U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 18, 2013
ADA-ES, INC.
(Name of registrant as specified in its charter)
| Colorado | 000-50216 | 84-1457385 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification Number) |
9135 South Ridgeline Blvd., Highlands Ranch, Colorado 80129
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (303) 734-1727
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 7.01 | Regulation FD Disclosure |
On Monday, March 18, 2013, Mark McKinnies, Senior Vice President and Chief Financial Officer and Graham Mattison, Vice President of Investor Relations of ADA-ES, Inc. (“ADA”) are scheduled to present at the 25th Annual ROTH Conference in Dana Point, California at 9 a.m. Pacific Time. A copy of the slides to be used at the presentation will be available via the Investor Information section of ADA’s website at www.adaes.com on or before March 18, 2013. A copy of the presentation materials is attached hereto as Exhibit 99.1.
On March 13, 2013, we issued a press release announcing ADA’s scheduled presentation. A copy of the press release is furnished as Exhibit 99.2 to this report.
| Item 9.01. | Financial Statements and Exhibits |
(d) The following items are furnished as exhibits to this report:
| 99.1 | March 2013 Investor Presentation. | |
| 99.2 | Press Release, ADA-ES, Inc. to Present at 25th Annual ROTH Conference dated March 13, 2013. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: March 18, 2013
| ADA-ES, Inc. Registrant |
| /s/ Mark H. McKinnies |
| Mark H. McKinnies |
| Senior Vice President and Chief Financial Officer |
INDEX TO EXHIBITS
| Exhibit No. |
Description | |
| 99.1 | March 2013 Investor Presentation. | |
| 99.2 | Press Release, ADA-ES, Inc. to Present at 25th Annual ROTH Conference dated March 13, 2013. | |