1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Nonqualified stock option (right to buy)
|
Â
(5)
|
07/16/2014 |
Class A Common Stock
|
29,000
|
$
13
|
D
|
Â
|
Nonqualified stock option (right to buy)
|
03/16/2005 |
03/16/2011 |
Class A Common Stock
|
2,700
|
$
13.34
|
D
|
Â
|
Nonqualified stock option (right to buy)
|
10/01/2005 |
10/01/2011 |
Class A Common Stock
|
2,700
|
$
14.44
|
D
|
Â
|
Nonqualified stock option (right to buy)
|
Â
(6)
|
05/06/2013 |
Class A Common Stock
|
17,823
|
$
7.53
|
D
|
Â
|
Nonqualified stock option (right to buy)
|
Â
(7)
|
05/07/2012 |
Class A Common Stock
|
11,882
|
$
13.37
|
D
|
Â
|
Nonqualified stock option (right to buy)
|
12/02/2004 |
12/20/2007 |
Class A Common Stock
|
20,523
|
$
8.23
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Under the terms of the spinoff described in Footnote 3, Issuer replaced all of Reporting Person's unvested Motorola Restricted Stock with Restricted Stock Units to acquire Issuer's Class A Common Stock. The conversion ratio was 1.0802 shares of Issuer's Class A Common Stock for each unvested share of Motorola stock. |
(2) |
The restricted stock units settle in Class A Common Stock only, and the reporting person must be an employee of the Issuer on the vesting date. 14,500 of the restricted stock units vest 25% per year on each anniversary of the grant date so that the units are fully vested on the fourth anniversary of the grant date. 1,658 of the restricted stock units vest on November 1, 2005, and 812 of the restricted stock units vest on November 27, 2005. |
(3) |
On November 9, 2004, Motorola, Inc. ("Motorola") issued a press release announcing that Motorola would distribute its remaining equity interest in Issuer on December 2, 2004 to Motorola shareholders of record on November 26, 2004 (the "Record Date"). On December 2, 2004, Motorola distributed .110415 of a share of Issuer's Class B Common Stock for each outstanding share of Motorola common stock owned by Motorola shareholders on the Record Date. Motorola delivered cash in lieu of fractional share interests to Motorola shareholders entitled to receive less than one share of Issuer's Class B Common Stock. Effective with the distribution, Motorola is no longer a controlling stockholder of the Company. Exchange Act Rule 16a-9(a) exempts the receipt of the shares acquired via the distribution. |
(4) |
Freescale Semiconductor, Inc. Class B Common Stock is traded on the New York Stock Exchange under the trading symbol "FSL.B". |
(5) |
Only vested shares can be exercised. 33 1/3% of the shares vest on the first anniversary of the grant date; 33 1/3% of the shares vest on the second anniversary of the grant date; 34% of the shares vest on the third anniversary of the grant date so that the option is fully vested on the third anniversary of the grant date. |
(6) |
Only vested shares can be exercised; 33 1/3% of the shares vest on May 6, 2005, 33 1/3% of the shares vest on May 6, 2006, and the remaining 33 1/3% of the shares vest on May 6, 2007. |
(7) |
Only vested shares can be exercised; 50% of the shares vest on May 7, 2005, and the remaining 50% of the shares vest on May 7, 2006. |
(8) |
Shares are held in the name of Reporting Person and his wife. Reporting Person shares voting and investment power of these shares with his spouse. |