1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Class B common stock, par value $.01 per share
|
Â
(1)(2)
|
Â
(3)
|
Class A Common Stock
|
32,000,000
|
$
(1)
(2)
|
I
(1)
(2)
|
See Note
(1)
(2)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These shares of Class A common stock, par value $.01 per share, of DynCorp International Inc. (the "Company") are held by DIV Holding LLC ("DIV Holding"). Upon the earlier of the payment in full of the additional special Class B distribution, if any, or the expiration of the underwriters' over-allotment option, pursuant to the initial public offering of the Company, the Class B common stock will automatically convert, on a one-for-one basis into Class A common stock of the Company. The Veritas Capital Fund II, L.P. and its affiliates indirectly own 86% of the Class A membership interests in DIV Holding , a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is the managing member of Veritas Capital Management II, L.L.C., the general partner of Veritas Capital Fund II, L.P. The Reporting Person disclaims beneficial ownership of these shares to the extent such ownership exceeds the Reporting Person's pecuniary interest therein. |
(2) |
Upon the earlier of the payment in full of the additional special Class B distribution, if any, or the expiration of the underwriters' over-allotment option, pursuant to the initial public offering of the Company, the Class B common stock will automatically convert, on a one-for-one basis into Class A common stock of the Company. Robert B. McKeon, is the managing member of Veritas Capital Management II, L.L.C., and as such may be deemed a beneficial owner of the membership interests owned by Veritas Capital Management II, L.L.C. or voted under the direction of Veritas Capital Management II, L.L.C. Mr. McKeon disclaims this beneficial ownership, except to the extent of his pecuniary interest in the Veritas Capital Fund II, L.P. and DIV Holding LLC. |
(3) |
The Class B commons stock has no expiration date. |