|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Englander Daniel J 323 RAILROAD AVENUE GREENWICH, CT 06830 |
Member of Section 13(d) Group | |||
SMITH THOMAS W 323 RAILROAD AVENUE GREENWICH, CT 06830 |
X | Member of Section 13(d) Group | ||
Prescott Capital Partners 323 RAILROAD AVENUE GREENWICH, CT 06830 |
Member of Section 13(d) Group |
/s/ Daniel J. Englander and Thomas W. Smith, individually and as general partners of Prescott Capital Partners | 06/16/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were repurchased by the issuer in a private sale, pursuant to an ongoing stock repurchase program authorized by the board of directors of the issuer. |
(2) | These shares are owned directly by Prescott Capital Partners, a a private investment limited partnership, and indirectly by Daniel J. Englander and Thomas W. Smith as general partners of Prescott Capital Partners. Messrs. Englander and Smith disclaim beneficial ownership of these shares in excess of their respective interests under 16a-1(a)(2)(ii)(B). The business address for Prescott Capital Partners is 323 Railroad Avenue, Greenwich, CT 06830. |
Remarks: As of the date of this report, each of Daniel J. Englander and Prescott Capital Partners beneficially owns less than 10% of the outstanding shares of OCA, Inc., and is therefore no longer subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), with respect to such shares. Mr. Englander disclaims membership in any "group" as defined under Section 13(d)(3) of the Exchange Act for purposes of Section 16 of the Exchange Act or for any other purpose. |