UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported):
September 30, 2004
SMTC CORPORATION
(Exact name of registrant as specified in its charter)
| Delaware | 0-31051 | 98-0197680 | ||
| (State or other jurisdiction of incorporation or organization) |
(Commission File Number) | (I.R.S. Employer Identification No.) |
635 Hood Road
Markham, Ontario, Canada L3R 4N6
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code: (905) 479-1810
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.02. Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
| (b) | Phil Woodard, formerly Chief Operating Officer of the Company, retired, effective September 30, 2004. |
| (c) | Patrick Dunne was appointed as Senior Vice President, Operations of the Company, effective September 30, 2004. Mr. Dunne, 52, was a co-founder of Qualtron Teoranta an Irish based interconnect business that was acquired by the Company in 2000. He has since held various business development and operational positions with the Company, most recently Senior Vice President, Solutions Operations. |
A copy of the Company’s press release announcing these changes is being filed as Exhibit 99.1 hereto.
Item 9.01. Financial Statements and Exhibits.
| (c) | Exhibit Number |
Title | ||
| 99.1 | Press Release issued by SMTC Corporation on September 30, 2004. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: October 5, 2004 |
SMTC CORPORATION | |||
| By: | /s/ Jane Todd | |||
| Name: | Jane Todd | |||
| Title: | Chief Financial Officer | |||
EXHIBIT INDEX
| Exhibit Number |
Description | |
| 99.1 | Press Release issued by SMTC Corporation on September 30, 2004. |