Amendment No. 3 to SC 13G

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 3)

 

 

SUPPORTSOFT, INC.


(Name of Issuer)

 

Common Stock, par value $.0001


(Title of Class of Securities)

 

868587 10 6


(CUSIP Number)

 

December 31, 2003


(Date of Event which Requires Filing of Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  ¨ Rule 13d-1(b)

 

  ¨ Rule 13d-1(c)

 

  x Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

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CUSIP No. 868587 10 6

  1.   

NAMES OF REPORTING PERSONS:                                                                                                                  Scott W. Dale

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS:


  2.   

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

(a)  ¨

(b)  ¨


    3.    SEC Use Only

  4.   

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States


           5.   

SOLE VOTING POWER

 

1,430,341 shares*

       
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
    6.   

SHARED VOTING POWER

 

200,000 shares, all of which are directly held by SDK Limited Partnership. Mr. Dale is a general partner of SDK Limited Partnership.

 
    7.   

SOLE DISPOSITIVE POWER

 

1,430,341 shares*

 

        
           8.   

SHARED DISPOSITIVE POWER

 

200,000 shares, all of which are directly held by SDK Limited Partnership. Mr. Dale is a general partner of SDK Limited Partnership.


  9.   

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,630,341 shares


10.    CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ¨

11.   

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

3.9%


12.   

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN


* Consists of 338,227 shares beneficially owned pursuant to stock options exercisable within 60 days of December 31, 2003.

 

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Item 1   (a)   Name of Issuer:
        SupportSoft, Inc.

Item 1

  (b)   Address of Issuer’s Principal Executive Offices:
        575 Broadway, Redwood City, California 94063
Item 2   (a)   Name of Person Filing:
        Scott W. Dale

Item 2

  (b)   Address of Principal Business Office or, if none, Residence:
        575 Broadway, Redwood City, California 94063

Item 2

  (c)   Citizenship:
        United States

Item 2

  (d)   Title of Class of Securities:
        Common Stock, $.0001 par value

Item 2

  (e)   CUSIP Number:
        868587 10 6
Item 3.   If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
    (a)   ¨    Broker or Dealer registered under Section 15 of the Act
    (b)   ¨    Bank as defined in section 3(a) (6) of the Act
    (c)   ¨    Insurance Company as defined in section 3(a) (19) of the Act
    (d)   ¨    Investment Company registered under section 8 of the Investment Company Act
    (e)   ¨    Investment Adviser in accordance with Section 240.13d-1(b)(1)(ii)(E)
    (f)   ¨    An employee benefit plan or an endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F)
    (g)   ¨    Parent holding company or control person in accordance with Section 240.13d-1(b)(ii)(G)
    (h)   ¨    A saving association as defined in Section 3(b) of the Federal Deposit Insurance Act
    (i)  

¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the

        Investment Company Act of 1940

    (j)   ¨    Group, in accordance with Section 240.13d-1(b)(ii)(J)
    Not applicable.
Item 4.   Ownership    
    Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer
identified in Item 1.
    (a)   Amount beneficially owned:    1,630,341 shares of Common Stock
    (b)   Percent of class:    3.9%. The percent of class calculation was based upon 41,744,262 shares outstanding as of December 31, 2003.

 

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     (c)   Number of shares as to which the person has:
         (i)    Sole power to vote or to direct the vote:    1,430,341 shares, which includes 338,227 shares beneficially owned pursuant to stock options exercisable within 60 days of December 31, 2003.
         (ii)    Shared power to vote or to direct the vote:    200,000 shares, all of which are directly held by SDK Limited Partnership. Mr. Dale is a general partner of SDK Limited Partnership.
         (iii)    Sole power to dispose or to direct the disposition of:    1,430,341 shares, which includes 338,227 shares beneficially owned pursuant to stock options exercisable within 60 days of December 31, 2003.
         (iv)    Shared power to dispose or to direct the disposition of:    200,000 shares, all of which are directly held by SDK Limited Partnership. Mr. Dale is a general partner of SDK Limited Partnership.
Item 5.    Ownership of Five Percent or Less of a Class
     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of securities, check the following [ X ].
Item 6.    Ownership of More than Five Percent on Behalf of Another Person
     Not applicable.
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent
Holding Company or Control Person
     Not applicable.

Item 8.

   Identification and Classification of Members of the Group
     Not applicable.

Item 9.

   Notice of Dissolution of Group
     Not applicable.

Item 10.

   Certifications
     Not applicable.

 

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Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated:    February 13, 2004.

 

     By   /s/    SCOTT W. DALE        
       
        Scott W. Dale

 

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