1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units (Deferred Stock Award) 12/3/03
|
12/04/2005(1)
|
12/03/2008(1)
|
Common Stock
|
606
|
$
(2)
|
D
|
Â
|
Restricted Stock Units (Deferred Stock Award) 12/15/04
|
12/16/2006(3)
|
12/15/2009(3)
|
Common Stock
|
1,096
|
$
(2)
|
D
|
Â
|
Restricted Stock Units (Deferred Stock Awards) 11/30/05
|
12/01/2007(4)
|
11/30/2010(4)
|
Common Stock
|
4,676
|
$
(2)
|
D
|
Â
|
Restricted Stock Units (Deferred Stock Awards) 11/30/06
|
12/01/2008(6)
|
11/30/2011(6)
|
Common Stock
|
5,722
|
$
(2)
|
D
|
Â
|
Restricted Stock Units (Deferred Stock Awards) 12/5/07
|
12/06/2009(5)
|
12/06/2012(5)
|
Common Stock
|
6,549
|
$
(2)
|
D
|
Â
|
Stock Option Nov. 9, 2001
|
11/10/2002(7)
|
11/10/2011(7)
|
Common Stock
|
7,400
|
$
27.09
|
D
|
Â
|
Stock Option April 9, 2002
|
04/10/2003(7)
|
04/10/2012(7)
|
Common Stock
|
4,625
|
$
33.24
|
D
|
Â
|
Stock Option Dec. 4, 2002
|
12/05/2003(7)
|
12/05/2012(7)
|
Common Stock
|
7,400
|
$
25.67
|
D
|
Â
|
Stock Option Dec. 3, 2003
|
12/04/2004(7)
|
12/04/2013(7)
|
Common Stock
|
7,400
|
$
31.48
|
D
|
Â
|
Stock Option Dec. 15, 2004
|
12/16/2005(7)
|
12/16/2014(7)
|
Common Stock
|
7,400
|
$
30.04
|
D
|
Â
|
Stock Option Nov. 30, 2005
|
12/01/2006(7)
|
12/01/2015(7)
|
Common Stock
|
21,090
|
$
26.46
|
D
|
Â
|
Stock Option Nov. 30, 2006
|
12/01/2007(7)
|
12/01/2016(7)
|
Common Stock
|
21,090
|
$
31.3
|
D
|
Â
|
Stock Option Dec. 5, 2007
|
12/06/2008(7)
|
12/06/2017(7)
|
Common Stock
|
23,125
|
$
29.22
|
D
|
Â
|
Founders RSU Grant April 1, 2008
|
04/02/2010(8)
|
04/02/2010(8)
|
Common Stock
|
30
|
$
25.37
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Restricted Stock Units vest 20% on 12/4/05, 25% on 12/4/06, 25% on 12/4/07 and 30% on 12/4/08. Stock units wilkl automatically be converted into shares of common stock in accordance witht he respective vesting schedule unless a previous deferral election has been made. Stock units are entitled to dividend equivalent rights, which accrue on dividend record dates. |
(2) |
Conversion or Exercise Price of Derivative Security is 1-for-1. |
(3) |
Restricted Stock Units vest 20% on 12/16/06, 25% on 12/16/07; 25% on 12/16/08 and 30% on 12/16/09. Stock units will automatically be converted into shares of common stock in accordance with the respective vesting schedule unless a previous deferral election has been made. Stock units are entitled to dividend equivalent rights, which accrue on dividend record date. |
(4) |
Restricted Stock Units vest 20% on 12/1/07, 25% on 12/1/08, 25% on 12/1/09 and 30% on 12/1/10. Stock units will automatically be converted into shares of common stock in accordance with respective vesting schedule unless a previous deferral election has been made. Stock units are entitled to dividend equivalent rights which accrue on dividend record date. |
(5) |
Restricted Stock Units vest 20% on 12/6/09, 25% on 12/6/10, 25% on 12/6/11 and 30% on 12/6/12. Stock units will automatically be converted into shares of common stock in accordance with the respective vesting schedule unless a previous deferral election has been made. Stock units are entitled to dividend equivalent rights, which accrue on dividend record dates. |
(6) |
Restricted Stock Units vest 20% on 12/01/08, 25% on 12/01/09, 25% on 12/01/10 and 30% on 12/01/11. Stock units will automatically be converted into shares of common stock in accordance with the respective vesting schedule unless a previous deferral election has been made. Stock units are entitled to dividend equivlent rights which accrue on dividend record date. |
(7) |
The option vests in three equal annual installments beginning on the date indicated. |
(8) |
These awards were part of a Founders' Grant of 30 Restricted Stock Units (with approximate value that date of $761 per employee) to each employee of the Company in connection with the spin-off of the Company's funeral services business. |