Post-Effective Amendment No. 1 to Form S-4

As filed with the Securities and Exchange Commission on February 6, 2013.

Registration No. 333- 184811

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Post-Effective Amendment No. 1

to

FORM S-4

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

BANK OF THE OZARKS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Arkansas   6022   71-0556208

(State or other jurisdiction of

incorporation or organization)

 

(Primary Standard Industrial

Classifications Code Number)

 

(I.R.S. Employer

Identification Number)

17901 Chenal Parkway

Little Rock, Arkansas 72223

(501) 978-2265

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

Greg L. McKinney

Chief Financial Officer and Chief Accounting Officer

Bank of the Ozarks, Inc.

17901 Chenal Parkway

Little Rock, Arkansas 72223

Tel. (501) 978-2265

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

With copies of all communications to:

H. Watt Gregory, III

Kutak Rock LLP

124 West Capitol Avenue, Suite 2000

Little Rock, Arkansas 72201

Tel. (501) 975-3000

 

Paul S. Ware

J. Andrew Robison

Bradley Arant Boult Cummings LLP

1819 Fifth Avenue North

Birmingham, AL 35203

Tel. (205) 521-8000

 

 

Approximate date of commencement of proposed sale of the securities to the public: Not Applicable.

If the securities being registered on this Form are being offered in connection with the formation of a holding company and there is compliance with General Instruction G, check the following box.  ¨

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration number of the earlier effective registration statement for the same offering.  ¨

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer   x    Accelerated filer   ¨
Non-accelerated filer   ¨  (Do not check if a smaller reporting company)    Smaller reporting company   ¨

If applicable, place an X in the box to designate the appropriate rule provision relied upon in conducting this transaction:

Exchange Act Rule 13e-4(i) (Cross-Border Issuer Tender Offer)  ¨

Exchange Act Rule 14d-1(d) (Cross-Border Third-Party Tender Offer)  ¨

 

 

 


DEREGISTRATION OF UNSOLD SECURITIES

Bank of the Ozarks, Inc., an Arkansas corporation (the “Registrant”), filed Registration Statement No. 333-184811 on Form S-4 (the “Registration Statement”) with the Securities and Exchange Commission on November 7, 2012, as amended by Amendment No. 1, filed on November 13, 2012, which registered 516,370 shares of the Registrant’s common stock in connection with the Registrant’s acquisition of Genala Banc, Inc. The Registrant issued a total of 423,616 shares of the Registrant’s common stock pursuant to the Registration Statement in connection with the merger.

Following the merger, the Registrant terminated the offering of shares of its common stock registered on the Registration Statement. Pursuant to the undertaking made by the Registrant in the Registration Statement to remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering, the Registrant is filing this Post-Effective Amendment No. 1 to the Registration Statement to deregister all of the securities which remain unsold under the Registration Statement.


SIGNATURES

Pursuant to the requirements of the Securities Act, the registrant has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Little Rock, State of Arkansas, on February 6, 2013.

 

BANK OF THE OZARKS, INC.

(Registrant)

By:    /s/ Greg L. McKinney
 

Greg L. McKinney

Chief Financial Officer and Chief Accounting Officer

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to the Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

SIGNATURE    TITLE   DATE

/s/ George G. Gleason*

George G. Gleason

(Principal Executive Officer)

  

Chairman of the Board and Chief Executive Officer

  February 6, 2013

/s/ Greg L. McKinney

Greg L. McKinney

(Principal Financial Officer and Accounting Officer)

  

Chief Financial Officer and Chief Accounting Officer

  February 6, 2013

/s/ Mark Ross*

Mark Ross

  

Vice Chairman and Chief Operating Officer

  February 6, 2013

/s/ Jean Arehart*

Jean Arehart

  

Director

  February 6, 2013

/s/ Nicholas Brown*

Nicholas Brown

  

Director

  February 6, 2013

/s/ Richard Cisne*

Richard Cisne

  

Director

  February 6, 2013

/s/ Robert East*

Robert East

  

Director

  February 6, 2013

/s/ Linda Gleason*

Linda Gleason

  

Director

  February 6, 2013

/s/ Henry Mariani*

Henry Mariani

  

Director

  February 6, 2013

/s/ Robert Proost*

Robert Proost

  

Director

  February 6, 2013


/s/ R.L. Qualls*

R.L. Qualls

  

Director

  February 6, 2013

/s/ John Reynolds*

John Reynolds

  

Director

  February 6, 2013

/s/ Kennith Smith*

Kennith Smith

  

Director

  February 6, 2013

/s/ Sherece West*

Sherece West

  

Director

  February 6, 2013
*By:   /s/ Greg L. McKinney
Greg L. McKinney, Attorney-in-Fact
*Pursuant to powers of attorney previously filed with this Registration Statement      February 6, 2013