SC 13G/A

Page 1 of 4

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

SCHEDULE 13G/A

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED

PURSUANT TO RULES 13d-1(b), (c), (d) AND AMENDMENTS

THERETO FILED PURSUANT TO RULE 13d-2(b)

(Amendment No. 9)

 

 

NACCO Industries, Inc.

(Name of Issuer)

Class A Common Stock, par value $1.00 per share

(Title of Class of Securities)

629579 10 3

(CUSIP Number)

December 31, 2015

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed.

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 629579 10 3   Page 2 of 4

 

  1   

Name of reporting person

 

Beatrice B. Taplin

  2  

Check the appropriate box if a member of a group*

(a)  ☐        (b)  ☐

 

  3  

SEC use only

 

  4  

Citizenship or place of organization

 

USA

Number of

shares

beneficially

owned by

each

reporting

person

with

    5    

Sole voting power

 

165,912

   6   

Shared voting power

 

56,120

   7   

Sole dispositive power

 

165,912

   8   

Shared dispositive power

 

56,120

  9  

Aggregate amount beneficially owned by each reporting person

 

222,032

10  

Check box if the aggregate amount in Row (9) excludes certain shares*    ☐

 

11  

Percent of class represented by amount in Row (9)

 

4.27%

12  

Type of reporting person*

 

IN

Page 3 of 4

SCHEDULE 13G

 

Item 1(a).  Name of Issuer:

    NACCO Industries, Inc.

Item 1(b). Address of Issuer’s Principal Executive Offices:

   

5875 Landerbrook Drive

Mayfield Heights, Ohio 44124-4017

Item 2(a).  Name of Person Filing:

    Beatrice B. Taplin

Item 2(b). Address of Principal Business Officer or, if none, Residence:

   

11 Cherry Hills Drive

Englewood, Colorado 80110

Item 2(c).  Citizenship:

    United States of America

Item 2(d). Title of Class of Securities:

    Class A Common Stock, Par Value $1.00 Per Share

Item 2(e).  CUSIP Number:

    629579 10 3

 

Item 3. If this statement is filed pursuant to Rule 13d-1(b), or (13d-2(b), check whether the person filing is a:

 

  (a) ☐ Broker or Dealer registered under section 15 of the Act
  (b) ☐ Bank as defined in section 3(a)(6) of the Act
  (c) ☐ Insurance Company as defined in section 3(a)(19) of the Act
  (d) ☐ Investment Company registered under section 8 of the Investment Company Act
  (e) ☐ Investment Adviser registered under section 203 of the Investment Advisers Act of 1940
  (f) ☐ Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee
            Retirement Income Security Act of 1974 or Endowment Fund; see #240.13d-1(b)(1)(ii)(F)
  (g) ☐ Parent Holding Company, in accordance with #240.13d-1(b)(ii)(G) (Note: See Item 7)
  (h) ☐ Group, in accordance with #240.13d-1(b)(1)(ii)(H)

 

Item 4. Ownership

 

(a)       Amount Beneficially Owned:

      222,032                      

(b)      Percent of Class:

      4.27%                      

(c)       Number of shares as to which such person has:

   

(i)       sole power to vote or to direct the vote

      165,912                      

(ii)      shared power to vote or to direct the vote

      56,120                       

(iii)     sole power to dispose or to direct the disposition of

      165,912                       

(iv)     shared power to dispose or to direct the disposition of

      56,120                       

Item 5.       Ownership of Five Percent or Less of a Class:

      Applicable                       

Item 6.       Ownership of More than Five Percent on Behalf of Another Person:

      Not Applicable                       

Item 7.       Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

      Not Applicable                       

Item 8.       Identification and Classification of Members of the Group:

      Not Applicable                       

Item 9.       Notice of Dissolution of Group:

      Not Applicable                       

Page 4 of 4

 

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

January 18, 2017
Date
/s/ Beatrice B. Taplin
Signature
Beatrice B. Taplin
Name/Title