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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FAIRFAX FINANCIAL HOLDINGS LTD/ CAN 95 WELLINGTON STREET WEST SUITE 800 TORONTO, A6 M5J 2N7 |
X | |||
WATSA V PREM ET AL 95 WELLINGTON STREET WEST SUITE 800 TORONTO, A6 M5J 2N7 |
X | |||
1109519 ONTARIO LTD 95 WELLINGTON STREET WEST SUITE 800 TORONTO, A6 M5J 2N7 |
X | |||
SIXTY TWO INVESTMENT CO LTD 1600 CATHEDRAL PLACE 925 WEST GEORGIA ST. VANCOUVER, A1 V6C 3L3 |
X | |||
810679 ONTARIO LTD 95 WELLINGTON STREET WEST SUITE 800 TORONTO, A6 M5J 2N7 |
X | |||
NORTH RIVER INSURANCE CO 305 MADISON AVENUE MORRISTOWN, NJ 07962 |
X | |||
Northbridge Personal Insurance Corp 105 ADELAIDE STREET WEST 3RD FLOOR TORONTO, A6 M5H 1P9 |
X | |||
TIG INSURANCE CO 250 COMMERCIAL STREET SUITE 5000 MANCHESTER, NH 03101 |
X | |||
ODYSSEY REINSURANCE CO 300 FIRST STAMFORD PLACE STAMFORD, CT 06902 |
X | |||
CLEARWATER INSURANCE CO 300 FIRST STAMFORD PLACE STAMFORD, CT 06902 |
X |
/s/ V. Prem Watsa, Chairman and Chief Executive Officer | 11/30/2012 | |
**Signature of Reporting Person | Date | |
/s/ V. Prem Watsa | 11/30/2012 | |
**Signature of Reporting Person | Date | |
/s/ V. Prem Watsa, President | 11/30/2012 | |
**Signature of Reporting Person | Date | |
/s/ V. Prem Watsa, President | 11/30/2012 | |
**Signature of Reporting Person | Date | |
/s/ V. Prem Watsa, President | 11/30/2012 | |
**Signature of Reporting Person | Date | |
/s/ Paul W. Bassaline, Vice President | 11/30/2012 | |
**Signature of Reporting Person | Date | |
/s/ Janina Chmielewska, Vice President, Finance | 11/30/2012 | |
**Signature of Reporting Person | Date | |
/s/ John Parker, Senior Vice President | 11/30/2012 | |
**Signature of Reporting Person | Date | |
/s/ Kirk Reische, Vice President | 11/30/2012 | |
**Signature of Reporting Person | Date | |
/s/ John Parker, Senior Vice President | 11/30/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On November 6, 2012, Resolute announced the distribution of certain Shares to its creditors from a disputed claim share reserve established in connection with Resolute's and its debtor affiliates' December 2010 emergence from the creditor protection proceedings, which shares were expected to be distributed on November 26, 2012 (the "Distribution"). Pursuant to the Distribution, the Reporting Persons received Shares on November 27, 2012. The number of Shares to be received pursuant to the Distribution was indeterminable by the Reporting Persons prior to the actual receipt of Shares. |
(2) | The Common Shares are held by Fairfax Financial Holdings Limited ("Fairfax"), certain of its subsidiaries and the pension plans of certain subsidiaries of Fairfax, including, following the transactions reported herein, 254,359 Common Shares held by The North River Insurance Company, 387,080 Common Shares held by Northbridge Personal Insurance Corporation, 1,732,421 Common Shares held by TIG Insurance Company, 11,037,649 Common Shares held by Odyssey Reinsurance Company and 1,659,121 Common Shares held by Clearwater Insurance Company. |