8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 5, 2014

 

 

Walker & Dunlop, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Maryland   001-35000   80-0629925

(State or other Jurisdiction

of Incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

 

7501 Wisconsin Avenue
Suite 1200E
Bethesda, MD		   20814
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (301) 215-5500

Not applicable

(Former name or former address if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

On June 5, 2014, Walker & Dunlop, Inc. (the “Company”) held its Annual Meeting of Stockholders. There were 32,624,875 shares of common stock eligible to vote at the 2014 Annual Meeting. The following are the matters voted upon at the Annual Meeting and the final results of the votes on such matters:

1. Election of directors for a one-year term expiring at the 2015 Annual Meeting of Stockholders:

 

     Votes For      Votes Withheld      Broker Non-votes  

Alan J. Bowers

      26,646,579         769,323         3,232,162   

Andrew C. Florance

      27,370,279         45,623         3,232,162   

Cynthia A. Hallenbeck

      27,403,643         12,259         3,232,162   

Michael D. Malone

      27,409,325         6,577         3,232,162   

John Rice

      27,370,279         45,623         3,232,162   

Dana L. Schmaltz

      27,260,228         155,674         3,232,162   

Howard W. Smith, III

      27,408,296         7,606         3,232,162   

William M. Walker

      26,544,091         871,811         3,232,162   

2. Ratification of appointment of KPMG LLP as our independent registered accounting firm for 2014:

 

Votes For

     

Votes Against

     

Abstentions

     

Broker

Non-votes

30,381,725

      54,716      211,623      —  

3. Non-binding advisory vote on executive compensation.

 

Votes For

     

Votes Against

     

Abstentions

     

Broker

Non-votes

27,207,404

      184,992      23,506      3,232,162

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    WALKER & DUNLOP, INC.
    (Registrant)
Date: June 6, 2014     By:  

/s/ Richard M. Lucas

    Name:   Richard M. Lucas
    Title:   Executive Vice President,
      General Counsel & Secretary