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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Nonqualified stock option (right to buy) | $ 13.34 | 12/03/2004 | A | 13,503 | 03/16/2005(3) | 03/16/2011 | Class A Common Stock | 13,503 | $ 0 | 13,503 | D | ||||
Nonqualified Stock Option (Right to Buy) | $ 13.37 | 12/03/2004 | A | 43,208 | (4) | 05/07/2012 | Class A Common Stock | 43,208 | $ 0 | 43,208 | D | ||||
Nonqualified Stock Option (Right to Buy) | $ 7.53 | 12/03/2004 | A | 81,015 | (5) | 05/06/2013 | Class A Common Stock | 81,015 | $ 0 | 81,015 | D | ||||
Nonqualified Stock Option (Right to Buy) | $ 8.12 | 12/03/2004 | A | 243,045 | (6) | 06/17/2013 | Class A Common Stock | 243,045 | $ 0 | 243,045 | D | ||||
Nonqualified Stock Option (Right to Buy) | $ 8.23 | 12/03/2004 | A | 64,812 | (7) | 12/20/2007 | Class A Common Stock | 64,812 | $ 0 | 64,812 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ANDERSON SCOTT ARNOLD C/O FREESCALE SEMICONDUCTOR, INC. 6501 WILLIAM CANNON DRIVE WEST AUSTIN, TX 78735 |
President & COO |
/s/ Scott A. Anderson by Susan Wittliff under PofA | 03/08/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On November 9, 2004, Motorola, Inc. ("Motorola") issued a press release announcing that Motorola would distribute its remaining equity interest in Issuer on December 2, 2004 to Motorola shareholders of record on November 26, 2004 (the "Record Date"). On December 2, 2004, Motorola distributed .110415 of a share of Issuer's Class B Common Stock for each outstanding share of Motorola common stock owned by Motorola shareholders on the Record Date. Motorola delivered cash in lieu of fractional share interests to Motorola shareholders entitled to receive less than one share of Issuer's Class B Common Stock. Effective with the distribution, Motorola is no longer a controlling stockholder of the Company. Exchange Act Rule 16a-9(a) exempts the receipt of the shares acquired via the distribution. |
(2) | Under the terms of the spinoff described in Footnote 1, Issuer replaced all of Reporting Person's unvested Motorola Restricted Stock with Restricted Stock Units to acquire Issuer's Class A Common Stock. The conversion ratio was 1.0802 shares of Issuer's Class A Common Stock for each unvested share of Motorola stock. |
(3) | On March 16, 2005, the option will be fully vested and exercisable. |
(4) | Only vested shares can be exercised; 50% of the shares vest on May 7, 2005, and the remaining 50% of the shares vest on May 7, 2006. |
(5) | Only vested shares can be exercised; 33 1/3% of the shares vest on May 6, 2005, 33 1/3% of the shares vest on May 6, 2006, and the remaining 33 1/3% of the shares vest on May 6, 2007. |
(6) | Only vested shares can be exercised; 33 1/3% of the shares vest on June 17, 2005, 33 1/3% of the shares vest on June 17, 2006, and the remaining 33 1/3% of the shares vest on June 17, 2007. |
(7) | Only vested shares can be exercised; the shares are 100% vested on December 20, 2004. |
(8) | Freescale Semiconductor, Inc. Class B Common Stock is traded on the New York Stock Exchange under the trading symbol "FSL.B". |
(9) | The purpose of this Amendment is to report the aggregate number of shares of Issuer's Class A Common Stock held by the Reporting Person following the Motorola distribution on December 2, 2004. |