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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-05128
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The Swiss Helvetia Fund, Inc.
(Exact name of registrant as specified in charter)
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7 Bryant Park
New York, New York 10018
(Address of principal executive offices) (Zip code)
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With copy to:
Mark Hemenetz
Schroders Investment Management North America Inc.
7 Bryant Park
New York, New York 10018
(Name and Address of Agent for Service)
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Registrant's telephone number, including area code: (800) 730-2932
Date of fiscal year end: December 31
Date of reporting period: July 1, 2017 to June 30, 2018
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 ((S)(S) 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX,
and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. (S) 3507.
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Item 1. Proxy Voting Record
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-05128
Reporting Period: 07/01/2017 - 06/30/2018
Swiss Helvetia Fund, Inc
=========================== Swiss Helvetia Fund, Inc ===========================
ABB LTD.
Ticker: ABBN Security ID: H0010V101
Meeting Date: MAR 29, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
(Non-Binding)
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 0.78 per Share
5.1 Amend Corporate Purpose For For Management
5.2 Amend Articles Re: Cancellation of For For Management
Transitional Provisions
6.1 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 4.7
Million
6.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 52 Million
7.1 Reelect Matti Alahuhta as Director For For Management
7.2 Elect Gunnar Brock as Director For For Management
7.3 Reelect David Constable as Director For For Management
7.4 Reelect Frederico Curado as Director For For Management
7.5 Reelect Lars Foerberg as Director For For Management
7.6 Elect Jennifer Xin-Zhe Li as Director For For Management
7.7 Elect Geraldine Matchett as Director For For Management
7.8 Reelect David Meline as Director For For Management
7.9 Reelect Satish Pai as Director For For Management
7.10 Reelect Jacob Wallenberg as Director For For Management
7.11 Reelect Peter Voser as Director and For For Management
Board Chairman
8.1 Appoint David Constable as Member of For For Management
the Compensation Committee
8.2 Appoint Frederico Curado as Member of For For Management
the Compensation Committee
8.3 Appoint Jennifer Xin-Zhe Li as Member For For Management
of the Compensation Committee
9 Designate Hans Zehnder as Independent For For Management
Proxy
10 Ratify KPMG AG as Auditors For For Management
11 Transact Other Business (Voting) For Against Management
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ADECCO GROUP AG
Ticker: ADEN Security ID: H00392318
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 2.50 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 4.7 Million
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 35
Million
5.1.1 Reelect Rolf Doerig as Director Board For For Management
Chairman
5.1.2 Reelect Jean-Christophe Deslarzes as For For Management
Director
5.1.3 Reelect Ariane Gorin as Director For For Management
5.1.4 Reelect Alexander Gut as Director For For Management
5.1.5 Reelect Didier Lambouche as Director For For Management
5.1.6 Reelect David Prince as Director For For Management
5.1.7 Reelect Kathleen Taylor as Director For For Management
5.1.8 Elect Regula Wallimann as Director For For Management
5.2.1 Reappoint Jean-Christophe Deslarzes as For For Management
Member of the Compensation Committee
5.2.2 Reappoint Alexander Gut as Member of For For Management
the Compensation Committee
5.2.3 Reappoint Kathleen Taylor as Member of For For Management
the Compensation Committee
5.3 Designate Andreas Keller as For For Management
Independent Proxy
5.4 Ratify Ernst and Young AG as Auditors For For Management
6 Approve Reduction in Share Capital For For Management
Through Cancelation of Repurchased
Shares
7 Transact Other Business (Voting) For Against Management
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AIROPACK TECHNOLOGY GROUP AG
Ticker: AIRN Security ID: H0107G108
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Treatment of Net Loss For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Antoine Kohler as Director For For Management
4.1.2 Reelect Quint Kelders as Director For For Management
4.1.3 Reelect Attila Tamer as Director For For Management
4.1.4 Reelect Okko Filius as Director For For Management
4.1.5 Reelect Robert Seminara as Director For For Management
4.1.6 Reelect Christophe Villemin as Director For For Management
4.2 Elect Jeremy Honeth as Director For For Management
4.3 Reelect Antoine Kohler as Board For For Management
Chairman
4.4.1 Reappoint Antoine Kohler as Member of For For Management
the Nomination and Compensation
Committee
4.4.2 Reappoint Okko Filius as Member of the For For Management
Nomination and Compensation Committee
4.4.3 Reappoint Christophe Villemin as For For Management
Member of the Nomination and
Compensation Committee
5 Approve Remuneration of Directors in For For Management
the Amount of CHF 200,000
6 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 2
Million
7 Ratify BDO AG as Auditors For For Management
8 Designate Daniel Bill as Independent For For Management
Proxy
9 Approve Creation of CHF 10 Million For For Management
Pool of Capital without Preemptive
Rights
10 Transact Other Business (Voting) For Against Management
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ARYZTA AG
Ticker: ARYN Security ID: H0336B110
Meeting Date: DEC 07, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For Against Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Scrip Dividend For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Gary McGann as Director and For For Management
Board Chairman
4.1.2 Reelect Charles Adair as Director For For Management
4.1.3 Reelect Dan Flinter as Director For For Management
4.1.4 Reelect Annette Flynn as Director For For Management
4.1.5 Reelect Andrew Morgan as Director For For Management
4.1.6 Reelect Rolf Watter as Director For For Management
4.1.7 Elect Kevin Toland as Director For Against Management
4.1.8 Elect James Leighton as Director For For Management
4.2.1 Reappoint Charles Adair as Member of For For Management
the Compensation Committee
4.2.2 Reappoint Gary McGann as Member of the For For Management
Compensation Committee
4.2.3 Reappoint Rolf Watter as Member of the For For Management
Compensation Committee
4.3 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
4.4 Designate Patrick ONeill as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.2 Million
5.2 Approve Remuneration of Executive For Against Management
Committee in the Amount of CHF 21
Million
6 Approve Creation of CHF 183,621 Pool For For Management
of Capital without Preemptive Rights
7 Transact Other Business (Voting) For Against Management
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AUTONEUM HOLDING AG
Ticker: AUTN Security ID: H04165108
Meeting Date: MAR 28, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 6.50 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Hans-Peter Schwald as Director For For Management
4.2 Reelect Rainer Schmueckle as Director For For Management
4.3 Reelect Norbert Indlekofer as Director For For Management
4.4 Reelect Michael Pieper as Director For For Management
4.5 Reelect This Schneider as Director For For Management
4.6 Reelect Peter Spuhler as Director For For Management
4.7 Reelect Ferdinand Stutz as Director For For Management
5 Reelect Hans-Peter Schwald as Board For For Management
Chairman
6.1 Reappoint This Schneider as Member of For For Management
the Compensation Committee
6.2 Reappoint Hans-Peter Schwald as Member For For Management
of the Compensation Committee
6.3 Reappoint Ferdinand Stutz as Member of For For Management
the Compensation Committee
7 Ratify KPMG AG as Auditors For For Management
8 Designate Ulrich Mayer as Independent For For Management
Proxy
9 Approve Remuneration Report For Against Management
10 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF 1.8
Million
11 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 8.5
Million
12 Transact Other Business (Voting) For Against Management
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BALOISE HOLDING
Ticker: BALN Security ID: H04530202
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 5.60 per Share
4.1.a Reelect Andreas Burckhardt as Director For For Management
and Board Chairman
4.1.b Reelect Andreas Beerli as Director For For Management
4.1.c Reelect Georges-Antoine de Boccard as For For Management
Director
4.1.d Reelect Christoph Gloor as Director For For Management
4.1.e Reelect Karin Keller-Sutter as Director For For Management
4.1.f Reelect Hugo Lasat as Director For For Management
4.1.g Reelect Thomas von Planta as Director For For Management
4.1.h Reelect Thomas Pleines as Director For For Management
4.1.i Reelect Marie-Noelle For For Management
Venturi-Zen-Ruffinen as Director
4.1.j Elect Hans-Joerg Schmidt-Trenz as For For Management
Director
4.2.1 Appoint Georges-Antoine de Boccard as For For Management
Member of the Compensation Committee
4.2.2 Appoint Karin Keller-Sutter as Member For For Management
of the Compensation Committee
4.2.3 Appoint Thomas Pleines as Member of For For Management
the Compensation Committee
4.2.4 Appoint Hans-Joerg Schmidt-Trenz as For For Management
Member of the Compensation Committee
4.3 Designate Christophe Sarasin as For For Management
Independent Proxy
4.4 Ratify Ernst & Young AG as Auditors For For Management
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 3.3 Million
5.2.1 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 4 Million
5.2.2 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 4.4 Million
6 Transact Other Business (Voting) For Against Management
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BELIMO HOLDING AG
Ticker: BEAN Security ID: H07171103
Meeting Date: APR 09, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 85 per Share
3 Approve Remuneration Report For For Management
(Non-Binding)
4 Approve Discharge of Board and Senior For For Management
Management
5.1.1 Reelect Adrian Altenburger as Director For For Management
5.1.2 Reelect Patrick Burkhalter as Director For For Management
5.1.3 Reelect Martin Hess as Director For For Management
5.1.4 Reelect Hans Wehrli as Director For For Management
5.1.5 Reelect Martin Zwyssig as Director For For Management
5.2 Elect Sandra Emme as Director For For Management
5.3.1 Reelect Hans Wehrli as Board Chairman For For Management
5.3.2 Reelect Martin Zwyssig as Deputy For For Management
Chairman
5.4.1 Appoint as Adrian Altenburger Member For For Management
and Chairman of the Compensation
Committee
5.4.2 Appoint Sandra Emme as Member of the For For Management
Compensation Committee
5.4.3 Appoint Martin Hess as Member of the For For Management
Compensation Committee
5.5 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
5.6 Ratify KPMG AG as Auditors For For Management
6.1 Approve Maximum Fixed Remuneration of For For Management
Directors in the Amount of CHF 900,000
6.2 Approve Maximum Fixed and Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 4.5 Million
7 Transact Other Business (Voting) For Against Management
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BKW AG
Ticker: BKW Security ID: H10053108
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 1.80 per Share
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.2 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 8.8
Million
6.1.1 Reelect Urs Gasche as Director For For Management
6.1.2 Reelect Hartmut Geldmacher as Director For For Management
6.1.3 Reelect Kurt Schaer as Director For For Management
6.1.4 Reelect Roger Baillod as Director For For Management
6.1.5 Elect Carole Ackermann as Director For For Management
6.1.6 Elect Rebecca Guntern as Director For For Management
6.2 Reelect Urs Gasche as Board Chairman For For Management
6.3.1 Appoint Urs Gasche as Member of the For Against Management
Compensation and Nomination Committee
6.3.2 Appoint Hartmut Geldmacher as Member For For Management
of the Compensation and Nomination
Committee
6.3.3 Appoint Andreas Rickenbacher as Member For Against Management
of the Compensation and Nomination
Committee
6.4 Designate Andreas Byland as For For Management
Independent Proxy
6.5 Ratify Ernst & Young AG as Auditors For For Management
7 Transact Other Business (Voting) For Against Management
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BURCKHARDT COMPRESSION HOLDING AG
Ticker: BCHN Security ID: H12013100
Meeting Date: JUL 01, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of CHF 7.00 per Share
4 Approve Discharge of Board and Senior For For Management
Management
5.1 Approve Creation of CHF 1.3 Million For For Management
Pool of Capital without Preemptive
Rights
5.2 Amend Articles Re: Shareholder For For Management
Representation at the General Meeting
5.3 Amend Articles Re: Remuneration Policy For For Management
for Directors
6.1.1 Reelect Valentin Vogt as Director For For Management
6.1.2 Reelect Hans Hess as Director For For Management
6.1.3 Reelect Urs Leinhaeuser as Director For For Management
6.1.4 Reelect Monika Kruesi as Director For For Management
6.1.5 Reelect Stephan Bross as Director For For Management
6.2 Reelect Valentin Vogt as Board Chairman For For Management
6.3.1 Reappoint Hans Hess as Member of the For For Management
Compensation Committee and Nomination
Committee
6.3.2 Reappoint Stephan Bross as Member of For For Management
the Compensation and Nomination
Committee
6.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.5 Designate Andreas Keller as For For Management
Independent Proxy
7.1 Approve Maximum Variable Remuneration For For Management
of Directors in the Amount of CHF
79,000 for Fiscal 2016
7.2 Approve Maximum Variable Remuneration For For Management
of Executive Committee in the Amount
of CHF 546,000 for Fiscal 2016
7.3 Approve Remuneration Report for Fiscal For For Management
2016
7.4 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 580,000
for Fiscal 2017
7.5 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 580,000
for Fiscal 2018
7.6 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 2.12 Million for Fiscal 2018
8 Transact Other Business (Voting) For Against Management
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CEMBRA MONEY BANK AG
Ticker: CMBN Security ID: H3119A101
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3.1 Approve Allocation of Income and For For Management
Dividends of CHF 0.55 per Share
3.2 Approve Dividends of CHF 3.00 per For For Management
Share from Capital Contribution
Reserves
4 Approve Discharge of Board and Senior For For Management
Management
5.1.1 Reelect Felix Weber as Director For For Management
5.1.2 Reelect Peter Athanas as Director For For Management
5.1.3 Reelect Urs Baumann as Director For For Management
5.1.4 Reelect Denis Hall as Director For For Management
5.1.5 Reelect Katrina Machin as Director For For Management
5.1.6 Reelect Monica Maechler as Director For For Management
5.1.7 Reelect Ben Tellings as Director For For Management
5.2 Reelect Felix Weber as Board Chairman For For Management
5.3.1 Reappoint Urs Baumann as Member of the For For Management
Compensation and Nomination Committee
5.3.2 Reappoint Katrina Machin as Member of For For Management
the Compensation and Nomination
Committee
5.3.3 Reappoint Ben Tellings as Member of For For Management
the Compensation and Nomination
Committee
5.4 Designate Andreas Keller as For For Management
Independent Proxy
5.5 Ratify KPMG AG as Auditors For For Management
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.5 Million
6.2 Approve Fixed and Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 6.4 Million
7 Transact Other Business (Voting) For Against Management
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COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: H25662182
Meeting Date: SEP 13, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.80 per Registered A
Share and CHF 0.18 per Registered B
Share
3 Approve Discharge of Board of Directors For For Management
4.1 Reelect Johann Rupert as Director and For For Management
Board Chairman
4.2 Reelect Josua Malherbe as Director For For Management
4.3 Reelect Jean-Blaise Eckert as Director For Against Management
4.4 Reelect Ruggero Magnoni as Director For Against Management
4.5 Reelect Jeff Moss as Director For For Management
4.6 Reelect Guillaume Pictet as Director For For Management
4.7 Reelect Alan Quasha as Director For Against Management
4.8 Reelect Maria Ramos as Director For For Management
4.9 Reelect Jan Rupert as Director For For Management
4.10 Reelect Gary Saage as Director For For Management
4.11 Reelect Cyrille Vigneron as Director For For Management
4.12 Elect Nikesh Arora as Director For For Management
4.13 Elect Nicolas Bos of Clifton as For For Management
Director
4.14 Elect Clay Brendish as Director For For Management
4.15 Elect Burkhart Grund as Director For For Management
4.16 Elect Keyu Jin as Director For For Management
4.17 Elect Jerome Lambert as Director For For Management
4.18 Elect Vesna Nevistic as Director For For Management
4.19 Elect Anton Rupert as Director For For Management
5.1 Appoint Clay Brendish as Member of the For For Management
Compensation Committee
5.2 Appoint Guillaume Pictet as Member of For For Management
the Compensation Committee
5.3 Appoint Maria Ramos as Member of the For For Management
Compensation Committee
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Designate Francoise Demierre Morand as For For Management
Independent Proxy
8.1 Approve Maximum Remuneration of For Against Management
Directors in the Amount of CHF 8.4
Million
8.2 Approve Maximum Fixed Remuneration of For Against Management
Executive Committee in the Amount of
CHF 11 Million
8.3 Approve Maximum Variable Remuneration For For Management
of Executive Committee in the Amount
of CHF 12.3 Million
9 Transact Other Business (Voting) For Against Management
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CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 0.25 per For For Management
Share from Capital Contribution
Reserves
4.1.a Reelect Urs Rohner as Director and For For Management
Board Chairman
4.1.b Reelect Iris Bohnet as Director For For Management
4.1.c Reelect Andreas Gottschling as Director For For Management
4.1.d Reelect Alexander Gut as Director For For Management
4.1.e Reelect Andreas Koopmann as Director For For Management
4.1.f Reelect Seraina Macia as Director For For Management
4.1.g Reelect Kai Nargolwala as Director For For Management
4.1.h Reelect Joaquin Ribeiro as Director For For Management
4.1.i Reelect Severin Schwan as Director For For Management
4.1.j Reelect John Tiner as Director For For Management
4.1.k Reelect Alexandre Zeller as Director For For Management
4.1.l Elect Michael Klein as Director For For Management
4.1.m Elect Ana Pessoa as Director For For Management
4.2.1 Reappoint Iris Bohnet as Member of the For For Management
Compensation Committee
4.2.2 Reappoint Andreas Koopmann as Member For For Management
of the Compensation Committee
4.2.3 Reappoint Kai Nargolwala as Member of For For Management
the Compensation Committee
4.2.4 Reappoint Alexandre Zeller as Member For For Management
of the Compensation Committee
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 12 Million
5.2.1 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 25.5 Million
5.2.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 31 Million
5.2.3 Approve Long-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 58.5 Million
6.1 Ratify KPMG AG as Auditors For For Management
6.2 Ratify BDO AG as Special Auditors For For Management
6.3 Designate Andreas Keller as For For Management
Independent Proxy
7.1 Transact Other Business: Proposals by For Against Management
Shareholders (Voting)
7.2 Transact Other Business: Proposals by For Against Management
the Board of Directors (Voting)
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DKSH HOLDING AG
Ticker: DKSH Security ID: H2012M121
Meeting Date: MAR 22, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of 1.65 CHF per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Maximum Remuneration of Board For Abstain Management
of Directors in the Amount of CHF 2.8
Million
4.2 Approve Maximum Remuneration of For Abstain Management
Executive Committee in the Amount of
CHF 18.5 Million
5.1a Reelect Joerg Wolle as Director For For Management
5.1b Reelect Frank Gulich as Director For For Management
5.1c Reelect David Kamenetzky as Director For For Management
5.1d Reelect Adrian Keller as Director For For Management
5.1e Reelect Andreas Keller as Director For For Management
5.1f Reelect Robert Peugeot as Director For Against Management
5.1g Reelect Theo Siegert as Director For For Management
5.1h Reelect Hans Tanner as Director For Against Management
5.1i Elect Annette Koehler as Director For For Management
5.1j Elect Eunice Zehnder-Lai as Director For For Management
5.2 Reelect Joerg Wolle as Board Chairman For For Management
5.3.1 Reappoint Adrian Keller as Member of For Abstain Management
the Nomination and Compensation
Committee
5.3.2 Reappoint Frank Gulich as Member of For Abstain Management
the Nomination and Compensation
Committee
5.3.3 Reappoint Robert Peugeot as Member of For Abstain Management
the Nomination and Compensation
Committee
5.3.4 Appoint Eunice Zehnder-Lai as Member For Abstain Management
of the Nomination and Compensation
Committee
5.4 Ratify Ernst & Young AG as Auditors For For Management
5.5 Designate Ernst Widmer as Independent For For Management
Proxy
6 Transact Other Business (Voting) For Against Management
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FEINTOOL INTERNATIONAL HOLDING AG
Ticker: FTON Security ID: H24510135
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 2.00 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Remuneration of Directors in For Against Management
the Amount of CHF 1.5 Million
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 1.9
Million
5.1.1 Reelect Alexander von Witzleben as For Against Management
Director
5.1.2 Reelect Michael Soormann as Director For Against Management
5.1.3 Reelect Thomas Erb as Director For For Management
5.1.4 Reelect Heinz Loosli as Director For For Management
5.1.5 Elect Norbert Indlekofer as Director For For Management
5.2 Reelect Alexander von Witzleben as For Against Management
Board Chairman
5.3.1 Reappoint Alexander von Witzleben as For Against Management
Member of the Compensation Committee
5.3.2 Reappoint Michael Soormann as Member For Against Management
of the Compensation Committee
5.4 Designate COT Treuhand AG as For For Management
Independent Proxy
5.5 Ratify KPMG AG as Auditors For For Management
6 Approve Creation of CHF 6 Million Pool For For Management
of Capital without Preemptive Rights
7 Transact Other Business (Voting) For Against Management
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FORBO HOLDING AG
Ticker: FORN Security ID: H26865214
Meeting Date: APR 06, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 19 per Share
4.1 Approve Remuneration Report For Against Management
(Non-Binding)
4.2 Approve Remuneration of Directors in For For Management
the Amount of CHF 4 Million
4.3 Approve Maximum Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 2.3 Million
4.4 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 895,000
4.5 Approve Maximum Variable Long-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 240,000
5.1 Reelect This Schneider as Director and For For Management
Board Chairman
5.2 Reelect Peter Altorfer as Director For For Management
5.3 Reelect Michael Pieper as Director For For Management
5.4 Reelect Claudia Coninx-Kaczynski as For For Management
Director
5.5 Reelect Reto Mueller as Director For For Management
5.6 Reelect Vincent Studer as Director For For Management
6.1 Reappoint Peter Altorfer as Member of For Against Management
the Compensation Committee
6.2 Reappoint Claudia Coninx-Kaczynski as For For Management
Member of the Compensation Committee
6.3 Reappoint Michael Pieper as Member of For Against Management
the Compensation Committee
7 Ratify KPMG AG as Auditors For For Management
8 Designate Rene Peyer as Independent For For Management
Proxy
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
GALENICA AG
Ticker: GALE Security ID: H28456103
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 1.65 per For For Management
Share from Capital Contribution
Reserves
4 Approve Remuneration Report For For Management
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.9 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 5.8
Million
6.1.1 Reelect Joerg Kneubuehler as Director For For Management
and Board Chairman
6.1.2 Reelect Daniela Bosshardt-Hengartner For For Management
as Director
6.1.3 Reelect Michel Burnier as Director For For Management
6.1.4 Reelect Fritz Hirsbrunner as Director For For Management
6.1.5 Reelect Philippe Nussbaumer as Director For For Management
6.1.6 Reelect Andreas Walde as Director For For Management
6.1.7 Elect Bertrand Jungo as Director For For Management
6.2.1 Reappoint Daniela Bosshardt-Hengartner For For Management
as Member of the Compensation Committee
6.2.2 Reappoint Michel Burnier as Member of For For Management
the Compensation Committee
6.2.3 Reappoint Fritz Hirsbrunner as Member For For Management
of the Compensation Committee
6.3 Designate Claudia Leu as Independent For For Management
Proxy
6.4 Ratify Ernst & Young AG as Auditors For For Management
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
GAM HOLDING LTD.
Ticker: GAM Security ID: H2878E106
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 0.65 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Creation of CHF 798,412 Pool For For Management
of Capital without Preemptive Rights
5 Amend Articles Re: Shareholder Votes For For Management
on the Compensation of Board of
Directors and Executive Management
6.1 Reelect Hugh Scott-Barrett as Director For For Management
and Board Chairman
6.2 Reelect Diego du Monceau as Director For For Management
6.3 Reelect Nancy Mistretta as Director For For Management
6.4 Reelect Ezra Field as Director For For Management
6.5 Reelect Benjamin Meuli as Director For For Management
6.6 Reelect David Jacob as Director For For Management
6.7 Elect Monica Maechler as Director For For Management
7.1 Reappoint Nancy Mistretta as Member of For For Management
the Compensation Committee
7.2 Reappoint David Jacob as Member of the For For Management
Compensation Committee
7.3 Appoint Ezra Field as Member of the For For Management
Compensation Committee
8.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 2.5 Million
8.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 8 Million
8.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 13.7 Million
9 Ratify KPMG AG as Auditors For For Management
10 Designate Tobias Rohner as Independent For For Management
Proxy
11 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
GEBERIT AG
Ticker: GEBN Security ID: H2942E124
Meeting Date: APR 04, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 10.40 per Share
3 Approve Discharge of Board of Directors For For Management
4.1.1 Reelect Albert Baehny as Director and For For Management
Board Chairman
4.1.2 Reelect Felix Ehrat as Director For For Management
4.1.3 Reelect Thomas Huebner as Director For For Management
4.1.4 Reelect Hartmut Reuter as Director For For Management
4.1.5 Reelect Jorgen Tang-Jensen Director For For Management
4.1.6 Reelect Eunice Zehnder-Lai as Director For For Management
4.2.1 Reelect Hartmut Reuter as Member of For For Management
the Nomination and Compensation
Committee
4.2.2 Reelect Jorgen Tang-Jensen as Member For For Management
of the Nomination and Compensation
Committee
4.2.3 Reelect Eunice Zehnder-Lai as Member For For Management
of the Nomination and Compensation
Committee
5 Designate Roger Mueller as Independent For For Management
Proxy
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7.1 Approve Remuneration Report For For Management
7.2 Approve Remuneration of Directors in For For Management
the Amount of CHF 2.4 Million
7.3 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 11.3
Million
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
GIVAUDAN SA
Ticker: GIVN Security ID: H3238Q102
Meeting Date: MAR 22, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 58 per Share
4 Approve Discharge of Board and Senior For For Management
Management
5.1.1 Reelect Victor Balli as Director For For Management
5.1.2 Reelect Werner Bauer as Director For For Management
5.1.3 Reelect Lilian Biner as Director For For Management
5.1.4 Reelect Michael Carlos as Director For For Management
5.1.5 Reelect Ingrid Deltenre as Director For For Management
5.1.6 Reelect Calvin Grieder as Director For For Management
5.1.7 Reelect Thomas Rufer as Director For For Management
5.2 Elect Calvin Grieder as Board Chairman For For Management
5.3.1 Reappoint Werner Bauer as Member of For For Management
the Compensation Committee
5.3.2 Reappoint Ingrid Deltenre as Member of For For Management
the Compensation Committee
5.3.3 Reappoint Victor Balli as Member of For For Management
the Compensation Committee
5.4 Designate Manuel Isler as Independent For For Management
Proxy
5.5 Ratify Deloitte AG as Auditors For For Management
6.1 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 3
Million
6.2.1 Approve Short Term Variable For For Management
Remuneration of Executive Committee
for Fiscal 2017 in the Amount of CHF 3.
5 Million
6.2.2 Approve Maximum Fixed and Long Term For For Management
Remuneration of Executive Committee
for Fiscal 2018 in the Amount of CHF
17 Million
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
IMPLENIA AG
Ticker: IMPN Security ID: H41929102
Meeting Date: MAR 27, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For Against Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 2.00 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.35 Million
4.2 Approve Remuneration of Executive For Against Management
Committee in the Amount of CHF 10
Million
5.1.1 Reelect Hans Meister as Director and For For Management
as Board Chairman
5.1.2 Reelect Henner Mahlstedt as Director For For Management
5.1.3 Reelect Ines Poeschel as Director For For Management
5.1.4 Reelect Kyrre Olaf Johansen as Director For For Management
5.1.5 Reelect Laurent Vulliet as Director For For Management
5.1.6 Elect Martin Fischer as Director For For Management
5.2.1 Reappoint Ines Poeschel as Member of For Against Management
the Compensation Committee
5.2.2 Reppoint Laurent Vulliet as Member of For For Management
the Compensation Committee
5.2.3 Appoint Martin Fischer as Member of For For Management
the Compensation Committee
5.3 Designate Andreas Keller as For For Management
Independent Proxy
5.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG
Ticker: BAER Security ID: H4414N103
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.40 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 3.9
Million
4.2.1 Approve Variable Cash-Based For For Management
Remuneration of Executive Committee in
the Amount of CHF 6.2 Million
4.2.2 Approve Variable Share-Based For For Management
Remuneration of Executive Committee in
the Amount of CHF 6.1 Million
4.2.3 Approve Maximum Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5.8 Million
5.1.1 Reelect Daniel Sauter as Director For For Management
5.1.2 Reelect Gilbert Achermann as Director For For Management
5.1.3 Reelect Andreas Amschwand as Director For For Management
5.1.4 Reelect Heinrich Baumann as Director For For Management
5.1.5 Reelect Paul Man Yiu Chow as Director For For Management
5.1.6 Reelect Ivo Furrer as Director For For Management
5.1.7 Reelect Claire Giraut as Director For For Management
5.1.8 Reelect Gareth Penny as Director For For Management
5.1.9 Reelect Charles Stonehill as Director For For Management
5.2 Elect Richard Campbell-Breeden as For For Management
Director
5.3 Elect Daniel Sauter as Board Chairman For For Management
5.4.1 Reappoint Gilbert Achermann as Member For For Management
of the Compensation Committee
5.4.2 Reappoint Heinrich Baumann as Member For For Management
of the Compensation Committee
5.4.3 Appoint Richard Campbell-Breeden as For For Management
Member of the Compensation Committee
5.4.4 Reappoint Gareth Penny as Member of For For Management
the Compensation Committee
6 Ratify KPMG AG as Auditors For For Management
7 Designate Marc Nater as Independent For For Management
Proxy
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
KUROS BIOSCIENCES AG
Ticker: KURN Security ID: H4769G117
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Treatment of Net Loss For For Management
4.1 Reelect Clemens van Blitterswijk as For For Management
Director and Board Chairman
4.2 Reelect Christian Itin as Director For For Management
4.3 Reelect Leanna Caron as Director For For Management
4.4 Reelect Giacomo Di Nepi as Director For For Management
4.5 Reelect Gerhard Ries as Director For For Management
4.6 Elect Joost de Bruijn as Director For Against Management
4.7 Elect Jason Hannon as Director For For Management
4.8 Elect Scott Bruder as Director For For Management
4.9 Elect Oliver Walker as Director For Abstain Management
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.1 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 390,500
6.2 Approve Grant of up to 20,000 Share For Against Management
Options to Directors
6.3 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 1.6 Million
6.4 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 556,337
6.5 Approve Grant of up to 155,000 Share For For Management
Options To Executives
7.1 Appoint Gerhard Ries as Member of the For For Management
Compensation Committee
7.2 Appoint Leanna Caron as Member of the For For Management
Compensation Committee
8 Designate Andreas Keller as For For Management
Independent Proxy
9 Approve Creation of CHF 4.12 Million For Against Management
Pool of Capital without Preemptive
Rights
10 Amend Stock Option Plan For Against Management
11 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LANDIS+GYR GROUP AG
Ticker: LAND Security ID: H893NZ107
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Treatment of Net Loss For For Management
2.2 Approve Dividends of CHF 2.30 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Remuneration Report For Against Management
4.2 Approve Remuneration of Directors in For For Management
the Amount of CHF 2 Million Until the
2019 AGM
4.3 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 11.5
Million for Fiscal 2019
5.1.1 Reelect Andreas Umbach as Director For For Management
5.1.2 Reelect Eric Elzvik as Director For For Management
5.1.3 Reelect Dave Geary as Director For For Management
5.1.4 Reelect Pierre-Alain Graf as Director For For Management
5.1.5 Reelect Andreas Spreiter as Director For For Management
5.1.6 Reelect Christina Stercken as Director For For Management
5.2.1 Elect Mary Kipp as Director For For Management
5.2.2 Elect Peter Mainz as Director For For Management
5.3 Reelect Andres Umbach as Board Chairman For For Management
5.4.1 Reappoint Eric Elzvik as Member of the For For Management
Compensation Committee
5.4.2 Reappoint Dave Geary as Member of the For For Management
Compensation Committee
5.4.3 Reappoint Pierre-Alain Graf as Member For For Management
of the Compensation Committee
5.5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
5.6 Designate Roger Foehn as Independent For For Management
Proxy
6 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LINDT & SPRUENGLI AG
Ticker: LISN Security ID: H49983176
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
(Non-Binding)
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Allocation of Income and For For Management
Dividends of CHF 510 per Registered
Share and CHF 51 per Participation
Certificate
4.2 Approve Dividends from Capital For For Management
Contribution Reserves of CHF 420 per
Registered Share and CHF 42 per
Participation Certificate
5.1 Reelect Ernst Tanner as Director and For For Management
Board Chairman
5.2 Reelect Antonio Bulgheroni as Director For For Management
5.3 Reelect Rudolf Spruengli as Director For For Management
5.4 Reelect Elisabeth Guertler as Director For For Management
5.5 Reelect Thomas Rinderknecht as Director For For Management
5.6 Elect Silvio Denz as Director For For Management
6.1 Reappoint Rudolf Spruengli as Member For Against Management
of the Compensation Committee
6.2 Reappoint Antonio Bulgheroni as Member For Against Management
of the Compensation Committee
6.3 Reappoint Elisabeth Guertler as Member For For Management
of the Compensation Committee
7 Designate Patrick Schleiffer as For For Management
Independent Proxy
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.3 Million
9.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 18
Million
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A.
Ticker: LOGN Security ID: H50430232
Meeting Date: SEP 12, 2017 Meeting Type: Annual
Record Date: SEP 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Appropriation Of Retained Earnings For For Management
5 Approve Discharge of Board and Senior For For Management
Management
6A Elect Director Patrick Aebischer For For Management
6B Elect Director Edouard Bugnion For For Management
6C Elect Director Bracken Darrell For For Management
6D Elect Director Sally Davis For For Management
6E Elect Director Guerrino De Luca For For Management
6F Elect Director Sue Gove For For Management
6G Elect Director Didier Hirsch For For Management
6H Elect Director Neil Hunt For For Management
6I Elect Director Dimitri Panayotopoulos For For Management
6J Elect Director Lung Yeh For For Management
6K Elect Director Wendy Becker For For Management
6L Elect Director Neela Montgomery For For Management
7 Elect Guerrino De Luca as Board For For Management
Chairman
8A Appoint Edouard Bugnion as Member of For For Management
the Compensation Committee
8B Appoint Sally Davis as Member of the For For Management
Compensation Committee
8C Appoint Neil Hunt as Member of the For For Management
Compensation Committee
8D Appoint Dimitri Panayotopoulos as For For Management
Member of the Compensation Committee
9 Approve Remuneration of Directors For For Management
10 Approve Remuneration of Executive For For Management
Committee in the Amount of USD
24,650,000
11 Ratify KPMG AG as Auditors For For Management
12 Designate Beatrice Ehlers as For For Management
Independent Proxy
A Authorize Independent Representative For Against Management
to Vote on Any Amendment to Previous
Resolutions
--------------------------------------------------------------------------------
LONZA GROUP LTD.
Ticker: LONN Security ID: H50524133
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 2.75 per Share from
Capital Contribution Reserves
5.1.1 Reelect Patrick Aebischer as Director For For Management
5.1.2 Reelect Werner Bauer as Director For For Management
5.1.3 Reelect Albert Baehny as Director For For Management
5.1.4 Reelect Christoph Maeder as Director For For Management
5.1.5 Reelect Barbara Richmond as Director For For Management
5.1.6 Reelect Margot Scheltema as Director For For Management
5.1.7 Reelect Juergen Steinemann as Director For For Management
5.1.8 Reelect Antonio Trius as Director For For Management
5.2.1 Elect Angelica Kohlmann as Director For For Management
5.2.2 Elect Olivier Verscheure as Director For For Management
5.3 Elect Albert Baehny as Board Chairman For For Management
5.4.1 Reappoint Christoph Maeder as Member For For Management
of the Nomination and Compensation
Committee
5.4.2 Reappoint Juergen Steinmann as Member For For Management
of the Nomination and Compensation
Committee
5.5 Appoint Angelica Kohlmann as Member of For For Management
the Nomination and Compensation
Committee
6 Ratify KPMG AG as Auditors For For Management
7 Designate Daniel Pluess as Independent For For Management
Proxy
8 Approve Remuneration of Directors in For For Management
the Amount of CHF 3.1 Million
9.1 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5.5 Million
9.2 Approve Variable Short-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 6.1 Million
9.3 Approve Variable Long-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 10.3 Million
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 12, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.35 per Share
4.1.a Reelect Paul Bulcke as Director and For Against Management
Board Chairman
4.1.b Reelect Ulf Schneider as Director For For Management
4.1.c Reelect Henri de Castries as Director For For Management
4.1.d Reelect Beat Hess as Director For For Management
4.1.e Reelect Renato Fassbind as Director For For Management
4.1.f Reelect Jean-Pierre Roth as Director For For Management
4.1.g Reelect Ann Veneman as Director For For Management
4.1.h Reelect Eva Cheng as Director For For Management
4.1.i Reelect Ruth Oniang'o as Director For For Management
4.1.j Reelect Patrick Aebischer as Director For For Management
4.1.k Reelect Ursula Burns as Director For For Management
4.2.1 Elect Kasper Rorsted as Director For For Management
4.2.2 Elect Pablo Isa as Director For For Management
4.2.3 Elect Kimberly Ross as Director For For Management
4.3.1 Appoint Beat Hess as Member of the For For Management
Compensation Committee
4.3.2 Appoint Jean-Pierre Roth as Member of For For Management
the Compensation Committee
4.3.3 Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.3.4 Appoint Ursula Burns as Member of the For For Management
Compensation Committee
4.4 Ratify KPMG AG as Auditors For For Management
4.5 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For Against Management
the Amount of CHF 10 Million
5.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 60 Million
6 Approve CHF 4.9 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
7 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: MAR 02, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.80 per Share
4 Approve CHF 33.1 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5.1 Approve Maximum Total Remuneration of For For Management
Directors in the Amount of CHF 8.2
Million
5.2 Approve Maximum Total Remuneration of For For Management
Executive Committee in the Amount of
CHF 92 Million
5.3 Approve Remuneration Report For For Management
(Non-Binding)
6.1 Reelect Joerg Reinhardt as Director For For Management
and Board Chairman
6.2 Reelect Nancy Andrews as Director For For Management
6.3 Reelect Dimitri Azar as Director For For Management
6.4 Reelect Ton Buechner as Director For For Management
6.5 Reelect Srikant Datar as Director For For Management
6.6 Reelect Elizabeth Doherty as Director For For Management
6.7 Reelect Ann Fudge as Director For For Management
6.8 Reelect Frans van Houten as Director For For Management
6.9 Reelect Andreas von Planta as Director For For Management
6.10 Reelect Charles Sawyers as Director For For Management
6.11 Reelect Enrico Vanni as Director For For Management
6.12 Reelect William Winters as Director For For Management
7.1 Reappoint Srikant Datar as Member of For For Management
the Compensation Committee
7.2 Reappoint Ann Fudge as Member of the For For Management
Compensation Committee
7.3 Reappoint Enrico Vanni as Member of For For Management
the Compensation Committee
7.4 Reappoint William Winters as Member of For For Management
the Compensation Committee
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Designate Peter Andreas as Independent For For Management
Proxy
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SFS GROUP AG
Ticker: SFSN Security ID: H7482F118
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 1.90 per Share
4 Amend Articles Re: (Non-Routine) For Against Management
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.3 Million
5.2 Approve Maximum Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 4.3 Million
5.3 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 2.3
Million
6.1 Reelect Nick Huber as Director For For Management
6.2 Reelect Urs Kaufmann as Director For Against Management
6.3 Reelect Thomas Oetterli as Director For For Management
6.4 Reelect Heinrich Spoerry as Director For For Management
and Board Chairman
6.5 Reelect Bettina Stadler as Director For For Management
6.6 Reelect Joerg Walther as Director For For Management
7.1 Reappoint Nick Huber as Member of the For Against Management
Compensation Committee
7.2 Reappoint Urs Kaufmann as Chairman of For Against Management
the Compensation Committee
7.3 Reappoint Heinrich Spoerry as Member For Against Management
of the Compensation Committee
8 Designate Buerki Bolt Nemeth as For For Management
Independent Proxy
9 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SONOVA HOLDING AG
Ticker: SOON Security ID: H8024W106
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 2.60 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Robert Spoerry as Director and For For Management
Board Chairman
4.1.2 Reelect Beat Hess as Director For For Management
4.1.3 Reelect Lynn Bleil as Director For For Management
4.1.4 Reelect Michael Jacobi as Director For For Management
4.1.5 Reelect Stacy Enxing Seng as Director For For Management
4.1.6 Reelect Anssi Vanjoki as Director For For Management
4.1.7 Reelect Ronald van der Vis as Director For For Management
4.1.8 Reelect Jinlong Wang as Director For For Management
4.2 Elect Lukas Braunschweiler as Director For For Management
4.3.1 Reappoint Robert Spoerry as Member of For For Management
the Compensation Committee
4.3.2 Reappoint Beat Hess as Member of the For For Management
Compensation Committee
4.3.3 Reappoint Stacy Enxing Seng as Member For For Management
of the Compensation Committee
4.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
4.5 Designate Andreas Keller as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 3.1 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 15.1
Million
6 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SUNRISE COMMUNICATIONS GROUP AG
Ticker: SRCG Security ID: H83659104
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 4 from For For Management
Capital Contribution Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Peter Schoepfer as Director For For Management
4.1.2 Reelect Jesper Ovesen as Director For For Management
4.1.3 Reelect Robin Bienenstock as Director For For Management
4.1.4 Reelect Michael Krammer as Director For For Management
4.1.5 Reelect Joachim Preisig as Director For For Management
4.1.6 Reelect Christoph Vilanek as Director For For Management
4.1.7 Reelect Peter Kurer as Director For For Management
4.1.8 Elect Ingrid Deltenre as Director For For Management
4.1.9 Reelect Peter Kurer as Board Chairman For For Management
4.2.1 Reappoint Peter Schoepfer as Member of For For Management
the Compensation Committee
4.2.2 Reappoint Peter Kurer as Member of the For For Management
Compensation Committee
4.2.3 Reappoint Christoph Vilanek as Member For For Management
of the Compensation Committee
4.2.4 Reappoint Michael Krammer as Member of For For Management
the Compensation Committee
4.2.5 Appoint Ingrid Deltenre as Member of For For Management
the Compensation Committee
4.2.6 Reppoint Peter Schoepfer as Chairman For For Management
of the Compensation Committee
5 Designate Andreas Keller as For For Management
Independent Proxy
6 Ratify Ernst & Young AG as Auditors For For Management
7.1 Approve Remuneration Report For For Management
(Non-Binding)
7.2 Approve Maximum Aggregate Remuneration For For Management
of Directors in the Amount of CHF 1.5
Million
7.3 Approve Maximum Aggregate Remuneration For For Management
of Executive Committee in the Amount
of CHF 11.53 Million
8.1 Amend Articles Re: Registration For For Management
Restrictions for Nominees
8.2 Amend Articles Re: Delisting of the For For Management
Shares of the Company
8.3 Amend Articles Re: Number of Mandates For For Management
of Members of the Board of Directors
8.4 Amend Articles Re: Statutory Provision For For Management
related to Mandates of Members of the
Board of Directors and the Executive
Leadership
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SWATCH GROUP AG
Ticker: UHR Security ID: H83949133
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 1.50 per Registered
Share and CHF 7.50 per Bearer Share
4.1.1 Approve Fixed Remuneration of For Did Not Vote Management
Non-Executive Directors in the Amount
of CHF 1 Million
4.1.2 Approve Fixed Remuneration of For Did Not Vote Management
Executive Directors in the Amount of
CHF 2.6 Million
4.2 Approve Fixed Remuneration of For Did Not Vote Management
Executive Committee in the Amount of
CHF 5.5 Million
4.3 Approve Variable Remuneration of For Did Not Vote Management
Executive Directors in the Amount of
CHF 7.6 Million
4.4 Approve Variable Remuneration of For Did Not Vote Management
Executive Committee in the Amount of
CHF 18.7 Million
5.1 Reelect Nayla Hayek as Director For Did Not Vote Management
5.2 Reelect Ernst Tanner as Director For Did Not Vote Management
5.3 Reelect Daniela Aeschlimann as Director For Did Not Vote Management
5.4 Reelect Georges Hayek as Director For Did Not Vote Management
5.5 Reelect Claude Nicollier as Director For Did Not Vote Management
5.6 Reelect Jean-Pierre Roth as Director For Did Not Vote Management
5.7 Reelect Nayla Hayek as Board Chairman For Did Not Vote Management
6.1 Reappoint Nayla Hayek as Member of the For Did Not Vote Management
Compensation Committee
6.2 Reappoint Ernst Tanner as Member of For Did Not Vote Management
the Compensation Committee
6.3 Reappoint Daniela Aeschlimann as For Did Not Vote Management
Member of the Compensation Committee
6.4 Reappoint Georges Hayek as Member of For Did Not Vote Management
the Compensation Committee
6.5 Reappoint Claude Nicollier as Member For Did Not Vote Management
of the Compensation Committee
6.6 Reappoint Jean-Pierre Roth as Member For Did Not Vote Management
of the Compensation Committee
7 Designate Bernhard Lehmann as For Did Not Vote Management
Independent Proxy
8 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
9 Transact Other Business (Voting) For Did Not Vote Management
--------------------------------------------------------------------------------
SWISS LIFE HOLDING AG
Ticker: SLHN Security ID: H8404J162
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 13.50 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Fixed Remuneration of For Against Management
Directors in the Amount of CHF 3.2
Million
4.2 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 3.7 Million
4.3 Approve Maximum Fixed and Long-Term For For Management
Variable Remuneration of Executive
Committee in the Amount of CHF 13.8
Million
5.1 Reelect Rolf Doerig as Director and For Against Management
Board Chairman
5.2 Reelect Adrienne Corboud Fumagalli as For For Management
Director
5.3 Reelect Ueli Dietiker as Director For For Management
5.4 Reelect Damir Filipovic as Director For For Management
5.5 Reelect Frank Keuper as Director For For Management
5.6 Reelect Stefan Loacker as Director For For Management
5.7 Reelect Henry Peter as Director For For Management
5.8 Reelect Frank Schnewlin as Director For For Management
5.9 Reelect Franziska Sauber as Director For For Management
5.10 Reelect Klaus Tschuetscher as Director For For Management
5.11 Elect Martin Schmid as Director For For Management
5.12 Reappoint Frank Schnewlin as Member of For For Management
the Compensation Committee
5.13 Reappoint Franziska Sauber as Member For For Management
of the Compensation Committee
5.14 Appoint Klaus Tschuetscher as Member For For Management
of the Compensation Committee
6 Designate Andreas Zuercher as For For Management
Independent Proxy
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
TECAN GROUP AG
Ticker: TECN Security ID: H84774167
Meeting Date: APR 17, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 2.00 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Ratify Ernst & Young AG as Auditors For For Management
4.2 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
5.1 Approve Remuneration Report For Against Management
(Non-Binding)
5.2 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.5 Million
5.3 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 18.5
Million
6 Approve Creation of CHF 230,000 Pool For For Management
of Capital with Partial Exclusion of
Preemptive Rights
7.1.1 Reelect Heinrich Fischer as Director For For Management
7.1.2 Reelect Oliver Fetzer as Director For For Management
7.1.3 Reelect Lars Holmqvist as Director For For Management
7.1.4 Reelect Karen Huebscher as Director For For Management
7.1.5 Reelect Christa Kreuzburg as Director For For Management
7.1.6 Elect Lukas Braunschweiler as Director For For Management
7.1.7 Elect Daniel Marshak as Director For For Management
7.2.1 Reappoint Oliver Fetzer as Member of For For Management
the Compensation Committee
7.2.2 Reappoint Christa Kreuzburg as Member For For Management
of the Compensation Committee
7.2.3 Appoint Daniel Marshak as Member of For For Management
the Compensation Committee
7.3 Elect Lukas Braunschweiler as Board For For Management
Chairman
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
UBS GROUP AG
Ticker: UBSG Security ID: H892U1882
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 0.65 per Share from
Capital Contribution Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 74.2 Million
5 Approve Maximum Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 31.5 Million
6.1a Reelect Axel Weber as Director and For For Management
Board Chairman
6.1b Reelect Michel Demare as Director For For Management
6.1c Reelect David Sidwell as Director For For Management
6.1d Reelect Reto Francioni as Director For For Management
6.1e Reelect Ann Godbehere as Director For For Management
6.1f Reelect Julie Richardson as Director For For Management
6.1g Reelect Isabelle Romy as Director For For Management
6.1h Reelect Robert Scully as Director For For Management
6.1i Reelect Beatrice Weder di Mauro as For For Management
Director
6.1j Reelect Dieter Wemmer as Director For For Management
6.2.1 Elect Jeremy Anderson as Director For For Management
6.2.2 Elect Fred Hu as Director For For Management
6.3.1 Reappoint Ann Godbehere as Member of For For Management
the Compensation Committee
6.3.2 Reappoint Michel Demare as Member of For For Management
the Compensation Committee
6.3.3 Appoint Julie Richardson as Member of For For Management
the Compensation Committee
6.3.4 Appoint Dieter Wemmer as Member of the For For Management
Compensation Committee
7 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 14.5
Million
8.1 Designate ADB Altorfer Duss & For For Management
Beilstein AG as Independent Proxy
8.2 Ratify Ernst & Young AG as Auditors For For Management
8.3 Ratify BDO AG as Special Auditor For For Management
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
VALIANT HOLDING AG
Ticker: VATN Security ID: H90203128
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 4.00 per Share
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.7 Million
5.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 3.1 Million
5.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 2 Million
6.1 Reelect Juerg Bucher as Director and For For Management
Board Chairman
6.2 Reelect Christoph Buehler as Director For For Management
6.3 Reelect Barbara Artmann as Director For For Management
6.4 Reelect Jean-Baptiste Beuret as For For Management
Director
6.5 Reelect Maya Bundt as Director For For Management
6.6 Reelect Nicole Pauli as Director For For Management
6.7 Reelect Othmar Stoeckli as Director For For Management
6.8 Reelect Franziska von Weissenfluh as For For Management
Director
7.1 Reappoint Franziska von Weissenfluh as For For Management
Member of the Nomination and
Compensation Committee
7.2 Reappoint Jean-Baptiste Beuret as For For Management
Member of the Nomination and
Compensation Committee
7.3 Reappoint Juerg Bucher as Member of For For Management
the Nomination and Compensation
Committee
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Designate Fellmann Tschuemperlin For For Management
Loetscher AG as Independent Proxy
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
VAT GROUP AG
Ticker: VACN Security ID: H90508104
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Treatment of Net Loss For For Management
2.2 Approve Dividends of CHF 4.00 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Martin Komischke as Director For For Management
and Board Chairmam
4.1.2 Reelect Urs Leinhaeuser as Director For For Management
4.1.3 Reelect Karl Schlegel as Director For For Management
4.1.4 Reelect Hermann Gerlinger as Director For For Management
4.1.5 Elect Heinz Kundert as Director For For Management
4.1.6 Elect Libo Zhang as Director For For Management
4.2.1 Reappoint Martin Komischke as Member For For Management
of the Nomination and Compensation
Committee
4.2.2 Reappoint Karl Schlegel as Member of For For Management
the Nomination and Compensation
Committee
4.2.3 Appoint Heinz Kundert as Member of the For For Management
Nomination and Compensation Committee
5 Designate Roger Foehn as Independent For For Management
Proxy
6 Ratify KPMG AG as Auditors For For Management
7.1 Approve Remuneration Report For For Management
7.2 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 430,555
7.3 Approve Remuneration of Executive For Against Management
Committee in the Amount of CHF 2
Million
7.4 Approve Long-Term Variable For Against Management
Remuneration of Executive Committee in
the Amount of CHF 1.7 Million
7.5 Approve Remuneration of Directors in For For Management
the Amount of CHF 920,000
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
VZ HOLDING AG
Ticker: VZN Security ID: H9239A103
Meeting Date: APR 10, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 4.35 per Share
4.1.1 Reelect Fred Kindle as Director and For Against Management
Board Chairman
4.1.2 Reelect Roland Iff as Director For Against Management
4.1.3 Reelect Albrecht Langhart as Director For Against Management
4.1.4 Reelect Roland Ledergerber as Director For For Management
4.1.5 Reelect Olivier de Perregaux as For For Management
Director
4.2.1 Reappoint Fred Kindle as Member of the For Against Management
Compensation Committee
4.2.2 Reappoint Roland Ledergerber as Member For For Management
of the Compensation Committee
5 Designate Andreas Keller as For For Management
Independent Proxy
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 345,000
7.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 4.2 Million
7.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 1.7 Million
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 04, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2.1 Approve Allocation of Income and For For Management
Dividends of CHF 16.60 per Share from
Available Earnings
2.2 Approve Dividends of CHF 1.40 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.a Elect Michel Lies as Director and For For Management
Board Chairman
4.1.b Reelect Joan Amble as Director For For Management
4.1.c Reelect Catherine Bessant as Director For For Management
4.1.d Reelect Alison Canrwath as Director For For Management
4.1.e Reelect Christoph Franz as Director For For Management
4.1.f Reelect Jeffrey Hayman as Director For For Management
4.1.g Reelect Monica Maechler as Director For For Management
4.1.h Reelect Kishore Mahbubani as Director For For Management
4.1.i Reelect David Nish as Director For For Management
4.1.j Elect Jasmin Staiblin as Director For Against Management
4.2.1 Reappoint Christoph Franz as Member of For For Management
the Compensation Committee
4.2.2 Reappoint Kishore Mahbubani as Member For For Management
of the Compensation Committee
4.2.3 Reappoint Catherine Bessant as Member For For Management
of the Compensation Committee
4.2.4 Reappoint Michel Lies as Member of the For For Management
Compensation Committee
4.3 Designate Andreas Keller as For For Management
Independent Proxy
4.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 4.6 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 72.2
Million
6 Approve Creation of CHF 4.5 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Transact Other Business (Voting) For Against Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
The Swiss Helvetia Fund, Inc.
By: /s/ Reid B. Adams
----------------------------------
Reid B. Adams
Chief Legal Officer and Secretary
Date: August 24, 2018