SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
BlackBerry Limited
(Name of Issuer)
Common Shares
(Title of Class of Securities)
09228F103
(CUSIP Number)
Paul Rivett
President
Fairfax Financial Holdings Limited
95 Wellington Street West, Suite 800
Toronto, Ontario, Canada, M5J 2N7
Telephone: (416) 367-4941
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
- With a copy to -
Jason R. Lehner
Shearman & Sterling LLP
Commerce Court West
199 Bay Street, Suite 4405
Toronto, Ontario M5L 1E8
Telephone (416) 360-8484
November 13, 2013
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. ¨
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 09228F103 | Page 2 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
V. PREM WATSA | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
CANADIAN | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
101,854,700 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
101,854,700 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
101,854,700 (1) | |||||
12 | Check box if the aggregate amount in Row (11) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 11
17.7% (1) (2) | |||||
14 | Type of reporting person
IN |
2
CUSIP No. 09228F103 | Page 3 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
1109519 ONTARIO LIMITED | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
ONTARIO, CANADA | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
101,854,700 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
101,854,700 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
101,854,700 (1) | |||||
12 | Check box if the aggregate amount in Row (11) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 11
17.7% (1) (2) | |||||
14 | Type of reporting person
CO |
3
CUSIP No. 09228F103 | Page 4 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
THE SIXTY TWO INVESTMENT COMPANY LIMITED | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
BRITISH COLUMBIA, CANADA | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
101,854,700 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
101,854,700 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
101,854,700 (1) | |||||
12 | Check box if the aggregate amount in Row (11) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 11
17.7% (1) (2) | |||||
14 | Type of reporting person
CO |
4
CUSIP No. 09228F103 | Page 5 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
810679 ONTARIO LIMITED | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
ONTARIO, CANADA | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
101,854,700 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
101,854,700 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
101,854,700 (1) | |||||
12 | Check box if the aggregate amount in Row (11) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 11
17.7% (1) (2) | |||||
14 | Type of reporting person
CO |
5
CUSIP No. 09228F103 | Page 6 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
FAIRFAX FINANCIAL HOLDINGS LIMITED | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
CANADA | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
101,854,700 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
101,854,700 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
101,854,700 (1) | |||||
12 | Check box if the aggregate amount in Row (11) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 11
17.7% (1) (2) | |||||
14 | Type of reporting person
CO |
6
CUSIP No. 09228F103 | Page 7 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
UNITED STATES FIRE INSURANCE COMPANY | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
DELAWARE | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
9,843,251 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
9,843,251 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
9,843,251 (1) | |||||
12 | Check box if the aggregate amount in Row (11) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 11
1.7% (1) (2) | |||||
14 | Type of reporting person
CO |
7
CUSIP No. 09228F103 | Page 8 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
TIG INSURANCE COMPANY | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
CALIFORNIA | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
6,523,500 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
6,523,500 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
6,523,500 (1) | |||||
12 | Check box if the aggregate amount in Row (11) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 11
1.1% (1) (2) | |||||
14 | Type of reporting person
CO |
8
CUSIP No. 09228F103 | Page 9 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
GENERAL FIDELITY INSURANCE COMPANY | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
SOUTH CAROLINA | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
1,952,400 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
1,952,400 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
1,952,400 (1) | |||||
12 | Check box if the aggregate amount in Row (11) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 11
0.3% (1) (2) | |||||
14 | Type of reporting person
CO |
9
CUSIP No. 09228F103 | Page 10 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
NORTHBRIDGE COMMERCIAL INSURANCE CORPORATION | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
CANADA | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
1,134,800 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
1,134,800 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
1,134,800 (1) | |||||
12 | Check box if the aggregate amount in Row (11) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 11
0.2% (1) (2) | |||||
14 | Type of reporting person
CO |
10
CUSIP No. 09228F103 | Page 11 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
ODYSSEY REINSURANCE COMPANY | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
CONNECTICUT | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
27,970,400 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
27,970,400 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
27,970,400 (1) | |||||
12 | Check box if the aggregate amount in Row (11) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 11
4.9% (1) (2) | |||||
14 | Type of reporting person
CO |
11
CUSIP No. 09228F103 | Page 12 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
ZENITH INSURANCE COMPANY | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
CALIFORNIA | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
5,708,900 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
5,708,900 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
5,708,900 (1) | |||||
12 | Check box if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 9
1.0% (1) (2) | |||||
14 | Type of reporting person
CO |
12
CUSIP No. 09228F103 | Page 13 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
NORTHBRIDGE GENERAL INSURANCE CORPORATION | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
CANADA | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
5,337,100 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
5,337,100 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
5,337,100 (1) | |||||
12 | Check box if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 9
0.9% (1) (2) | |||||
14 | Type of reporting person
CO |
13
CUSIP No. 09228F103 | Page 14 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
FEDERATED INSURANCE COMPANY OF CANADA | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
CANADA | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
511,800 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
511,800 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
511,800 (1) | |||||
12 | Check box if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 9
0.1% (1) (2) | |||||
14 | Type of reporting person
CO |
14
CUSIP No. 09228F103 | Page 15 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
NORTHBRIDGE INDEMNITY INSURANCE CORPORATION | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
CANADA | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
1,273,600 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
1,273,600 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
1,273,600 (1) | |||||
12 | Check box if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 9
0.2% (1) (2) | |||||
14 | Type of reporting person
CO |
15
CUSIP No. 09228F103 | Page 16 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
NORTHBRIDGE PERSONAL INSURANCE CORPORATION | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
CANADA | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
907,900 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
907,900 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
907,900 (1) | |||||
12 | Check box if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 9
0.2% (1) (2) | |||||
14 | Type of reporting person
CO |
16
CUSIP No. 09228F103 | Page 17 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
CLEARWATER INSURANCE COMPANY | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
DELAWARE | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
3,313,649 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
3,313,649 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
3,313,649 (1) | |||||
12 | Check box if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 9
0.6% (1) (2) | |||||
14 | Type of reporting person
CO |
17
CUSIP No. 09228F103 | Page 18 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
ZENITH INSURANCE COMPANY | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
CANADA | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
297,700 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
297,700 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
297,700 (1) | |||||
12 | Check box if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 9
0.1% (1) (2) | |||||
14 | Type of reporting person
CO |
18
CUSIP No. 09228F103 | Page 19 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
ADVENT UNDERWRITING LIMITED | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
UNITED KINGDOM | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
2,560,000 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
2,560,000 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
2,560,000 (1) | |||||
12 | Check box if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 9
0.4% (1) (2) | |||||
14 | Type of reporting person
CO |
19
CUSIP No. 09228F103 | Page 20 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
NEWLINE CORPORATE NAME LIMITED | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
UNITED KINGDOM | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
800,000 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
800,000 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
800,000 (1) | |||||
12 | Check box if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 9
0.1% (1) (2) | |||||
14 | Type of reporting person
CO |
20
CUSIP No. 09228F103 | Page 21 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
NEWLINE UNDERWRITING MANAGEMENT LIMITED | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
UNITED KINGDOM | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
651,577 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
651,577 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
651,577 (1) | |||||
12 | Check box if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 9
0.1% (1) (2) | |||||
14 | Type of reporting person
CO |
21
CUSIP No. 09228F103 | Page 22 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
NEWLINE INSURANCE COMPANY LIMITED | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
UNITED KINGDOM | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
102,880 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
102,880 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
102,880 (1) | |||||
12 | Check box if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 9
0.1% (1) (2) | |||||
14 | Type of reporting person
CO |
22
CUSIP No. 09228F103 | Page 23 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
CLEARWATER SELECT INSURANCE COMPANY | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
CONNECTICUT | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
1,000,000 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
1,000,000 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
1,000,000 (1) | |||||
12 | Check box if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 9
0.2% (1) (2) | |||||
14 | Type of reporting person
CO |
23
CUSIP No. 09228F103 | Page 24 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
HUDSON INSURANCE COMPANY | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
DELEWARE | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
600,000 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
600,000 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
600,000 (1) | |||||
12 | Check box if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 9
0.1% (1) (2) | |||||
14 | Type of reporting person
CO |
24
CUSIP No. 09228F103 | Page 25 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
RIVERSTONE INSURANCE LIMITED | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
UNITED KINGDOM | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
1,500,000 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
1,500,000 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
1,500,000 (1) | |||||
12 | Check box if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 9
0.3% (1) (2) | |||||
14 | Type of reporting person
CO |
25
CUSIP No. 09228F103 | Page 26 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
RIVERSTONE INSURANCE (UK) LIMITED | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
UNITED KINGDOM | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
500,000 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
500,000 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
500,000 (1) | |||||
12 | Check box if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 9
0.1% (1) (2) | |||||
14 | Type of reporting person
CO |
26
CUSIP No. 09228F103 | Page 27 of 102 Pages |
1 | Names of reporting person/I.R.S. Identification Nos. of Above Persons (Entities Only)
CRC REINSURANCE LIMITED | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3 | SEC use only
| |||||
4 | Source of funds
OO | |||||
5 | Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e). ¨
| |||||
6 | Citizenship or place of organization
BARBADOS | |||||
Number of shares beneficially owned by each reporting person with
|
7 | Sole voting power
| ||||
8 | Shared voting power
9,500,000 (1) | |||||
9 | Sole dispositive power
| |||||
10 | Shared dispositive power
9,500,000 (1) | |||||
11 |
Aggregate amount beneficially owned by each reporting person
9,500,000 (1) | |||||
12 | Check box if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
13 | Percent of class represented by amount in Row 9
1.6% (1) (2) | |||||
14 | Type of reporting person
CO |
27
(1) | Pursuant to a Subscription Agreement dated November 4, 2013, among BlackBerry Limited, Fairfax Financial Holdings Limited and the other purchasers named therein, and the First Amendment to Subscription Agreement, dated November 7, 2013, among BlackBerry Limited, Fairfax Financial Holdings Limited and the other purchasers named therein (as amended, the Subscription Agreement), Fairfax Financial Holdings Limited (Fairfax) has been granted an option to arrange for the purchase of an additional $250,000,000 principal amount of Debentures (the Additional Debentures) within 30 days of the initial issuance of the Debentures. Fairfax has not exercised this option. However, Rule 13d-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended (the Exchange Act), provides that a person shall be deemed to be the beneficial owner of a security if that person has the right to acquire beneficial ownership of such security within sixty days, including any right to acquire through the exercise of any option or through the conversion of a security. Therefore, in accordance with Rule 13d-3(d)(1), the Shares of BlackBerry underlying both the Debentures issued to Fairfax and the Shares of BlackBerry underlying the Additional Debentures have been included in the number of shares beneficially owned by the Reporting Persons, where applicable. |
(2) | Rule 13d-3(d)(1) also provides that any securities not outstanding which are subject to such options or conversion privileges shall be deemed to be outstanding for the purpose of computing the percentage of outstanding securities of the class owned by such person but shall not be deemed to be outstanding for the purpose of computing the percentage of the class by any other person. Therefore, the percentage of outstanding securities has been calculated based on 576,070,940 Shares of BlackBerry, comprised of 526,070,940 Shares of BlackBerry outstanding as of October 24, 2013, as reported in the Subscription Agreement, and assuming: (i) the conversion of the Debentures already acquired by Fairfax pursuant to the Subscription Agreement into 25,000,000 Shares; (ii) the conversion of the full amount of the Additional Debentures into 25,000,000 Shares; and (iii) no other Debentures being converted. |
Explanatory note
Pursuant to Rule 13d-2 promulgated under the Securities Exchange Act of 1934, as amended (the Exchange Act), this Amendment No. 4 to Schedule 13D (this Amendment No. 4) amends the Schedule 13D originally filed with the United States Securities and Exchange Commission (the SEC) on July 23, 2012, as amended by Amendment No. 1 to Schedule 13D on September 23, 2013, Amendment No. 2 on November 7, 2013 and Amendment No. 3 on November 8, 2013 (as amended, the Original Schedule 13D, and, together with Amendment No. 2, Amendment No. 3 and this Amendment No. 4, the Schedule 13D) by V. Prem Watsa, 1109519 Ontario Limited, The Sixty Two Investment Company Limited, 810679 Ontario Limited, Fairfax Financial Holdings Limited, United States Fire Insurance Company, TIG Insurance Company, General Fidelity Insurance Company, Northbridge Commercial Insurance Corporation, Odyssey Reinsurance Company, Clearwater Select Insurance Company, Hudson Insurance Company, Zenith Insurance Company, a California corporation, Northbridge General Insurance Corporation, Federated Insurance Company of Canada, Northbridge Indemnity Insurance Corporation, Northbridge Personal Insurance Corporation, Clearwater Insurance Company, Zenith Insurance Company, a Canadian corporation, Advent Underwriting Limited, Newline Corporate Name Limited, Newline Underwriting Management Limited, Newline Insurance Company Limited, RiverStone Insurance Limited, RiverStone Insurance (UK) Limited and CRC
28
Reinsurance Limited (collectively, the Reporting Persons). Except as specifically amended by this Amendment No. 4, items in the Schedule 13D are unchanged. Capitalized terms used herein that are not defined herein have the meanings ascribed to them in the Schedule 13D.
Item 1. | Security and Issuer. |
Item 1 of the Schedule 13D is hereby amended and restated in its entirety to read as follows:
The class of securities to which this statement relates is the Common Shares of BlackBerry Limited (formerly known as Research In Motion) (BlackBerry), without par value (the Shares). The address of the principal executive office of BlackBerry is 295 Philip Street, Waterloo, Ontario N2L 3W8.
Item 2. | Identity and Background. |
Item 2 of the Schedule 13D is hereby amended and restated in its entirety to read as follows:
This statement is being jointly filed by the following persons:
1. | V. Prem Watsa, an individual, is a citizen of Canada and is the Chairman and Chief Executive Officer of Fairfax Financial Holdings Limited. Mr. Watsas business address is 95 Wellington Street West, Suite 800, Toronto, Ontario, Canada, M5J 2N7; |
2. | 1109519 Ontario Limited (1109519), a corporation incorporated under the laws of Ontario, is controlled by V. Prem Watsa. The principal business of 1109519 is as an investment holding company. The principal business and principal office address of 1109519 is 95 Wellington Street West, Suite 800, Toronto, Ontario, Canada, M5J 2N7; |
3. | The Sixty Two Investment Company Limited (Sixty Two), a corporation incorporated under the laws of British Columbia, is controlled by V. Prem Watsa. The principal business of Sixty Two is as an investment holding company. The principal business and principal office address of Sixty Two is 1600 Cathedral Place, 925 West Georgia St., Vancouver, British Columbia, Canada, V6C 3L3; |
4. | 810679 Ontario Limited (810679), a corporation incorporated under the laws of Ontario, is controlled by V. Prem Watsa. The principal business of 810679 is as an investment holding company. The principal business and principal office address of 810679 is 95 Wellington Street West, Suite 800, Toronto, Ontario, Canada, M5J 2N7; |
29
5. | Fairfax Financial Holdings Limited (Fairfax and, together with its subsidiaries, the Fairfax Group of Companies), a corporation incorporated under the laws of Canada, is controlled by V. Prem Watsa. Fairfax is a financial services holding company. The principal business and principal office address of Fairfax is 95 Wellington Street West, Suite 800, Toronto, Ontario, Canada, M5J 2N7; |
6. | United States Fire Insurance Company (US Fire), a corporation incorporated under the laws of Delaware, is a wholly-owned subsidiary of Fairfax. The principal business of US Fire is property/casualty insurance. The principal business and principal office address of US Fire is 305 Madison Ave., Morristown, New Jersey 07962; |
7. | TIG Insurance Company (TIG), a corporation incorporated under the laws of California, is a wholly-owned subsidiary of Fairfax. The principal business of TIG is property/casualty insurance. The principal business and principal office address of TIG is 250 Commercial Street, Suite 5000, Manchester, NH 03101; |
8. | General Fidelity Insurance Company (General Fidelity), a corporation incorporated under the laws of South Carolina, is a wholly-owned subsidiary of TIG. The principal business of General Fidelity is property/casualty insurance. The principal business address and principal office address of General Fidelity is 250 Commercial Street, Suite 5000, Manchester, New Hampshire 03101; |
9. | Northbridge Commercial Insurance Corporation (formerly Markel Insurance Company of Canada) (Northbridge Commercial), a corporation incorporated under the laws of Canada, is a wholly-owned subsidiary of Fairfax. The principal business of Northbridge Commercial is property/casualty insurance. The principal business address and principal office address of Northbridge Commercial is 55 University Avenue, Suite 1500, Toronto, Ontario, Canada, M5J 2H7; |
10. | Odyssey Reinsurance Company (Odyssey Reinsurance), a corporation incorporated under the laws of Connecticut, is a wholly-owned subsidiary of Fairfax. The principal business of Odyssey Reinsurance is reinsurance. The principal business and principal office address of Odyssey Reinsurance is 300 First Stamford Place, Stamford, Connecticut 06902; |
11. | Clearwater Select Insurance Company (Clearwater Select), a corporation incorporated under the laws of Connecticut, is a wholly-owned subsidiary of Fairfax. The principal business of Clearwater Select is property/casualty Insurance. The principal business and principal office address of Clearwater Select is 300 First Stamford Place, Stamford, Connecticut 06902; |
30
12. | Hudson Insurance Company (Hudson), a corporation incorporated under the laws of Delaware, is a wholly-owned subsidiary of Fairfax. The principal business of Hudson is property/casualty Insurance. The principal business and principal office address of Hudson is 100 William St. New York, New York 10038; |
13. | Zenith Insurance Company (Zenith), a corporation incorporated under the laws of California, is a wholly-owned subsidiary of Fairfax. The principal business of Zenith is workers compensation insurance. The principal business and principal office address of Zenith is 21255 Califa Street, Woodland Hills, California 91367-5021; |
14. | Northbridge General Insurance Corporation (formerly Lombard General Insurance Company of Canada) (Northbridge General), a corporation incorporated under the laws of Canada, is a wholly-owned subsidiary of Fairfax. The principal business of Northbridge General is property/casualty insurance. The principal business address and principal office address of Northbridge General is 105 Adelaide Street West, 3rd Floor, Toronto, Ontario, Canada M5H 1P9; |
15. | Federated Insurance Company of Canada (Federated), a corporation incorporated under the laws of Canada, is a wholly-owned subsidiary of Fairfax. The principal business of Federated is property/casualty insurance. The principal business address and principal office address of Federated is 717 Portage Ave., Winnipeg, Manitoba, Canada, R3C 3C9; |
16. | Northbridge Indemnity Insurance Corporation (formerly Commonwealth Insurance Company) (Northbridge Indemnity), a corporation incorporated under the laws of Canada, is a wholly-owned subsidiary of Fairfax. The principal business of Northbridge Indemnity is property/casualty insurance. The principal business address and principal office address of Northbridge Indemnity is 595 Burrard Street, Suite 1500, Box 49115 Bentall Tower III, Vancouver, British Columbia, Canada, V7X 1G4; |
17. | Northbridge Personal Insurance Corporation (formerly Lombard Insurance Company) (Northbridge Personal), a corporation incorporated under the laws of Canada, is a wholly-owned subsidiary of Northbridge General. The principal business of Northbridge Personal is property/casualty insurance. The principal business address and principal office address of Northbridge Personal is 105 Adelaide Street West, 3rd Floor, Toronto, Ontario, Canada M5H 1P9; |
18. | Clearwater Insurance Company (Clearwater), a corporation incorporated under the laws of Delaware, is a wholly-owned subsidiary of Fairfax. The principal business of Clearwater is reinsurance. The principal business and principal office address of Clearwater is 300 First Stamford Place, Stamford, Connecticut 06902; |
31
19. | Zenith Insurance Company (ZIC), a corporation incorporated under the laws of Canada, is a wholly-owned subsidiary of Fairfax. The principal business of ZIC property and casualty insurance. The principal business address and principal office address of ZIC is 105 Adelaide Street West, 3rd Floor, Toronto, Ontario, Canada M5H 1P9; |
20. | Advent Underwriting Limited (Advent), a corporation incorporated under the laws of the United Kingdom, is a wholly-owned subsidiary of Fairfax. The principal business of Advent is property and casualty insurance. The principal business address and principal office address of Advent is 2 Minster Court, Mincing Lane, London EC3R 7BB; |
21. | Newline Corporate Name Limited (Newline), a corporation incorporated under the laws of the United Kingdom, is a wholly-owned subsidiary of Fairfax. The principal business of Newline is property and casualty insurance. The principal business address and principal office address of Newline is Suite 5/4, The London Underwriting Centre, 3 Minster Court, Mincing Lane, London EC3R 7DD; |
22. | Newline Underwriting Management Limited (Newline Underwriting), a corporation incorporated under the laws of the United Kingdom, is a wholly-owned subsidiary of Fairfax. The principal business of Newline Underwriting is property and casualty insurance underwriting. The principal business address and principal office address of Newline Underwriting is Suite 5/4, The London Underwriting Centre, 3 Minster Court, Mincing Lane, London EC3R 7DD; |
23. | Newline Insurance Company Limited (Newline Insurance), a corporation incorporated under the laws of the United Kingdom, is a wholly-owned subsidiary of Fairfax. The principal business of Newline Insurance is property and casualty insurance. The principal business address and principal office address of Newline Insurance is Suite 5/4, The London Underwriting Centre, 3 Minster Court, Mincing Lane, London EC3R 7DD; |
24. | RiverStone Insurance Limited (RiverStone), a corporation incorporated under the laws of the United Kingdom, is a wholly-owned subsidiary of Fairfax. The principal business of RiverStone is property, casualty and energy insurance. The principal business address and principal office address of RiverStone is 161-163 Preston Road, Brighton, East Sussex, BN1 6AU, England; |
32
25. | RiverStone Insurance (UK) Limited (RiverStone UK), a corporation incorporated under the laws of the United Kingdom, is a wholly-owned subsidiary of Fairfax. The principal business of RiverStone UK is property, casualty and energy insurance. The principal business address and principal office address of RiverStone UK is 161-163 Preston Road, Brighton, East Sussex, BN1 6AU, England; and |
26. | CRC Reinsurance Limited (CRC), a corporation incorporated under the laws of the Barbados, is a wholly-owned subsidiary of Fairfax. The principal business of CRC is property, casualty and energy insurance. The principal business address and principal office address of CRC is Pine Commercial Center, 12 Pine Commercial, The Pine, St. Michael, Barbados BB11103. |
Neither the filing of this Schedule 13D nor the information contained herein shall be deemed to constitute an affirmation by V. Prem Watsa, 1109519, Sixty Two, 810679, Fairfax, US Fire, TIG, General Fidelity, Northbridge Commercial, Odyssey Reinsurance, Clearwater Select, Hudson, Zenith, Northbridge General, Federated, Northbridge Indemnity, Northbridge Personal, Clearwater, ZIC, Advent, Newline, Newline Underwriting, Newline Insurance, RiverStone, RiverStone UK, or CRC that it is the beneficial owner of the Shares referred to herein for purposes of Section 13(d) of the Exchange Act, or for any other purpose, and such beneficial ownership is expressly disclaimed.
The name, present principal occupation or employment and name, principal business and address of any corporation or other organization in which such employment is conducted and the citizenship of each director and executive officer of each of the Reporting Persons is set forth in Annex A, B, C, D, E, F, G, H, I, J, K, L, M, N, O, P, Q, R, S, T, U, V, W, X or Y as the case may be, and such Annexes are incorporated herein by reference.
Pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934, the Reporting Persons have agreed to file jointly one statement with respect to their ownership of the Shares.
During the last five years, none of the Reporting Persons, and, to the best of each such Reporting Persons knowledge, none of the executive officers or directors of such Reporting Person have been (a) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (b) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Item 3. | Source and Amount of Funds or Other Consideration. |
Item 3 of the Schedule 13D is hereby amended and restated in its entirety to read as follows:
The source of funds for the purchase of the Shares beneficially owned by the Reporting Persons was cash on hand from existing investment portfolios.
33
Item 4. | Purpose of Transaction. |
Item 4 of the Schedule 13D is hereby amended by inserting the following immediately prior to the last paragraph thereof:
The financing contemplated by the Subscription Agreement and the issuance to Fairfax of the Debentures contemplated therein was consummated on November 13, 2013, and the Convertible Debenture Indenture attached hereto as Exhibit 6 and incorporated herein by reference was executed by the parties thereto on the same date.
Item 5. | Interest in Securities of the Issuer. |
Item 5 of the Schedule 13D is hereby amended and restated in its entirety to read as follows:
(a) Based on the most recent information available, the aggregate number and percentage of the Shares (the securities identified pursuant to Item 1 of this Schedule 13D) that are beneficially owned by each of the Reporting Persons is set forth in boxes 11 and 13 of the second part of the cover page to this Schedule 13D for each of the Reporting Persons, and such information is incorporated herein by reference.
(b) Except as described below, the numbers of Shares as to which each of the Reporting Persons has sole voting power, shared voting power, sole dispositive power and shared dispositive power is set forth in boxes 7, 8, 9 and 10, respectively, on the second part of the cover page to this Schedule 13D for each of the Reporting Persons, and such information is incorporated herein by reference.
To the best knowledge of the Reporting Persons, the following persons (being directors and/or officers of one of more of the Reporting Persons, as provided in the applicable Annexes to this Schedule 13D) beneficially own the following amounts of Shares and have sole voting power and sole dispositive power with respect to such Shares.
David Bonham |
1,000 | |||
Nina L. Caroselli |
300 | |||
Jan Christiansen |
3,500 | |||
Peter Clarke |
436 | |||
Jane Gardner |
269 |
34
Jean Cloutier |
2,000 | |||
Richard Fabian |
2,500 | |||
Davidson Pattiz |
9,900 | |||
Timothy R. Price |
4,000 | |||
Paul Rivett |
2,000 | |||
Brandon W. Sweitzer |
4,000 | |||
Michael G. Wacek |
5,600 |
(c) Except as described herein, none of the Reporting Persons, nor, to the best knowledge of the Reporting Persons, any person listed in Annex A, B, C, D, E, F, G, H, I, J, K, L, M, N, O, P, Q, R, S, T, U, V, W, X or Y beneficially owns, or has acquired or disposed of, any Shares during the last 60 days.
To the best knowledge of the Reporting Persons, the following Shares were purchased during the last 60 days:
Name |
Date | Amount | Price Per Share |
|||||||
Davidson Pattiz (3) |
September 20, 2013 | 9,900 | US$ | 9.00 |
(d) No person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of Shares held by the Reporting Persons other than each of the Reporting Persons.
(e) Not applicable.
Item 6. | Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer. |
Item 4 is hereby incorporated by reference into this Item 6.
(3) | The Shares were purchased pursuant to the exercise by the counterparty of a put option written by Mr. Pattiz on April 26, 2013. |
35
Item 7. | Material to be Filed as Exhibits. |
The following is filed herewith as an exhibit:
Ex. 5: | Joint filing agreement dated as of November 15, 2013 among V. Prem Watsa, 1109519 Ontario Limited, The Sixty Two Investment Company Limited, 810679 Ontario Limited, Fairfax Financial Holdings Limited, United States Fire Insurance Company, TIG Insurance Company, General Fidelity Insurance Company, Northbridge Commercial Insurance Corporation, Odyssey Reinsurance Company, Clearwater Select Insurance Company, Hudson Insurance Company, Zenith Insurance Company, a California corporation, Northbridge General Insurance Corporation, Federated Insurance Company of Canada, Northbridge Indemnity Insurance Corporation, Northbridge Personal Insurance Corporation, Clearwater Insurance Company, Zenith Insurance Company, a Canadian corporation, Advent Underwriting Limited, Newline Corporate Name Limited, Newline Underwriting Management Limited, Newline Insurance Company Limited, RiverStone Insurance Limited, RiverStone Insurance (UK) Limited and CRC Reinsurance Limited. | |
Ex: 6: | Convertible Debenture Indenture, dated November 13, 2013, between BlackBerry Limited, and Computershare Trust Company of Canada. |
36
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | V. Prem Watsa | |||
/s/ V. Prem Watsa |
37
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | 1109519 Ontario Limited | |||||||
By: | /s/ V. Prem Watsa | |||||||
Name: | V. Prem Watsa | |||||||
Title: | President |
38
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | The Sixty Two Investment Company Limited | |||||||
By: | /s/ V. Prem Watsa | |||||||
Name: | V. Prem Watsa | |||||||
Title: | President |
39
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | 810679 Ontario Limited | |||||||
By: | /s/ V. Prem Watsa | |||||||
Name: | V. Prem Watsa | |||||||
Title: | President |
40
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | Fairfax Financial Holdings Limited | |||||||
By: | /s/ Paul Rivett | |||||||
Name: | Paul Rivett | |||||||
Title: | President |
41
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | United States Fire Insurance Company | |||||||
By: | /s/ Paul W. Bassaline | |||||||
Name: | Paul W. Bassaline | |||||||
Title: | Vice President and Controller |
42
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | TIG Insurance Company | |||||||
By: | /s/ John J. Bator | |||||||
Name: | John J. Bator | |||||||
Title: | CFO, Treasurer and Sr. Vice President |
43
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | General Fidelity Insurance Company | |||||||
By: | /s/ John J. Bator | |||||||
Name: | John J. Bator | |||||||
Title: | CFO, Treasurer and Sr. Vice President |
44
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | Northbridge Commercial Insurance Corporation | |||||||
By: | /s/ Craig Pinnock | |||||||
Name: | Craig Pinnock | |||||||
Title: | CFO |
45
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | Odyssey Reinsurance Company | |||||||
By: | /s/ Kirk Reische | |||||||
Name: | Kirk Reische | |||||||
Title: | Vice President |
46
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | Clearwater Select Insurance Company | |||||||
By: | /s/ Kirk Reische | |||||||
Name: | Kirk Reische | |||||||
Title: | Vice President |
47
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | Hudson Insurance Company | |||||||
By: | /s/ Kirk Reische | |||||||
Name: | Kirk Reische | |||||||
Title: | Vice President |
48
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | Zenith Insurance Company, a Canadian corporation | |||||||
By: | /s/ Craig Pinnock | |||||||
Name: | Craig Pinnock | |||||||
Title: | CFO |
49
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | Northbridge General Insurance Corporation | |||||||
By: | /s/ Craig Pinnock | |||||||
Name: | Craig Pinnock | |||||||
Title: | CFO |
50
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | Federated Insurance Company of Canada | |||||||
By: | /s/ Craig Pinnock | |||||||
Name: | Craig Pinnock | |||||||
Title: | CFO |
51
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | Northbridge Indemnity Insurance Corporation | |||||||
By: | /s/ Craig Pinnock | |||||||
Name: | Craig Pinnock | |||||||
Title: | CFO |
52
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | Northbridge Personal Insurance Corporation | |||||||
By: | /s/ Craig Pinnock | |||||||
Name: | Craig Pinnock | |||||||
Title: | CFO |
53
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | Clearwater Insurance Company | |||||||
By: | /s/ John J. Bator | |||||||
Name: | John J. Bator | |||||||
Title: | CFO, Treasurer and Sr. Vice President |
54
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | Zenith Insurance Company, a California corporation | |||||||
By: | /s/ Michael Jansen | |||||||
Name: | Michael Jansen | |||||||
Title: | EVP and General Counsel |
55
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | Advent Underwriting Limited | |||||||
By: | /s/ Neil Ewing | |||||||
Name: | Neil Ewing | |||||||
Title: | Company Secretary |
56
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | Newline Corporate Name Limited | |||||||
By: | /s/ J. Richard F. Micklem | |||||||
Name: | J. Richard F. Micklem | |||||||
Title: | Director |
57
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | Newline Underwriting Management Limited | |||||||
By: | /s/ J. Richard F. Micklem | |||||||
Name: | J. Richard F. Micklem | |||||||
Title: | Director |
58
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | Newline Insurance Company Limited | |||||||
By: | /s/ J. Richard F. Micklem | |||||||
Name: | J. Richard F. Micklem | |||||||
Title: | Director |
59
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | RiverStone Insurance Limited | |||||||
By: | /s/ Lorna Hemsley | |||||||
Name: | Lorna Hemsley | |||||||
Title: | Finance Director |
60
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | RiverStone Insurance (UK) Limited | |||||
By: | /s/ Luke Tanzer | |||||
Name: | Luke Tanzer | |||||
Title: | Managing Director |
61
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: November 15, 2013 | CRC Reinsurance Limited | |||||||
By: | /s/ Janice Burke | |||||||
Name: | Janice Burke | |||||||
Title: | Vice President and General Manager |
62
Annex Index
Annex |
Description | |
A | Directors and Executive Officers of 1109519 Ontario Limited | |
B | Directors and Executive Officers of The Sixty Two Investment Company Limited | |
C | Directors and Executive Officers of 810679 Ontario Limited | |
D | Directors and Executive Officers of Fairfax Financial Holdings Limited | |
E | Directors and Executive Officers of United States Fire Insurance Company | |
F | Directors and Executive Officers of TIG Insurance Company | |
G | Directors and Executive Officers of General Fidelity Insurance Company | |
H | Directors and Executive Officers of Northbridge Commercial Insurance Corporation | |
I | Directors and Executive Officers of Odyssey Reinsurance Company | |
J | Directors and Executive Officers of Clearwater Select Insurance Company | |
K | Directors and Executive Officers of Hudson Insurance Company | |
L | Directors and Executive Officers of Zenith Insurance Company, a California corporation | |
M | Directors and Executive Officers of Northbridge General Insurance Corporation | |
N | Directors and Executive Officers of Federated Insurance Company of Canada | |
O | Directors and Executive Officers of Northbridge Indemnity Insurance Corporation | |
P | Directors and Executive Officers of Northbridge Personal Insurance Corporation | |
Q | Directors and Executive Officers of Clearwater Insurance Company | |
R | Directors and Executive Officers of Zenith Insurance Company, a Canadian corporation | |
S | Directors and Executive Officers of Advent Underwriting Limited | |
T | Directors and Executive Officers of Newline Corporate Name Limited | |
U | Directors and Executive Officers of Newline Underwriting Management Limited | |
V | Directors and Executive Officers of Newline Insurance Company Limited | |
W | Directors and Executive Officers of RiverStone Insurance Limited | |
X | Directors and Executive Officers of RiverStone Insurance (UK) Limited | |
Y | Directors and Executive Officers of CRC Reinsurance Limited |
63
ANNEX A
DIRECTORS AND EXECUTIVE OFFICERS OF
1109519 ONTARIO LIMITED
The following table sets forth certain information with respect to the directors and executive officers of 1109519 Ontario Limited.
Name |
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other Organization in which such employment is conducted |
Citizenship | ||
V. Prem Watsa (President and Director) |
Chairman and Chief Executive Officer, Fairfax Financial Holdings Limited 95 Wellington Street West Suite 800 Toronto, Ontario M5J 2N7 |
Canadian | ||
Eric P. Salsberg (Assistant Secretary) |
Vice President, Corporate Affairs and Corporate Secretary Fairfax Financial Holdings Limited 95 Wellington Street West Suite 800 Toronto, Ontario M5J 2N7 |
Canadian |
64
ANNEX B
DIRECTORS AND EXECUTIVE OFFICERS OF
THE SIXTY TWO INVESTMENT COMPANY LIMITED
The following table sets forth certain information with respect to the directors and executive officers of The Sixty Two Investment Company Limited.
Name |
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other |
Citizenship | ||
V. Prem Watsa (President and Director) |
Chairman and Chief Executive Officer, Fairfax Financial Holdings Limited 95 Wellington Street West Suite 800 Toronto, Ontario M5J 2N7 |
Canadian | ||
Eric P. Salsberg (Assistant Secretary and Director) |
Vice President, Corporate Affairs and Corporate Secretary Fairfax Financial Holdings Limited 95 Wellington Street West Suite 800 Toronto, Ontario M5J 2N7 |
Canadian |
65
ANNEX C
DIRECTORS AND EXECUTIVE OFFICERS OF
810679 ONTARIO LIMITED
The following table sets forth certain information with respect to the directors and executive officers of 810679 Ontario Limited.
Name |
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other Organization in which such employment is conducted |
Citizenship | ||
V. Prem Watsa (President and Director) |
Chairman and Chief Executive Officer, Fairfax Financial Holdings Limited 95 Wellington Street West Suite 800 Toronto, Ontario M5J 2N7 |
Canadian | ||
Eric P. Salsberg (Assistant Secretary) |
Vice President, Corporate Affairs and Corporate Secretary Fairfax Financial Holdings Limited 95 Wellington Street West Suite 800 Toronto, Ontario M5J 2N7 |
Canadian |
66
ANNEX D
DIRECTORS AND EXECUTIVE OFFICERS OF
FAIRFAX FINANCIAL HOLDINGS LIMITED
The following table sets forth certain information with respect to the directors and executive officers of Fairfax Financial Holdings Limited.
Name |
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other Organization in which such employment is conducted |
Citizenship | ||
V. Prem Watsa (Chairman and Chief Executive Officer) |
Chairman and Chief Executive Officer, Fairfax Financial Holdings Limited 95 Wellington Street West Suite 800 Toronto, Ontario M5J 2N7 |
Canadian | ||
Anthony F. Griffiths (Director) |
Independent Business Consultant Toronto, Ontario, Canada |
Canadian | ||
Robert J. Gunn (Director) |
Independent Business Consultant Toronto, Ontario, Canada |
Canadian | ||
Brandon W. Sweitzer (Director) |
Dean, School of Risk Management, Insurance and Actuarial Science St. Johns University 101 Murray Street, Suite 438 New York, New York 10007-2165 |
United States | ||
Alan D. Horn (Director) |
Chairman, Rogers Communications Inc. and President and Chief Executive Officer, Rogers Telecommunications Limited 333 Bloor Street East Toronto, Ontario, M4W 1G9 |
Canadian | ||
John R. V. Palmer (Director) |
Chairman of the Toronto Leadership Centre 65 Queen Street West, Suite 1240 Toronto, ON M5H 2M5 |
Canadian | ||
Timothy R. Price (Director) |
Chairman of Brookfield Funds Brookfield Asset Management Inc. Brookfield Place, Suite 300 181 Bay Street Toronto, ON M5J 2T3 |
Canadian |
67
Name |
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other Organization in which such employment is conducted |
Citizenship | ||
John Varnell (Vice President, Corporate Development) |
Vice President, Corporate Development, Fairfax Financial Holdings Limited 95 Wellington Street West Suite 800 Toronto, Ontario M5J 2N7 |
Canadian | ||
Eric P. Salsberg (Vice President, Corporate Affairs and Corporate Secretary) |
Vice President, Corporate Affairs and Corporate Secretary Fairfax Financial Holdings Limited 95 Wellington Street West Suite 800 Toronto, Ontario M5J 2N7 |
Canadian | ||
Paul Rivett (President) |
President, Chief Legal Officer Fairfax Financial Holdings Limited 95 Wellington Street West Suite 800 Toronto, Ontario M5J 2N7 |
Canadian | ||
Bradley P. Martin (Vice President, Strategic Investments) |
Vice President, Strategic Investments Fairfax Financial Holdings Limited 95 Wellington Street West Suite 800 Toronto, Ontario M5J 2N7 |
Canadian | ||
David Bonham (Vice President and Chief Financial Officer) |
Vice President and Chief Financial Officer, Fairfax Financial Holdings Limited 95 Wellington Street West Suite 800 Toronto, Ontario M5J 2N7 |
Canadian | ||
Peter Clarke (Vice President and Chief Risk Officer) |
Vice President and Chief Risk Officer, Fairfax Financial Holdings Limited 95 Wellington Street West Suite 800 Toronto, Ontario M5J 2N7 |
Canadian | ||
Jean Cloutier (Vice President, International Operations) |
Vice President, International Operations Fairfax Financial Holdings Limited 95 Wellington Street West Suite 800 Toronto, Ontario M5J 2N7 |
Canadian | ||
Ronald Schokking (Vice President and Treasurer) |
Vice President and Treasurer Fairfax Financial Holdings Limited 95 Wellington Street West Suite 800 Toronto, Ontario M5J 2N7 |
Canadian |
68
ANNEX E
DIRECTORS AND EXECUTIVE OFFICERS OF
UNITED STATES FIRE INSURANCE COMPANY
The following table sets forth certain information with respect to the directors and executive officers of United States Fire Insurance Company.
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Douglas M. Libby (President, Chief Executive Officer, Chairman and Director) |
President and Chief Executive Officer, Crum & Forster Holdings Corp. and various other insurance subsidiaries, 305 Madison Avenue Morristown, NJ 07962 |
United States | ||
Mary Jane Robertson (Executive Vice President, Chief Financial Officer, Treasurer and Director) |
Executive Vice President, Chief Financial Officer and Treasurer, Crum & Forster Holdings Corp. and various other insurance subsidiaries 305 Madison Avenue Morristown, NJ 07962 |
United States | ||
Stephen M. Mulready (Executive Vice President, Chief Operating Officer and Director) |
Executive Vice President United States Fire Insurance Company 305 Madison Avenue Morristown, NJ 07962 |
United States | ||
Marc J. Adee (Senior Vice President) |
President Fairmont Specialty, a division of Crum & Forster 10350 Richmond Avenue, Suites 250/300 Houston, TX 77042 |
United States | ||
Nicole E. Bennett-Smith (Senior Vice President & Chief Information Officer |
Senior Vice President & Chief Information Officer United States Fire Insurance Company 305 Madison Avenue Morristown, NJ 07962 |
United States | ||
Mark G. Brown (Senior Vice President) |
Senior Vice President United States Fire Insurance Company 305 Madison Avenue Morristown, NJ 07962 |
United States |
69
Albert Caradonio (Senior Vice President) |
Senior Vice President United States Fire Insurance Company 305 Madison Avenue Morristown, NJ 07962 |
United States | ||
Diana Cossetti (Senior Vice President) |
Senior Vice President United States Fire Insurance Company 305 Madison Avenue Morristown, NJ 07962 |
United States | ||
Stephen A. Eisenmann (Senior Vice President) |
Senior Vice President United States Fire Insurance Company 305 Madison Avenue Morristown, NJ 07962 |
United States | ||
Donald R. Fischer (Senior Vice President) |
Senior Vice President United States Fire Insurance Company 305 Madison Avenue Morristown, NJ 07962 |
United States | ||
Steven Fomchenko (Senior Vice President) |
Senior Vice President United States Fire Insurance Company 305 Madison Avenue Morristown, NJ 07962 |
United States | ||
David J. Ghezzi (Senior Vice President) |
Senior Vice President United States Fire Insurance Company 305 Madison Avenue Morristown, NJ 07962 |
United States | ||
James V. Kraus (Senior Vice President, General Counsel & Secretary) |
Senior Vice President, General Counsel & Secretary United States Fire Insurance Company 305 Madison Avenue Morristown, NJ 07962 |
United States | ||
Matthew W. Kunish (Senior Vice President) |
Senior Vice President United States Fire Insurance Company 305 Madison Avenue Morristown, NJ 07962 |
United States | ||
Keith McCarthy (Senior Vice President) |
Senior Vice President Seneca Insurance Company, Inc. 160 Water Street New York, NY 10038 |
United States |
70
Jack F. Reddy (Senior Vice President) |
Senior Vice President United States Fire Insurance Company 305 Madison Avenue Morristown, NJ 07962 |
United States | ||
Nathan J. Sambul (Senior Vice President) |
Senior Vice President United States Fire Insurance Company 305 Madison Avenue Morristown, NJ 07962 |
United States | ||
Mark A. Srygley (Senior Vice President) |
Senior Vice President United States Fire Insurance Company 305 Madison Avenue Morristown, NJ 07962 |
United States | ||
Chris I. Stormo (Senior Vice President) |
Senior Vice President United States Fire Insurance Company 305 Madison Avenue Morristown, NJ 07962 |
United States | ||
Ahmed K. Yaknour (Senior Vice President & Chief Technology Officer) |
Senior Vice President United States Fire Insurance Company 305 Madison Avenue Morristown, NJ 07962 |
United States |
71
ANNEX F
DIRECTORS AND EXECUTIVE OFFICERS OF
TIG INSURANCE COMPANY
The following table sets forth certain information with respect to the directors and executive officers of TIG Insurance Company.
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Nicholas C. Bentley (Chairman, Chief Executive Officer, President and Director) |
Manager, President and Chief Executive Officer, 250 Commercial Street, Suite 5000 |
United Kingdom | ||
Nina L. Caroselli (Senior Vice President and Director) |
Senior Vice President, Riverstone Resources LLC 250 Commercial Street, Suite 5000 Manchester, NH 03101 |
United States | ||
John J. Bator (Senior Vice President, Chief Financial Officer, Treasurer and Director) |
Senior Vice President, Chief Financial Officer and Treasurer, Riverstone Resources LLC 250 Commercial Street, Suite 5000 Manchester, NH 03101 |
United States | ||
Frank DeMaria (Senior Vice President and Director) |
Senior Vice President, Riverstone Resources
LLC |
United States | ||
Henry W. Edmiston (Senior Vice President) |
Senior Vice President, Fairfax (US), Inc. 2850 Lake Vista Drive, Suite 150 Lewisville, TX 75067 |
United States | ||
Richard J. Fabian (Senior Vice President, General Counsel and Director) |
Senior Vice President and General Counsel, Riverstone Resources LLC |
United States | ||
James K. Kelly (Senior Vice President) |
Senior Vice President, 250 Commercial Street, Suite 5000 |
United States |
72
ANNEX G
DIRECTORS AND EXECUTIVE OFFICERS OF
GENERAL FIDELITY INSURANCE COMPANY
The following table sets forth certain information with respect to the directors and executive officers of General Fidelity Insurance Company.
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Nicholas C. Bentley (Chairman, Chief Executive Officer, President and Director) |
Manager, President and Chief Executive Officer, 250 Commercial Street, Suite 5000 |
United Kingdom | ||
Nina L. Caroselli (Senior Vice President and Director) |
Senior Vice President, 250 Commercial Street, Suite 5000 |
United States | ||
John M. Parker (Senior Vice President) |
Senior Vice President, 250 Commercial Street, Suite 5000 |
United States | ||
John J. Bator (Senior Vice President, Chief Financial Officer, Treasurer and Director) |
Senior Vice President, Chief Financial Officer and Treasurer, Riverstone Resources LLC 250 Commercial Street, Suite 5000 Manchester, NH 03101 |
United States | ||
Richard J. Fabian (Senior Vice President, General Counsel and Director) |
Senior Vice President and General Counsel, 250 Commercial Street, Suite 5000 |
United States | ||
James K. Kelly (Senior Vice President) |
Senior Vice President, 250 Commercial Street, Suite 5000 |
United States |
73
ANNEX H
DIRECTORS AND EXECUTIVE OFFICERS OF
NORTHBRIDGE COMMERCIAL INSURANCE CORPORATION
The following table sets forth certain information with respect to the directors and executive officers of Northbridge Commercial Insurance Corporation.
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Silvy Wright (Chair of Board, and President & CEO) |
President and Chief Executive Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Fabian Richenberger (Director, and President, Northbridge Insurance) |
President, Northbridge Insurance Northbridge Financial Corporation 105 Adelaide Street West, 3rd Floor Toronto, Ontario M5H 1P9 |
Swiss | ||
Craig Pinnock (Director, and Chief Financial Officer) |
Chief Financial Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Bryan S. Smith (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian | ||
Robert J. Gunn (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian | ||
Robert S. Weiss (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian |
74
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Lambert Morvan (Director and Chief Underwriting Officer) |
Chief Underwriting Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Wayne Connelly (President, Federated Insurance) |
President, Federated Insurance Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Lori McDougall (Executive Vice President, Corporate Innovation) |
Executive Vice President, Corporate Innovation Northbridge Financial Corporation 105 Adelaide Street West, 3rd Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Andrew Wood (Chief Information Officer) |
Chief Underwriting Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian |
75
ANNEX I
DIRECTORS AND EXECUTIVE OFFICERS OF
ODYSSEY REINSURANCE COMPANY
The following table sets forth certain information with respect to the directors and executive officers of Odyssey Reinsurance Company.
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Brian D. Young (Chairman of the Board of Directors, President and Chief Executive Officer) |
President, Chief Executive Officer, and Director, Odyssey Re Holdings Corp. Stamford, Connecticut 06902 |
United States | ||
Michael G. Wacek (Executive Vice President and Director) |
Executive Vice President, Odyssey Re Holdings Corp. 300 First Stamford Place, Stamford, Connecticut 06902 |
United States | ||
Jan Christiansen (Executive Vice President and Director) |
Executive Vice President and Chief Financial Officer, Odyssey Re Holdings Corp. 300 First Stamford Place, Stamford, Connecticut 06902 |
Denmark | ||
James B. Salvesen (Senior Vice President and Chief Financial Officer) |
Senior Vice President and Chief Financial Officer, Odyssey Reinsurance Company 300 First Stamford Place, Stamford, Connecticut 06902 |
United States | ||
Peter H. Lovell (Senior Vice President, General Counsel and Corporate Secretary) |
Senior Vice President, General Counsel and Corporate Secretary, Odyssey Re Holdings Corp. 300 First Stamford Place, Stamford, Connecticut 06902 |
United States |
76
ANNEX J
DIRECTORS AND EXECUTIVE OFFICERS OF
CLEARWATER SELECT INSURANCE COMPANY
The following table sets forth certain information with respect to the directors and executive officers of Clearwater Select Insurance Company.
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Brian D. Young (Chairman of the Board of Directors and Chief Executive Officer) |
President, Chief Executive Officer, and Director, Odyssey Re Holdings Corp. Stamford, Connecticut 06902 |
United States | ||
Jan Christiansen (President and Director) |
Executive Vice President and Chief Financial Officer, Odyssey Re Holdings Corp. 300 First Stamford Place, Stamford, Connecticut 06902 |
Denmark | ||
Michael G. Wacek (Executive Vice President and Director) |
Executive Vice President, Odyssey Re Holdings Corp. 300 First Stamford Place, Stamford, Connecticut 06902 |
United States | ||
James B. Salvesen (Senior Vice President and Chief Financial Officer) |
Senior Vice President and Chief Financial Officer, Odyssey Reinsurance Company 300 First Stamford Place, Stamford, Connecticut 06902 |
United States | ||
Peter H. Lovell (Senior Vice President, General Counsel and Corporate Secretary) |
Senior Vice President, General Counsel and Corporate Secretary, Odyssey Re Holdings Corp. 300 First Stamford Place, Stamford, Connecticut 06902 |
United States | ||
Robert S. Bennett (Executive Vice President, Director and Chief Actuary) |
Executive Vice President and Chief Actuary, Odyssey Re Holdings Corp. 300 First Stamford Place, Stamford, Connecticut 06902 |
United States | ||
Christopher L. Gallagher (Executive Vice President and Director) |
President and Chief Operating Officer, Hudson Insurance Company 100 William St. New York, New York 10038 |
United States |
77
ANNEX K
DIRECTORS AND EXECUTIVE OFFICERS OF
HUDSON INSURANCE COMPANY
The following table sets forth certain information with respect to the directors and executive officers of Hudson Insurance Company.
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Brian D. Young (Chief Executive Officer and Director) |
President, Chief Executive Officer, and Director, Odyssey Re Holdings Corp. Stamford, Connecticut 06902 |
United States | ||
Christopher L. Gallagher (President and Chief Operating Officer) |
President and Chief Operating Officer, Hudson Insurance Company 100 William St. New York, New York 10038 |
United States | ||
Michael G. Wacek (Director) |
Executive Vice President, Odyssey Re Holdings Corp. 300 First Stamford Place, Stamford, Connecticut 06902 |
United States | ||
Robert S. Bennett (Director, Executive Vice President and Chief Actuary) |
Executive Vice President and Chief Actuary, Odyssey Reinsurance Company. 300 First Stamford Place, Stamford, Connecticut 06902 |
United States | ||
Peter H. Lovell (Senior Vice President, General Counsel and Corporate Secretary) |
Senior Vice President, General Counsel and Corporate Secretary, Odyssey Re Holdings Corp. 300 First Stamford Place, Stamford, Connecticut 06902 |
United States | ||
John F. Verbich (Senior Vice President, and Chief Financial Officer) |
Senior Vice President, and Chief Financial Officer, Hudson Insurance Company 100 William St. New York, New York 10038 |
United States |
78
ANNEX L
DIRECTORS AND EXECUTIVE OFFICERS OF
ZENITH INSURANCE COMPANY, a California corporation
The following table sets forth certain information with respect to the directors and executive officers of Zenith Insurance Company.
Name |
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or
other |
Citizenship | ||
Stanley R. Zax (Chairman of the Board of Directors) |
Chairman of the Board of Directors Zenith Insurance Company 21255 Califa St. Woodland Hills, CA 91367 |
United States | ||
Jack D. Miller (President and Chief Executive Officer and Director) |
President and Chief Executive Officer Zenith Insurance Company 21255 Califa St. Woodland Hills, CA 91367 |
United States | ||
Michael E. Jansen (Executive Vice President and General Counsel and Director) |
Executive Vice President and General Counsel Zenith Insurance Company 21255 Califa St. Woodland Hills, CA 91367 |
United States | ||
Kari L. Van Gundy (Executive Vice President, Chief Financial Officer and Treasurer and Director) |
Executive Vice President, Chief Financial Officer and Treasurer Zenith Insurance Company 21255 Califa St. Woodland Hills, CA 91367 |
United States | ||
Jason T. Clarke (Executive Vice President and Chief Actuary) |
Executive Vice President and Chief Actuary Zenith Insurance Company 21255 Califa St. Woodland Hills, CA 91367 |
United States | ||
Davidson M. Pattiz (Executive Vice President) |
Executive Vice President of Claims Zenith Insurance Company 21255 Califa St. Woodland Hills, CA 91367 |
United States | ||
Hyman J. Lee Jr. (Senior Vice President, Assistant General Counsel and Secretary) |
Senior Vice President,Assistant General Counsel and Secretary Zenith Insurance Company 21255 Califa St. Woodland Hills, CA 91367 |
United States |
79
ANNEX M
DIRECTORS AND EXECUTIVE OFFICERS OF
NORTHBRIDGE GENERAL INSURANCE CORPORATION
The following table sets forth certain information with respect to the directors and executive officers of Northbridge General Insurance Corporation.
Name |
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other |
Citizenship | ||
Silvy Wright (Chair of Board, and President & CEO) |
President and Chief Executive Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Fabian Richenberger (Director, and President, Northbridge Insurance) |
President, Northbridge Insurance Northbridge Financial Corporation 105 Adelaide Street West, 3rd Floor Toronto, Ontario M5H 1P9 |
Swiss | ||
Craig Pinnock (Director, and Chief Financial Officer) |
Chief Financial Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Bryan S. Smith (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian | ||
Robert J. Gunn (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian | ||
Robert S. Weiss (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian |
80
Name |
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other |
Citizenship | ||
Lambert Morvan (Director and Chief Underwriting Officer) |
Chief Underwriting Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Wayne Connelly (President, Federated Insurance) |
President, Federated Insurance Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Lori McDougall (Executive Vice President, Corporate Innovation) |
Executive Vice President, Corporate Innovation 105 Adelaide Street West, 3rd Floor |
Canadian | ||
Andrew Wood (Chief Information Officer) |
Chief Underwriting Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian |
81
ANNEX N
DIRECTORS AND EXECUTIVE OFFICERS OF
FEDERATED INSURANCE COMPANY OF CANADA
The following table sets forth certain information with respect to the directors and executive officers of Federated Insurance Company of Canada.
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Silvy Wright (Chair of Board, and President & CEO) |
President and Chief Executive Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Fabian Richenberger (Director, and President, Northbridge Insurance) |
President, Northbridge Insurance Northbridge Financial Corporation 105 Adelaide Street West, 3rd Floor Toronto, Ontario M5H 1P9 |
Swiss | ||
Craig Pinnock (Director, and Chief Financial Officer) |
Chief Financial Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Bryan S. Smith (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian | ||
Robert J. Gunn (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian | ||
Robert S. Weiss (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian |
82
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Lambert Morvan (Director and Chief Underwriting Officer) |
Chief Underwriting Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Wayne Connelly (President, Federated Insurance) |
President, Federated Insurance Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Lori McDougall (Executive Vice President, Corporate Innovation) |
Executive Vice President, Corporate Innovation Northbridge Financial Corporation 105 Adelaide Street West, 3rd Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Andrew Wood (Chief Information Officer) |
Chief Underwriting Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian |
83
ANNEX O
DIRECTORS AND EXECUTIVE OFFICERS OF
NORTHBRIDGE INDEMNITY INSURANCE CORPORATION
The following table sets forth certain information with respect to the directors and executive officers of Northbridge Indemnity Insurance Corporation.
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Silvy Wright (Chair of Board, and President & CEO) |
President and Chief Executive Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Fabian Richenberger (Director, and President, Northbridge Insurance) |
President, Northbridge Insurance Northbridge Financial Corporation 105 Adelaide Street West, 3rd Floor Toronto, Ontario M5H 1P9 |
Swiss | ||
Craig Pinnock (Director, and Chief Financial Officer) |
Chief Financial Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Bryan S. Smith (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian | ||
Robert J. Gunn (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian | ||
Robert S. Weiss (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian |
84
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Lambert Morvan (Director and Chief Underwriting Officer) |
Chief Underwriting Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Wayne Connelly (President, Federated Insurance) |
President, Federated Insurance Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Lori McDougall (Executive Vice President, Corporate Innovation) |
Executive Vice President, Corporate Innovation Northbridge Financial Corporation 105 Adelaide Street West, 3rd Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Andrew Wood (Chief Information Officer) |
Chief Underwriting Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian |
85
ANNEX P
DIRECTORS AND EXECUTIVE OFFICERS OF
NORTHBRIDGE PERSONAL INSURANCE CORPORATION
The following table sets forth certain information with respect to the directors and executive officers of Northbridge Personal Insurance Corporation.
Name |
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other |
Citizenship | ||
Silvy Wright (Chair of Board, and President & CEO) |
President and Chief Executive Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Fabian Richenberger (Director, and President, Northbridge Insurance) |
President, Northbridge Insurance Northbridge Financial Corporation 105 Adelaide Street West, 3rd Floor Toronto, Ontario M5H 1P9 |
Swiss | ||
Craig Pinnock (Director, and Chief Financial Officer) |
Chief Financial Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Bryan S. Smith (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian | ||
Robert J. Gunn (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian | ||
Robert S. Weiss (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian |
86
Name |
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other |
Citizenship | ||
Lambert Morvan (Director and Chief Underwriting Officer) |
Chief Underwriting Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Wayne Connelly (President, Federated Insurance) |
President, Federated Insurance Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Lori McDougall (Executive Vice President, Corporate Innovation) |
Executive Vice President, Corporate Innovation Northbridge Financial Corporation 105 Adelaide Street West, 3rd Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Andrew Wood (Chief Information Officer) |
Chief Underwriting Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian |
87
ANNEX Q
DIRECTORS AND EXECUTIVE OFFICERS OF
CLEARWATER INSURANCE COMPANY
The following table sets forth certain information with respect to the directors and executive officers of Clearwater Insurance Company.
Name |
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other |
Citizenship | ||
Nicholas C. Bentley (Director, President and Chief Executive Officer) |
Manager, President and Chief Executive Officer, Riverstone Resources LLC 250 Commercial Street, Suite 5000 Manchester, NH 03101 |
United Kingdom | ||
John J. Bator (Director, Senior Vice President, Chief Financial Officer and Treasurer) |
Senior Vice President, Chief Financial Officer and Treasurer, Riverstone Resources LLC 250 Commercial Street, Suite 5000 Manchester, NH 03101 |
United States | ||
Nina L. Caroselli (Director and Senior Vice President) |
Senior Vice President, Riverstone Resources LLC 250 Commercial Street, Suite 5000 Manchester, NH 03101 |
United States | ||
Richard J. Fabian (Director, Senior Vice President and General Counsel) |
Senior Vice President and General Counsel, Riverstone Resources LLC 250 Commercial Street, Suite 5000 Manchester, NH 03101 |
United States | ||
Jeffrey M. Rubin (Senior Vice President) |
Senior Vice President, Odyssey Reinsurance Company 300 Stamford Place Stamford, CT 06902 |
United States |
88
ANNEX R
DIRECTORS AND EXECUTIVE OFFICERS OF
ZENITH INSURANCE COMPANY, a Canadian corporation
The following table sets forth certain information with respect to the directors and executive officers of Zenith Insurance Company.
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Silvy Wright (Chair of Board, and President & CEO) |
President and Chief Executive Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Fabian Richenberger (Director, and President, Northbridge Insurance) |
President, Northbridge Insurance Northbridge Financial Corporation 105 Adelaide Street West, 3rd Floor Toronto, Ontario M5H 1P9 |
Swiss | ||
Craig Pinnock (Director, and Chief Financial Officer) |
Chief Financial Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Bryan S. Smith (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian | ||
Robert J. Gunn (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian | ||
Robert S. Weiss (Director) |
Independent Business Consultant and Corporate Director Toronto, Ontario, Canada |
Canadian |
89
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Lambert Morvan (Director and Chief Underwriting Officer) |
Chief Underwriting Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Wayne Connelly (President, Federated Insurance) |
President, Federated Insurance Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Lori McDougall (Executive Vice President, Corporate Innovation) |
Executive Vice President, Corporate Innovation Northbridge Financial Corporation 105 Adelaide Street West, 3rd Floor Toronto, Ontario M5H 1P9 |
Canadian | ||
Andrew Wood (Chief Information Officer) |
Chief Underwriting Officer, Northbridge Financial Corporation 105 Adelaide Street West, 7th Floor Toronto, Ontario M5H 1P9 |
Canadian |
90
ANNEX S
DIRECTORS AND EXECUTIVE OFFICERS OF
ADVENT UNDERWRITING LIMITED
The following table sets forth certain information with respect to the directors and executive officers of Advent Underwriting Limited.
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Neil P. Fitzgerald (CEO & Director) |
CEO & Director Advent Underwriting Limited No.2 Minster Court Mincing Lane London EC3R 7BB |
United States | ||
Trevor Ambridge (Director) |
Director Advent Underwriting Limited No.2 Minster Court Mincing Lane London EC3R 7BB |
Canadian | ||
Philip Green (Finance Director) |
Finance Director Advent Underwriting Limited No.2 Minster Court Mincing Lane London EC3R 7BB |
United Kingdom | ||
Duncan Lummis (Director) |
Director Advent Underwriting Limited No.2 Minster Court Mincing Lane London EC3R 7BB |
United Kingdom |
91
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Ian Hewitt (Director) |
Director Advent Underwriting Limited No.2 Minster Court Mincing Lane London EC3R 7BB |
United Kingdom | ||
William Beveridge (Director) |
Director Advent Underwriting Limited No.2 Minster Court Mincing Lane London EC3R 7BB |
United Kingdom | ||
Peter Cresswell (Non Executive Chairman) |
Non Executive Chairman Advent Underwriting Limited No.2 Minster Court Mincing Lane London EC3R 7BB |
United Kingdom | ||
Hugh Bohling (Non Executive Director) |
Non Executive Director Advent Underwriting Limited No.2 Minster Court Mincing Lane London EC3R 7BB |
United Kingdom | ||
Jean Cloutier (Non Executive Director) |
Vice President, International Operations Fairfax Financial Holdings Limited 95 Wellington Street West Suite 800 Toronto, Ontario M5J 2N7 |
Canadian |
92
ANNEX T
DIRECTORS AND EXECUTIVE OFFICERS OF
NEWLINE CORPORATE NAME LIMITED
The following table sets forth certain information with respect to the directors and executive officers of Newline Corporate Name Limited.
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Michael G. Wacek (Director) |
Executive Vice President, Odyssey Re Holdings Corp. 300 First Stamford Place, Stamford, Connecticut 06902 |
United States | ||
Jan Christiansen (Director) |
Executive Vice President and Chief Financial Officer, Odyssey Re Holdings Corp. 300 First Stamford Place, Stamford, Connecticut 06902 |
Denmark | ||
Robert B. Kastner (Director and Head of Claims) |
Director and Head of Claims Newline Underwriting Management Limited Suite 5/4, The London Underwriting Centre 3 Minster Court, Mincing Lane London EC3R 7DD |
United Kingdom | ||
J. Richard F. Micklem (Director and Chief Operating Officer) |
Director and Chief Operating Officer Newline Underwriting Management Limited Suite 5/4, The London Underwriting Centre 3 Minster Court, Mincing Lane London EC3R 7DD |
United Kingdom |
93
ANNEX U
DIRECTORS AND EXECUTIVE OFFICERS OF
NEWLINE UNDERWRITING MANAGEMENT LIMITED
The following table sets forth certain information with respect to the directors and executive officers of Newline Underwriting Management Limited.
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Carl A. Overy (Director and Chief Executive Officer) |
Director and Chief Executive Officer Newline Underwriting Management Limited Suite 5/4, The London Underwriting Centre 3 Minster Court, Mincing Lane London EC3R 7DD |
United Kingdom | ||
Jan Christiansen (Director) |
Executive Vice President and Chief Financial Officer, Odyssey Re Holdings Corp. 300 First Stamford Place, Stamford, Connecticut 06902 |
Denmark | ||
Robert B. Kastner (Director and Head of Claims) |
Director and Head of Claims Newline Underwriting Management Limited Suite 5/4, The London Underwriting Centre 3 Minster Court, Mincing Lane London EC3R 7DD |
United Kingdom | ||
J. Richard F. Micklem (Director and Chief Operating Officer) |
Director and Chief Operating Officer Newline Underwriting Management Limited Suite 5/4, The London Underwriting Centre 3 Minster Court, Mincing Lane London EC3R 7DD |
United Kingdom | ||
Philip T. Foley (Director and Chief Underwriting Officer) |
Director and Chief Underwriting Officer Newline Underwriting Management Limited Suite 5/4, The London Underwriting Centre 3 Minster Court, Mincing Lane London EC3R 7DD |
United Kingdom |
94
Name |
Present Principal Occupation or Employment and the Name, |
Citizenship | ||
Sonny Kapur (Director and Chief Financial Officer) |
Director and Chief Financial Officer Newline Underwriting Management Limited Suite 5/4, The London Underwriting Centre 3 Minster Court, Mincing Lane London EC3R 7DD |
United Kingdom | ||
M. Scales (Non Executive Director) |
Non Executive Director Newline Underwriting Management Limited Suite 5/4, The London Underwriting Centre 3 Minster Court, Mincing Lane London EC3R 7DD |
United Kingdom | ||
J.W.J Spencer (Non Executive Director) |
Non Executive Director Newline Underwriting Management Limited Suite 5/4, The London Underwriting Centre 3 Minster Court, Mincing Lane London EC3R 7DD |
United Kingdom |
95
ANNEX V
DIRECTORS AND EXECUTIVE OFFICERS OF
NEWLINE INSURANCE COMPANY LIMITED
The following table sets forth certain information with respect to the directors and executive officers of Newline Insurance Company Limited.
Name |
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other |
Citizenship | ||
Carl A. Overy (Director and Chief Executive Officer) |
Director and Chief Executive Officer Newline Underwriting Management Limited Suite 5/4, The London Underwriting Centre 3 Minster Court, Mincing Lane London EC3R 7DD |
United Kingdom | ||
Jan Christiansen (Director) |
Executive Vice President and Chief Financial Officer, Odyssey Re Holdings Corp. 300 First Stamford Place, Stamford, Connecticut 06902 |
Denmark | ||
Robert B. Kastner (Director and Head of Claims) |
Director and Head of Claims Newline Underwriting Management Limited Suite 5/4, The London Underwriting Centre 3 Minster Court, Mincing Lane London EC3R 7DD |
United Kingdom | ||
J. Richard F. Micklem (Director and Chief Operating Officer) |
Director and Chief Operating Officer Newline Underwriting Management Limited Suite 5/4, The London Underwriting Centre 3 Minster Court, Mincing Lane London EC3R 7DD |
United Kingdom | ||
Philip T. Foley (Director and Chief Underwriting Officer) |
Director and Chief Underwriting Officer Newline Underwriting Management Limited Suite 5/4, The London Underwriting Centre 3 Minster Court, Mincing Lane London EC3R 7DD |
United Kingdom |
96
Name |
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other |
Citizenship | ||
Sonny Kapur (Director and Chief Financial Officer) |
Director and Chief Financial Officer Newline Underwriting Management Limited Suite 5/4, The London Underwriting Centre 3 Minster Court, Mincing Lane London EC3R 7DD |
United Kingdom | ||
M. Scales (Non Executive Director) |
Non Executive Director Newline Underwriting Management Limited Suite 5/4, The London Underwriting Centre 3 Minster Court, Mincing Lane London EC3R 7DD |
United Kingdom | ||
J.W.J Spencer (Non Executive Director) |
Non Executive Director Newline Underwriting Management Limited Suite 5/4, The London Underwriting Centre 3 Minster Court, Mincing Lane London EC3R 7DD |
United Kingdom |
97
ANNEX W
DIRECTORS AND EXECUTIVE OFFICERS OF
RIVERSTONE INSURANCE LIMITED
The following table sets forth certain information with respect to the directors and executive officers of RiverStone Insurance Limited.
Name |
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other Organization in which such employment is conducted |
Citizenship | ||
Nicholas C. Bentley (Chairman, Chief Executive Officer, President and Director) |
Manager, President and Chief Executive Officer, Riverstone Resources LLC 250 Commercial Street, Suite 5000 Manchester, NH 03101 |
United Kingdom | ||
Luke Tanzer (Managing Director) |
Insurance Executive Director Park Gate, 161-163 Preston Road Brighton BN1 6AU, England |
Australia | ||
Lorna Hemsley (Finance Director) |
Accountant Park Gate, 161-163 Preston Road Brighton BN1 6AU, England |
United Kingdom | ||
John J. Bator (Chief Financial Officer) |
Senior Vice President, Chief Financial Officer and Treasurer, Riverstone Resources LLC 250 Commercial Street, Suite 5000 Manchester, NH 03101 |
United States | ||
Adrian Masterson (Director) |
Company Director 57 Herbert Lane Dublin 2 Ireland |
Ireland | ||
Tom Riddell (Director) |
Accountant 17 Crescent Gardens, Wimbledon Park London SW19 8AJ, England |
United Kingdom | ||
Anthony Keys (Director) |
Company Director 63 Pont Street London SW1X 0BD, England |
United Kingdom | ||
Fraser Henry (Secretary) |
Solicitor Park Gate, 161-163 Preston Road Brighton BN1 6AU, England |
United Kingdom |
98
ANNEX X
DIRECTORS AND EXECUTIVE OFFICERS OF
RIVERSTONE INSURANCE (UK) LIMITED
The following table sets forth certain information with respect to the directors and executive officers of RiverStone Insurance (UK) Limited.
Name |
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other Organization in which such employment is conducted |
Citizenship | ||
Nicholas C. Bentley (Chairman, Chief Executive Officer, President and Director) |
Manager, President and Chief Executive Officer, Riverstone Resources LLC 250 Commercial Street, Suite 5000 Manchester, NH 03101 |
United Kingdom | ||
Luke Tanzer (Managing Director) |
Insurance Executive Director Park Gate, 161-163 Preston Road Brighton BN1 6AU, England |
Australia | ||
Lorna Hemsley (Finance Director) |
Accountant Park Gate, 161-163 Preston Road Brighton BN1 6AU, England |
United Kingdom | ||
Anthony Keys (Director) |
Company Director 63 Pont Street London SW1X 0BD, England |
United Kingdom | ||
Frager Henry (Secretary) |
Solicitor Park Gate, 161-163 Preston Road Brighton BN1 6AU, England |
United Kingdom |
99
ANNEX Y
DIRECTORS AND EXECUTIVE OFFICERS OF
CRC REINSURANCE LIMITED
The following table sets forth certain information with respect to the directors and executive officers of CRC Reinsurance Limited.
Name |
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other Organization in which such employment is conducted |
Citizenship | ||
Ronald Schokking (Director) |
Vice President and Treasurer Fairfax Financial Holdings Limited 95 Wellington Street West, Suite 800 Toronto, Ontario M5J 2N7 |
Canadian | ||
Jean Cloutier (Director) |
Vice President, International Operations Fairfax Financial Holdings Limited 95 Wellington Street West, Suite 800 Toronto, Ontario M5J 2N7 |
Canadian | ||
Lisl Lewis (Director) |
Consultant Suite B, Port St. Charles St. Peter, Barbados BB26013 |
Barbados | ||
Alister OBrien Campbell (Director) |
Director Wentworth Insurance Company Limited Pine Commercial Centre The Pine, St. Michael, Barbados B11103 |
Barbados | ||
William Peter Douglas (Director) |
Director Wentworth Insurance Company Limited Pine Commercial Centre The Pine, St. Michael, Barbados B11103 |
Barbados |
100
Name |
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other Organization in which such employment is conducted |
Citizenship | ||
Janice Burke (Officer) |
Vice President and General Manager Wentworth Insurance Company Limited Pine Commercial Centre The Pine, St. Michael, Barbados B11103 |
United States |
101
Exhibit Index
Exhibit |
Description | |
Ex. 5: | Joint filing agreement dated as of November 15, 2013 among V. Prem Watsa, 1109519 Ontario Limited, The Sixty Two Investment Company Limited, 810679 Ontario Limited, Fairfax Financial Holdings Limited, United States Fire Insurance Company, TIG Insurance Company, General Fidelity Insurance Company, Northbridge Commercial Insurance Corporation, Odyssey Reinsurance Company, Clearwater Select Insurance Company, Hudson Insurance Company, Zenith Insurance Company, a California corporation, Northbridge General Insurance Corporation, Federated Insurance Company of Canada, Northbridge Indemnity Insurance Corporation, Northbridge Personal Insurance Corporation, Clearwater Insurance Company, Zenith Insurance Company, a Canadian corporation, Advent Underwriting Limited, Newline Corporate Name Limited, Newline Underwriting Management Limited, Newline Insurance Company Limited, RiverStone Insurance Limited, RiverStone Insurance (UK) Limited and CRC Reinsurance Limited. | |
Ex: 6: | Convertible Debenture Indenture, dated November 13, 2013, between BlackBerry Limited, and Computershare Trust Company of Canada. |
102