1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy) granted on December 10, 2007
|
Â
(2)
|
12/09/2014 |
Common Stock
|
5,000
|
$
14.35
|
D
|
Â
|
Stock Option (right to buy) granted on November 1, 2008
|
Â
(2)
|
10/31/2015 |
Common Stock
|
2,500
|
$
5.56
|
D
|
Â
|
Stock Option (right to buy) granted on November 1, 2009
|
Â
(2)
|
10/31/2016 |
Common Stock
|
2,500
|
$
8.22
|
D
|
Â
|
Stock Option (right to buy) granted on November 1, 2010
|
Â
(3)
|
10/31/2017 |
Common Stock
|
3,000
|
$
6.58
|
D
|
Â
|
Stock Option (right to buy) granted on December 22, 2010
|
Â
(4)
|
12/22/2017 |
Common Stock
|
1,000
|
$
7
|
D
|
Â
|
Stock Option (right to buy) granted on November 22, 2011
|
Â
(5)
|
11/22/2018 |
Common Stock
|
3,750
|
$
4.29
|
D
|
Â
|
Stock Option (right to buy) granted on March 12, 2013
|
Â
(6)
|
03/12/2020 |
Common Stock
|
15,000
|
$
3.38
|
D
|
Â
|
Stock Option (right to buy) granted on November 5, 2013
|
11/05/2014(7)
|
11/05/2020 |
Common Stock
|
12,500
|
$
4.16
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 334 shares of restricted stock granted on November 9, 2011. Restrictions lapse on these shares on November 9, 2014. |
(2) |
These shares are currently exercisable. |
(3) |
2,562 shares are currently exercisable. The remainder of the option vests in equal monthly installments until fully vested on November 1, 2014. |
(4) |
833 shares are currently exercisable. The remainder of the option vests in equal monthly installments until fully vested on December 22, 2014. |
(5) |
2,265 shares are currently exercisable. The remainder of the option vests in equal monthly installments until fully vested on November 22, 2015. |
(6) |
7,500 shares are currently exercisable. The remainder of the option vests on March 12, 2015. |
(7) |
Option vests and becomes exercisable as to 25% on the first anniversary of the date of grant and the remainder in 36 equal monthly installments. |