin-off of FNT). |
(6) | Received pursuant to the SEDA in connection with the spin-off of FNT in exchange for a stock option to acquire 11,146 shares of FNF common stock for $11.10 per share (prior to any anti-dilutive adjustment to the option to account for the spin-off of FNT). |
(7) | Received pursuant to the SEDA i connection with the spin-off of FNT in exchange for a stock option to acquire 18,392 shares of FNF common stock for $9.532 per shares (prior to any anti-dilutive adjustment to the option to account for the spin-off of FNT). |
(8) | The option vests in three equal annual installments beginning September 10, 2005. |
(9) | Received pursuant to the SEDA in connection with the spin-off of FNT in exchange for a stock option to acquire 29479 shares of FNF common stock for $25.3197 per share (prior to any anti-dilutive adjustment to the option to account for the spin-off of FNT). |
(10) | Received pursuant to the SEDA in connection with the spin-off of FNT in exchange for a stock option to acquire 10,093 shares of FNF common stock for $5.2834 per share (prior to any anti-dilutive adjustment to the option to account for the spin-off of FNT). |