FORM 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of June 2013

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X             Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

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Information furnished on this form:

EXHIBIT

Exhibit Number

 

1. (English Translation) Share Buyback Report for the reporting month from May 1, 2013 to May 31, 2013

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: June 10, 2013     By:   /s/ Eiji Miura
     

Eiji Miura

Senior Managing Director

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[Translation of Share Buyback Report for the reporting month from May 1, 2013 to May 31, 2013 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on June 10, 2013]

Class of Shares: Common Stock

 

1. Status of repurchase

 

(1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of May 31, 2013

 

     Number of Shares      Total Repurchase
Amount (JPY)		  

Authorization pursuant to the resolution of the Board (April 26, 2013)
(Period of repurchase: from May 8, 2013 to May 31, 2013)

    40,000,000         35,000,000,000   
     

 

 

     

 

 

  

Repurchases during this reporting month (Date of repurchase)

    Date

May 8

May 9

May 10

     

 

 

 15,189,500

17,856,000

6,954,500

   

  

  

     

 

 

 12,000,394,200

14,616,016,400

5,853,975,700

   

  

  

  

 

   

 

 

     

 

 

  

Total

    —      40,000,000         32,470,386,300   
     

 

 

     

 

 

  

Aggregate shares repurchased as of the end of this reporting month

    40,000,000         32,470,386,300   
     

 

 

     

 

 

  

Progress of share repurchase (%)

    100.0         92.8   
     

 

 

     

 

 

  

 

2. Status of disposition

as of May 31, 2013

 

     Number of shares disposed
in the reporting month		      Aggregate amount of
disposition  (JPY)		  

Treasury shares disposed subject to procedures for issuance of new shares

    (Date)     —           —     
  

 

  

 

 

     

 

 

  

Subtotal

    —     —           —     
  

 

  

 

 

     

 

 

  

Treasury shares canceled

    (Date)     —           —     
  

 

  

 

 

     

 

 

  

Subtotal

    —     —           —     
  

 

  

 

 

     

 

 

  

Treasury shares transferred upon merger, share exchange or demerger

    (Date)     —           —     
  

 

  

 

 

     

 

 

  

Subtotal

    —     —           —     
  

 

  

 

 

     

 

 

  

Other (upon request for purchasing “less-than-a-full-unit shares”)

    (Date)

May 9

May 20

    

 

 10

70

   

  

     

 

 7,930

65,380

   

  

  

 

  

 

 

     

 

 

  

Subtotal

    —     80         73,310   
  

 

  

 

 

     

 

 

  

Other (exercise of stock acquisition rights)

    (Date)

May 1

May 2

May 7

May 8

May 9

May 10

May 13

May 14

May 15

May 16

May 17

May 20

May 21

May 22

May 23

May 24

May 27

May 28

May 29

May 30

May 31

    

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 4,712,100

2,763,600

2,931,400

506,100

848,700

307,000

366,900

374,400

695,500

309,400

210,600

254,200

298,200

503,100

162,600

31,500

281,200

2,119,900

1,488,500

1,306,600

500,800

   

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

     

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 9,005,100

4,671,600

6,270,400

4,663,100

5,918,700

1,738,000

1,797,900

2,759,400

6,242,500

10,231,400

3,549,600

9,304,200

12,346,200

13,628,100

6,663,600

4,324,500

8,036,200

13,131,900

6,735,500

3,514,600

977,800

   

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

 

  

 

 

     

 

 

  

Subtotal

    —     20,972,300         135,510,300   
  

 

  

 

 

     

 

 

  

Total

    —     20,972,380         135,583,610   
  

 

  

 

 

     

 

 

  

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3. Status of shares held in treasury

As of May 31, 2013

 

As of the end of the reporting month

    Number of Shares  

Total number of issued shares

      3,822,562,601   
  

 

 

  

Number of shares held in treasury

      124,372,945