FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of March 2007.
NOMURA HOLDINGS, INC.
(Translation of registrants name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- .
Information furnished on this form:
EXHIBIT
Exhibit Number | ||
1. | Nomura Announces Fiscal Year-end Dividend Plans | |
2. | Nomura Announces Changes in Organizations, Executive Officers and Key Management of Global Businesses |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
NOMURA HOLDINGS, INC. | ||||
Date: March 2, 2007 | By: | /s/ Tetsu Ozaki | ||
Tetsu Ozaki | ||||
Senior Managing Director |
News Release
Nomura Announces Fiscal Year-end Dividend Plans
Tokyo, March 2, 2007Nomura Holdings, Inc. today announced its plans for the year-end dividend payment for the fiscal year ending March 31, 2007.
The year-end dividend amount will be the sum of 8 yen per share (the fourth quarter target dividend as announced on April 28, 2006) and an additional amount based on the level of profits. As a result, the total amount of dividends paid for the fiscal year will exceed 32 yen per share. The amount of the year-end dividend will be announced in late April on the same day as the announcement of full-year financial results for the fiscal year ending March 31, 2007.
Please refer to the table below for a comparison with dividends paid the previous fiscal year.
Dividend Table
Dividend Per Share (Yen) | ||||||||||||||
1Q | 2Q | 3Q | Year-end | Annual | ||||||||||
Target dividend(*1) | Target dividend(*1) | Target dividend(*1) | Target dividend(*1) | Additional Amount (*2) | Total | |||||||||
Year ended March 31, 2006 |
| 12 | | 12 | 24 | 36 | 48 | |||||||
Year ending March 31, 2007 (completed) |
8 | 8 | 8 | | | | 32 + TBA | |||||||
Year ending March 31, 2007 (planned) |
| | | 8 | TBA | 8 + TBA |
Notes: | 1. | Target dividend represents the minimum dividend. TBA = To be announced at same time that full-year financial results are announced in late April | ||
2. | In line with our capital management policy, when Nomura achieves a sufficient level of profits | |||
the year-end dividend will be increased so that the consolidated dividend payout ratio is at least 30%. |
(Reference)
As a general dividend policy, Nomura first decides quarterly target dividend amounts, the minimum dividend level, taking into account the firms dividend-on-equity ratio (DOE) of about 3%. When Nomura achieves a sufficient level of profit, it will decide the amount of the year-end dividend taking into consideration a pay-out ratio of over 30%. Nomura seeks to ensure sustainable growth of its target dividend in the mid- to long-term.
As for retained earnings, Nomura intends to invest in business areas where high profitability and growth may reasonably be expected, including development and expansion of infrastructure, to maximize value for shareholders.
For further information please contact:
Name |
Company |
Telephone | ||
Hiroshi Imamura |
Nomura Securities Co., Ltd. | 81-3-3278-0591 | ||
Larry Heiman |
Corporate Communications Dept., | |||
Nomura Group Headquarters |
Notes to editors:
Nomura Group
Nomura is a global financial services group dedicated to providing a broad range of financial services for individual, institutional, corporate and government clients. The Group offers a diverse line of competitive products and value-added financial and advisory solutions through its global headquarters in Tokyo, over 140 branches in Japan, and an international network in 29 countries; with regional headquarters in Hong Kong, London, and New York. The Groups business activities include investment consultation and brokerage services for retail investors in Japan, and, on a global basis, brokerage services, securities underwriting, investment banking advisory services, merchant banking, and asset management. For further information about Nomura please visit our website at www.nomura.com.
Nomura Announces Changes in Organizations,
Executive Officers and Key Management of Global Businesses
Tokyo, March 2, 2007 Nomura Holdings, Inc. (NHI) today announced the following key organizational changes and management changes.
A. Organizational Changes (effective April 1, 2007)
1. A Group Corporate Communications Dept. will be newly established in NHI.
2. A Corporate Citizenship Dept. will be newly established in NHI.
B. Newly Appointed NHI Executive Officers (effective April 1, 2007)
Toshio Hirota
Appointed as Executive Managing Director, Head of Communications
Shigesuke Kashiwagi
Appointed as Senior Managing Director, Co-Head, Regional Management of Americas
(Will remain COO, Nomura Holding America Inc., and CEO, Nomura Securities International, Inc., in addition to retaining other current responsibilities)
Yoshinori Go
Appointed as Senior Managing Director, Head of Asia Region Marketing
(Will remain COO, Nomura Asia Holding N.V., and President & CEO, Nomura International (Hong Kong) Limited, in addition to other current responsibilities)
New NHI Executive Officer Lineup Following New Appointments (effective April 1, 2007)
Nobuyuki Koga, President & CEO
Hiroshi Toda, Deputy President & COO
Kazutoshi Inano, Deputy President & Co-COO
Masanori Itatani, Executive Managing Director, Head of Internal Audit
Akihiko Nakamura, Executive Managing Director, Chief Information Officer
Toshio Hirota, Executive Managing Director, Head of Communications
Akihito Watanabe, Senior Managing Director, Head of Group HR Development
Tetsu Ozaki, Senior Managing Director, Head of Group Corporate Strategy
Masafumi Nakada, Senior Managing Director, Chief Financial Officer
Noriaki Nagai, Senior Managing Director, Head of Corporate Office
Hideyuki Takahashi, Senior Managing Director, Head of Regional Management, Americas
Yugo Ishida, Senior Managing Director, Head of Regional Management, Europe
Shigesuke Kashiwagi, Senior Managing Director, Co-Head of Reg. Management, Americas
Yoshinori Go, Senior Managing Director, Head of Asia Region Marketing
C. Appointment of Group Compliance Officer (effective April 1, 2007)
Kazutoshi Inano, Deputy President & Co-COO, Nomura Holdings, Inc., has been appointed as Group Compliance Officer.
D. Appointment of Head of Asia Region Products (effective April 1, 2007)
Yuji Nakata has been appointed as Head of Asia Region Products.
E. Bolstering of Nomura Asia Holding N.V. COO Lineup (planned for April 1, 2007)
Yoshinori Go, Senior Managing Director, Nomura Holdings, Inc., Head of Asia Region Marketing, will remain COO of Nomura Asia Holding N.V.
Noriyasu Yoshizawa, Senior Managing Director, Head of China Operations, Nomura Securities Co., Ltd., has been appointed as COO of Nomura Asia Holding N.V.
Yuji Nakata, has been appointed as COO of Nomura Asia Holding N.V.
F. Appointment of Group Compliance Head/Co-Head (effective April 1, 2007)
Kazutoshi Inano, Deputy President & Co-COO, Nomura Holdings, Inc., has been appointed as Group Compliance Head.
Hiroshi Tanaka, Executive Managing Director, Nomura Securities Co., Ltd., has been appointed as Group Compliance Deputy Head.
|
Ends |
|
For further information please contact:
Name |
Company |
Telephone | ||
Hiroshi Imamura |
Nomura Securities Co., Ltd. | 81-3-3278-0591 | ||
Larry Heiman |
Corporate Communications Dept., | |||
Nomura Group Headquarters |
Notes to editors:
Nomura Group
Nomura is a global financial services group dedicated to providing a broad range of financial services for individual, institutional, corporate and government clients. The Group offers a diverse line of competitive products and value-added financial and advisory solutions through its global headquarters in Tokyo, over 140 branches in Japan, and an international network in 29 countries; with regional headquarters in Hong Kong, London, and New York. The Groups business activities include investment consultation and brokerage services for retail investors in Japan, and, on a global basis, brokerage services, securities underwriting, investment banking advisory services, merchant banking, and asset management. For further information about Nomura please visit our website at www.nomura.com.