FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of June 2014
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
| Exhibit Number | ||
| 1. | (English Translation) Share Buyback Report for the reporting month from May 1, 2014 to May 31, 2014 | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||
| Date: June 13, 2014 | By: | /s/ Hajime Ikeda | ||
| Hajime Ikeda | ||||
| Managing Director | ||||
[Translation of Share Buyback Report for the reporting month from May 1, 2014 to May 31, 2014
filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on June 13, 2014]
Class of Shares: Common Stock
| 1. | Status of repurchase |
(1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders
Not applicable
(2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)
| as of May 31, 2014 | ||||||||||
| Number of Shares | Total Repurchase Amount (JPY) |
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| Authorization pursuant to the resolution of the Board (April 30, 2014) (Period of repurchase: from May 19, 2014 to July 25, 2014) |
100,000,000 | 70,000,000,000 | ||||||||
| Repurchases during this reporting month (Date of repurchase) |
(Date) | |||||||||
| May 19 | 13,870,600 | 8,548,646,700 | ||||||||
| May 20 | 9,371,800 | 5,839,834,600 | ||||||||
| May 21 | 8,985,000 | 5,598,955,000 | ||||||||
| May 22 | 11,814,100 | 7,593,490,500 | ||||||||
| May 23 | 9,130,700 | 5,986,498,600 | ||||||||
| May 26 | 11,207,400 | 7,489,334,400 | ||||||||
| May 27 | 11,400,000 | 7,740,697,800 | ||||||||
| May 28 | 11,792,600 | 7,978,713,500 | ||||||||
| May 29 | 8,430,500 | 5,705,053,900 | ||||||||
| May 30 | 3,997,300 | 2,707,391,000 | ||||||||
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| Total |
— | 100,000,000 | 65,188,616,000 | |||||||
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| Aggregate shares repurchased as of the end of this reporting month |
100,000,000 | 65,188,616,000 | ||||||||
| Progress of share repurchase (%) |
100.0 | 93.1 | ||||||||
| 2. | Status of disposition |
| as of May 31, 2014 | ||||||||||
| Number of shares disposed in the reporting month |
Aggregate amount of disposition (JPY) |
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| Treasury shares disposed subject to procedures for issuance of new shares |
(Date) | — | — | |||||||
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| Subtotal |
— | — | — | |||||||
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| Treasury shares canceled |
(Date) | — | — | |||||||
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| Subtotal |
— | — | — | |||||||
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| Treasury shares transferred upon merger, share exchange or demerger |
(Date) | — | — | |||||||
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| Subtotal |
— | — | — | |||||||
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| Other (upon request for purchasing “less-than-a-full-unit shares”) |
(Date) May 26 |
70 | 42,910 | |||||||
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| Subtotal |
— | 70 | 42,910 | |||||||
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| Other (exercise of stock acquisition rights) |
(Date) | |||||||||
| May 1 | 310,200 | 2,098,200 | ||||||||
| May 2 | 218,300 | 218,300 | ||||||||
| May 7 | 597,500 | 597,500 | ||||||||
| May 8 | 2,181,100 | 2,687,700 | ||||||||
| May 9 | 722,000 | 722,000 | ||||||||
| May 12 | 332,500 | 332,500 | ||||||||
| May 13 | 206,500 | 206,500 | ||||||||
| May 14 | 165,700 | 1,894,700 | ||||||||
| May 15 | 221,600 | 221,600 | ||||||||
| May 16 | 211,900 | 211,900 | ||||||||
| May 19 | 629,700 | 629,700 | ||||||||
| May 20 | 71,300 | 71,300 | ||||||||
| May 21 | 135,500 | 135,500 | ||||||||
| May 22 | 155,500 | 155,500 | ||||||||
| May 23 | 102,500 | 102,500 | ||||||||
| May 26 | 333,300 | 333,300 | ||||||||
| May 27 | 463,900 | 1,059,900 | ||||||||
| May 28 | 1,411,200 | 1,411,200 | ||||||||
| May 29 | 1,256,300 | 4,356,300 | ||||||||
| May 30 | 1,279,000 | 1,577,000 | ||||||||
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| Subtotal |
— | 11,005,500 | 19,023,100 | |||||||
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| Total |
— | 11,005,570 | 19,066,010 | |||||||
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| 3. | Status of shares held in treasury |
| As of May 31, 2014 | ||||
| As of the end of the reporting month |
Number of Shares | |||
| Total number of issued shares |
3,822,562,601 | |||
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| Number of shares held in treasury |
191,289,975 | |||