UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (2) | 11/10/2020 | Common Stock | 6,963 | $ 15.5 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 03/10/2021 | Common Stock | 3,027 | $ 16.03 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 03/10/2021 | Common Stock | 6,659 | $ 16.03 | D | Â |
Employee Stock Option (right to buy) | Â (5) | 03/10/2021 | Common Stock | 11,503 | $ 16.03 | D | Â |
Employee Stock Option (right to buy) | Â (6) | 03/01/2022 | Common Stock | 7,163 | $ 15.38 | D | Â |
Performance Shares | Â (7) | 03/01/2015 | Common Stock | 2,877 | $ (7) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ORTON LAURENCE MICHAEL 199 BENSON ROAD MIDDLEBURY, CT 06749 |
 |  |  VP, Corporate Controller |  |
/s/ Alan Schutzman by Power of Attorney | 11/16/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 8,923 restricted stock units, which vest as follows: 1,726 on each of March 1, 2013 and March 1, 2014; 1,727 on March 1, 2015; 1,040 on each of March 10, 2013 and March 10, 2014; and 1,664 on March 31, 2013. |
(2) | Grant of stock options. As of March 31, 2012, all stock options have vested. |
(3) | Grant of stock options. As of November 16, 2012, 2,018 stock options have vested. The remaining stock options vest on March 31, 2013. |
(4) | Grant of stock options. As of November 16, 2012, 4,439 stock options have vested. The remaining stock options vest on March 31, 2013. |
(5) | Grant of stock options. As of November 16, 2012, 3,834 stock options have vested. The remaining stock options vest in two equal installments: March 10, 2013 and March 10, 2014. |
(6) | Grant of stock options. The stock options vest as follows: 2,387 on March 1, 2013 and 2,388 on each of March 1, 2014 and March 1, 2015. |
(7) | Each performance share represents a contingent right to receive one share of Chemtura Corporation common stock. The performance shares vest based on Chemtura Corporation's total shareholder return against the companies comprising the Russell 3000 Index. |
 Remarks: Exhibit Index: Exhibit 24.1 - Power of Attorney. |