UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Palladium Equity Partners III, L.L.C. ROCKEFELLER CENTER 1270 AVENUE OF THE AMERICAS, SUITE 2200 NEW YORK, NY 10020 |
 X |  X |  |  |
Palladium Equity Partners III L P ROCKEFELLER CENTER 1270 AVENUE OF THE AMERICAS, SUITE 2200 NEW YORK, NY 10020 |
 X |  X |  |  |
Rodriguez Marcos A ROCKEFELLER CENTER 1270 AVENUE OF THE AMERICAS, SUITE 2200 NEW YORK, NY 10020 |
 X |  X |  |  |
Palladium Equity Partners III, L.P. /s/ Kevin L. Reymond Name: Kevin L. Reymond Title: Chief Financial Officer | 03/27/2012 | |
**Signature of Reporting Person | Date | |
Palladium Equity Partners III, L.L.C. /s/ Erik A. Scott Name: Erik A. Scott Title: Member | 03/27/2012 | |
**Signature of Reporting Person | Date | |
/s/ Marcos A. Rodriguez | 03/27/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares of common stock of Regional Management Corp. (the "Issuer") are held by Palladium Equity Partners III, L.P. The general partner of Palladium Equity Partners III, L.P. |
 Remarks: Each of Palladium Equity Partners III, L.P., Palladium Equity Partners III, L.L.C. and Mr. Rodriguez (collectively the "Reporting Persons") disclaims beneficial ownership of the shares of common stock of the Issuer reported herein, except to the extents of his or its pecuniary interests therein.  The filing of this Statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act or otherwise, the Reporting Persons are the beneficial owners of the shares of common stock of the Issuer reported herein. |