Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of April 2015

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F     X            Form 40-F          

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

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Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.

    (English Translation) Share Buyback Report for the reporting month from March 1, 2015 to March 31, 2015

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

NOMURA HOLDINGS, INC.
Date: April 8, 2015 By:

/s/ Hajime Ikeda

Hajime Ikeda
Senior Managing Director

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[Translation of Share Buyback Report for the reporting month from March 1, 2015 to March 31, 2015

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on April 8, 2015]

Class of Shares: Common Stock

 

1. Status of repurchase

 

(1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

 

     as of March 31, 2015  
     Number of Shares      Total Repurchase
Amount (JPY)		  

Authorization pursuant to the resolution of the Board (January 29, 2015) (Period of repurchase: from February 16, 2015 to March 27, 2015)

    40,000,000         30,000,000,000   

Repurchases during this reporting month (Date of repurchase)

    (Date)

Mar 2

Mar 3

     

 

 4,331,800

2,900

   

  

     

 

 3,170,619,090

2,125,700

   

  

     

 

 

     

 

 

  

Total

 —   4,334,700      3,172,744,790   
     

 

 

     

 

 

  

Aggregate shares repurchased as of the end of this reporting month

 40,000,000      28,642,387,970   

Progress of share repurchase (%)

 100.0      95.5   

 

2. Status of disposition

 

     as of March 31, 2015  
     Number of shares disposed
in the reporting month		      Aggregate amount of
disposition (JPY)		  

Treasury shares disposed subject to procedures for issuance of new shares

    (Date)             —                       —     
     

 

 

     

 

 

  

Subtotal

 —   —        —     
     

 

 

     

 

 

  

Treasury shares canceled

 (Date)   —        —     
     

 

 

     

 

 

  

Subtotal

 —   —        —     
     

 

 

     

 

 

  

Treasury shares transferred upon merger, share exchange or demerger

 (Date)   —        —     
     

 

 

     

 

 

  

Subtotal

 —   —        —     
     

 

 

     

 

 

  

Other (upon request for purchasing “less-than-a-full-unit shares”)

 (Date)

—

   —        —     
     

 

 

     

 

 

  

Subtotal

 —   —        —     
     

 

 

     

 

 

  

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     as of March 31, 2015  
     Number of shares disposed
in the reporting month		      Aggregate amount of
disposition (JPY)		  

Other (exercise of stock acquisition rights)

    (Date)      
   Mar 2      28,000         5,638,500   
   Mar 3      74,700         968,700   
   Mar 4      93,200         5,189,200   
   Mar 5      8,600         3,197,400   
   Mar 6      30,800         625,800   
   Mar 9      35,400         2,710,400   
   Mar 10      32,400         2,111,400   
   Mar 11      8,000         2,389,000   
   Mar 12      13,000         2,202,000   
   Mar 13      21,700         615,700   
   Mar 16      42,900         638,900   
   Mar 17      24,000         3,525,000   
   Mar 18      118,900         3,376,900   
   Mar 19      51,400         1,538,400   
   Mar 20      68,800         68,800   
   Mar 23      9,300         9,300   
   Mar 24      72,800         72,800   
   Mar 25      13,400         608,400   
   Mar 26      33,100         33,100   
   Mar 27      5,300         5,300   
   Mar 30      62,600         62,600   
   Mar 31      69,400         69,400   
     

 

 

     

 

 

  

Subtotal

 —   917,700      35,657,000   
     

 

 

     

 

 

  

Total

 —   917,700      35,657,000   
     

 

 

     

 

 

  

 

3. Status of shares held in treasury

 

     as of March 31, 2015  

As of the end of the reporting month

    Number of Shares  

Total number of issued shares

      3,822,562,601   

Number of shares held in treasury

      222,555,702