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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 1.78 | 06/09/2009 | M | 15,000 | (4) | 06/22/2009 | Common Stock, $0.01 par value per share | 15,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GOLDENBERG CYNTHIA L C/O IMMUNOMEDICS, INC. 300 AMERICAN ROAD MORRIS PLAINS, NJ 07950 |
X | X | President and CEO |
/s/ Cynthia L. Goldberg | 06/11/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In accordance with the Company's 1992 Stock Option Plan, the reporting person paid the exercise price and tax liability associated with the exercise of an option to purchase 15,000 shares of the Company's common stock through the withholding of 12,075 shares of the Company's common stock. |
(2) | In accordance with the Company's 1992 Stock Option Plan, the reporting person elected to receive cash, in the approximate amount of $7,430, in lieu of shares of the Company's common stock upon exercise of an option to purchase 15,000 shares of the Company's common stock. |
(3) | Such shares are held by the reporting person's spouse, by various trusts established for the benefit of the reporting person's spouse and/or family members of the reporting person and her spouse, or by a majority-owned subsidiary of the Issuer, of which the reporting person's spouse is a director. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
(4) | The option vested in four equal installments on June 22, 2000, 2001, 2002 and 2003. |