UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Parallel 2005 Equity Partners, LLC 2100 MCKINNEY AVENUE, SUITE 1200 DALLAS, TX 75201 |
 X |  X |  |  |
Parallel 2005 Equity Fund LP 2100 MCKINNEY AVENUE, SUITE 1200 DALLAS, TX 75201 |
 X |  X |  |  |
FLETCHER FRANK BARRON III 2100 MCKINNEY AVENUE, SUITE 1200 DALLAS, TX 75201 |
 X |  X |  |  |
Parallel 2005 Equity Partners, LP 2100 MCKINNEY AVENUE SUITE 1200 DALLAS, TX 75201 |
 X |  X |  |  |
/s/ F. Barron Fletcher, III, Authorized Person By: Parallel 2005 Equity Partners, LP, its General Partner for Parallel 2005 Equity Fund, LP | 03/27/2012 | |
**Signature of Reporting Person | Date | |
/s/ F. Barron Fletcher, III, Authorized Person, By: Parallel 2005 Equity Partners, LLC, its General Partner for Parallel 2005 Equity Partners, LP | 03/27/2012 | |
**Signature of Reporting Person | Date | |
/s/ F. Barron Fletcher, III, Authorized Person for Parallel 2005 Equity Partners, LLC | 03/27/2012 | |
**Signature of Reporting Person | Date | |
/s/ F. Barron Fletcher, III | 03/27/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares of common stock of Regional Management Corp. (the "Issuer") are held by Parallel 2005 Equity Fund, LP. The general partner of Parallel 2005 Equity Fund, LP is Parallel 2005 Equity Partners, LP. The general partner of Parallel 2005 Equity Partners, LP is Parallel 2005 Equity Partners, LLC. F. Barron Fletcher, III is the managing member of Parallel 2005 Equity Partners, LLC. |
 Remarks: Each of Parallel 2005 Equity Fund, LP, Parallel 2005 Equity Partners, LP, Parallel 2005 Equity Partners, LLC and Mr. Fletcher (collectively the "Reporting Persons") disclaims beneficial ownership of the shares of common stock of the Issuer reported herein, except to the extents of his or its pecuniary interests therein. The filing of this Statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of the shares of common stock of the Issuer reported herein. |