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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to Buy | $ 12.9375 | 08/11/2005 | M | 8,000 | 08/11/2004 | 08/16/2009 | Common Stock | 8,000 | $ 0 | 0 | D | ||||
Option to Buy | $ 13.375 | 08/11/2005 | M | 1,982 | 01/06/2005 | 01/11/2010 | Common Stock | 1,982 | $ 0 | 0 | D | ||||
Option to Buy | $ 18.9063 | 08/11/2005 | M | 40,000 | 08/11/2005(2) | 08/22/2010 | Common Stock | 40,000 | $ 0 | 0 | D | ||||
Option to Buy | $ 28.5 | 08/11/2005 | M | 20,000 | 08/11/2005(2) | 03/07/2011 | Common Stock | 20,000 | $ 0 | 0 | D | ||||
Option to Buy | $ 13.375 | 08/11/2005 | M | 18,018 | 01/06/2005 | 01/06/2010 | Common Stock | 18,018 | $ 0 | 0 | D | ||||
Option to Buy | $ 17.2188 | 08/11/2005 | M | 15,900 | 07/02/2001 | 05/16/2008 | Common Stock | 15,900 | $ 0 | 0 | D | ||||
Option to Buy | $ 19.8125 | 08/11/2005 | M | 22,200 | 07/01/2002 | 03/03/2009 | Common Stock | 22,200 | $ 0 | 0 | D | ||||
Option to Buy | $ 15.7188 | 08/11/2005 | M | 4,188 | 08/11/2005(2) | 02/27/2010 | Common Stock | 4,188 | $ 0 | 0 | D | ||||
Option to Buy | $ 18.9063 | 08/11/2005 | M | 4,000 | 07/02/2001 | 08/22/2010 | Common Stock | 4,000 | $ 0 | 0 | D | ||||
Option to Buy | $ 18.9063 | 08/11/2005 | M | 21,400 | 07/01/2002 | 08/22/2010 | Common Stock | 21,400 | $ 0 | 0 | D | ||||
Option to Buy | $ 28.5 | 08/11/2005 | M | 13,250 | 08/11/2005(2) | 03/07/2011 | Common Stock | 13,250 | $ 0 | 47,950 | D | ||||
Option to Buy | $ 28.5 | 08/11/2005 | D | 47,950 | 08/11/2005(2) | 03/07/2011 | Common Stock | 47,950 | (3) | 0 | D | ||||
Option to Buy | $ 32.81 | 08/11/2005 | D | 42,750 | 12/31/2004 | 03/06/2012 | Common Stock | 42,750 | (3) | 0 | D | ||||
Option to Buy | $ 19.35 | 08/11/2005 | D | 54,000 | 08/11/2005(2) | 03/03/2013 | Common Stock | 54,000 | (3) | 0 | D | ||||
Option to Buy | $ 28.03 | 08/11/2005 | D | 58,400 | 08/11/2005(2) | 02/25/2014 | Common Stock | 58,400 | (3) | 0 | D | ||||
Option to Buy | $ 26.08 | 08/11/2005 | D | 54,400 | 08/11/2005(2) | 03/03/2015 | Common Stock | 54,400 | (3) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCARDLE JOHN E JR SUNGARD DATA SYSTEMS INC. 11 SALT CREEK LANE HINSDALE, IL 60521 |
Group Chief Executive Officer |
Leslie S. Brush, Attorney-in-fact for John E. McArdle, Jr. | 08/12/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes shares acquired under Issuer's employee stock purchase plan through 03/31/05. |
(2) | Immediately before the effective time of the merger of Solar Capital Corp. with and into the Issuer, all unvested options became fully vested and immediately exercisable. |
(3) | In connection with the merger of Solar Capital Corp. with and into the Issuer, stock options of the Issuer were converted into options to purchase equity in the acquiring entities based on a formula designed to equal the current intrinsic value of the converted options. |
(4) | In connection with the merger of Solar Capital Corp. with and into the Issuer, shares of the Issuer's common stock were cancelled in the merger for $36 per share. |