UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
SS&C Technologies Holdings, Inc.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
78467J100
(CUSIP Number)
December 31, 2013
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 78467J100 |
1 |
NAMES OF REPORTING PERSONS
William C. Stone | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | SOLE VOTING POWER
14,293,544(1) | ||||
6 | SHARED VOTING POWER
0 | |||||
7 | SOLE DISPOSITIVE POWER
14,293,544(1) | |||||
8 | SHARED DISPOSITIVE POWER
0 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,293,544(1) | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨
| |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
17.5% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN |
(1) | Consists of 12,507,449 shares and options to purchase 1,786,095 shares vested as of February 11, 2014 and within 60 days thereof. |
Item 1(a) Name of issuer:
SS&C Technologies Holdings, Inc. (the Issuer)
Item 1(b) Address of issuers principal executive office:
80 Lamberton Road
Windsor, Connecticut 06095
2(a) Name of person filing:
William C. Stone
2(b) Address or principal business office:
c/o SS&C Technologies Holdings, Inc.
80 Lamberton Road
Windsor, Connecticut 06095
2(c) Citizenship:
United States of America
2(d) Title of class of securities:
Common Stock, par value $0.01 per share
2(e) CUSIP No.:
78467J100
Item 3. This statement is not being filed pursuant to either Rule 13d-1(b) or 13d-2(b) or (c).
Item 4. Ownership
(a) Amount beneficially owned:
14,293,544 shares of Common Stock
(b) Percent of class:
17.5%.
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote of
14,293,544 shares of Common Stock
(ii) Shared power to vote or to direct the vote of
0 shares
(iii) Sole power to dispose or to direct the disposition of
14,293,544 shares of Common Stock
(iv) Shared power to dispose or to direct the disposition of
0 shares
Item 5. Ownership of 5 Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ¨.
Not applicable.
Item 6. Ownership of More than 5 Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2014 | By: | /s/ William C. Stone | ||||
Name: | William C. Stone | |||||
Chief Executive Officer |