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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 1.72 | 04/03/2006 | M | 16,875 | (4) | 12/11/2007 | Common Stock | 16,875 | $ 0 | 16,875 | D | ||||
Employee Stock Option (Right to Buy) | $ 1.26 | 04/03/2006 | M | 6,536 | (5) | 04/18/2007 | Common Stock | 6,536 | $ 0 | 6,528 | D | ||||
Employee Stock Option (Right to Buy) | $ 7.81 | 04/03/2006 | M | 15,000 | (6) | 02/20/2009 | Common Stock | 15,000 | $ 0 | 67,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HOWELL J MARK C/O BRIGHTPOINT, INC. 501 AIRTECH PARKWAY PLAINFIELD, IN 46168 |
President |
/s/ David P. O'Connell, Attorney-in-Fact | 04/05/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction was executed pursuant to a Rule 10b5-1 Sales Plan entered into by the Reporting Person on August 11, 2005, which became effective on August 12, 2005. |
(2) | This Transaction was executed under a 10b5-1 Trading Plan entered into by the Reporting Person with an effective date of 2/9/06. |
(3) | This sale was made pursuant to the 10b5-1 trading plans entered into by the Reporting Person referenced in footnotes 1 and 2. |
(4) | 84,375 of the options vested on 12/11/2003, 84,375 of the options vested on 12/11/2004, and 84,375 vested on 12/11/2005. |
(5) | 49,016 of the options vested on 04/18/2003, 49,016 of the options vested on 04/18/2004, and 49,016 of the options vested on 04/18/2005. |
(6) | 37,500 of the options vested on 2/20/2005, 37,500 of the options vested on 2/20/06 and 37,500 of the options will vest on 2/20/2007 subject to, and in accordance with the terms of the Registrant's 1994 Employee Stock Option Plan and the Registrant's option agreement. |