1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units (Deferred Stock Award) 5/24/07
|
05/25/2009(2)
|
05/24/2012(2)
|
Common Stock
|
5,667
|
$
(1)
|
D
|
Â
|
Restricted Stock Units (Deferred Stock Award) 12/5/07
|
12/06/2009(3)
|
12/05/2012(3)
|
Common Stock
|
5,613
|
$
(1)
|
D
|
Â
|
May 24, 2007 Stock Option
|
05/24/2008(4)
|
05/24/2017(4)
|
Common Stock
|
17,575
|
$
35.77
|
D
|
Â
|
Dec. 5, 2007 Stock Option
|
12/05/2008(4)
|
12/05/2017(4)
|
Common Stock
|
21,090
|
$
29.22
|
D
|
Â
|
Founders RSU Grant April 1, 2008
|
04/02/2010(5)
|
04/02/2010(5)
|
Common Stock
|
30
|
$
25.37
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Conversion or Exercise Price of Derivative Security is 1-for-1. |
(2) |
Restricted Stock Units vest 20% on 5/25/09, 25% on 5/25/10,, 25% on 5/25/11 and 30% on 5/25/12. Stock units will automatically be converted into shares of common stock in accordance with the respective vesting schedule unless a previous deferral election has been made. Stock units are entitled to dividend equivalent rights, which accrue on dividend record dates. |
(3) |
Restricted Stock Units vest 20% on 12/6/09, 25% on 12/6/10, 25% on 12/6/11 and 30% on 12/6/12. Stock units will automatically be converted into shares of common stock in accordance wth the respective vesting schedule unless a previous deferral election has been made. Stock units are entitled to dividend equivalent rights, which accrue on dvidend record dates. |
(4) |
The option vests in three equal annual installments beginning on the date indicated. |
(5) |
These awards were part of a Founders' Grant of 30 Restricted Stock Units (with approximate value that date of $761 per employee) to each employee of the Company in connection with the spin-off of the Company's funeral services business. |