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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of May 2014

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X                Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

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Information furnished on this form:

EXHIBIT

Exhibit Number

 

1.	(English Translation) Share Buyback Report for the reporting month from April 1, 2014 to April 30, 2014

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

				NOMURA HOLDINGS, INC.
Date: May 15, 2014
				By:		/s/ Hajime Ikeda
						Hajime Ikeda
						Managing Director

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[Translation of Share Buyback Report for the reporting month from April 1, 2014 to April 30, 2014

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on May 15, 2014]

Class of Shares: Common Stock

 

1.	Status of repurchase

 

(1)	Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)	Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of April 30, 2014

 

		Number of Shares						Total Repurchase Amount (JPY)
Authorization pursuant to the resolution of the Board (April 30, 2014) (Period of repurchase: from May 19, 2014 to July 25, 2014)					100,000,000				70,000,000,000
Repurchases during this reporting month (Date of repurchase)		(Date)			—				—
Total		—			0				0
Aggregate shares repurchased as of the end of this reporting month					0				0
Progress of share repurchase (%)					0.0				0.0

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2.	Status of disposition

as of April 30, 2014

 

		Number of shares disposed in the reporting month						Aggregate amount of disposition (JPY)
Treasury shares disposed subject to procedures for issuance of new shares		(Date)			—				—
Subtotal		—			—				—
Treasury shares canceled		(Date)			—				—
Subtotal		—			—				—
Treasury shares transferred upon merger, share exchange or demerger		(Date)			—				—
Subtotal		—			—				—
Other (upon request for purchasing “less-than-a-full-unit shares”)		(Date) April 24			70				43,610
Subtotal		—			70				43,610
Other (exercise of stock acquisition rights)		(Date)
		April 1			67,200				2,988,200
		April 2			11,000				11,000
		April 3			70,600				1,143,600
		April 7			44,200				44,200
		April 10			25,000				25,000
		April 11			12,200				1,502,200
		April 15			2,000				2,000
		April 18			5,600				5,600
		April 21			6,600				6,600
		April 22			462,400				462,400
		April 23			258,200				258,200
		April 24			188,800				188,800
		April 25			221,000				221,000
		April 28			104,100				104,100
		April 30			12,800				12,800
Subtotal		—			1,491,700				6,975,700
Total		—			1,491,770				7,019,310

 

3.	Status of shares held in treasury

As of April 30, 2014

 

As of the end of the reporting month		Number of Shares
Total number of issued shares			3,822,562,601
Number of shares held in treasury			102,294,291