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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 01/07/2015 | A | 167.8007 (2) | (2) | (2) | Common Stock | 167.8007 | (2) | 43,762.7593 | D | ||||
Restricted Stock Units | (1) | 01/16/2015 | M | 25,217 (3) | (3) | (3) | Common Stock | 25,217 | (3) | 25,216 | D | ||||
Restricted Stock Units | (1) | 01/07/2015 | A | 51.8178 (4) | (4) | (4) | Common Stock | 51.8178 | (4) | 13,161.8178 | D | ||||
Restricted Stock Units | (1) | 01/07/2015 | A | 116.9695 (5) | (5) | (5) | Common Stock | 116.9695 | (5) | 29,296.476 | D | ||||
Restricted Stock Units | (1) | 01/07/2015 | A | 129.3531 (6) | (6) | (6) | Common Stock | 129.3531 | (6) | 32,249.3531 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
YOUNGJOHNS ROBERT C/O HEWLETT-PACKARD COMPANY 3000 HANOVER STREET PALO ALTO, CA 94304 |
EVP and GM, HP Software |
/s/ Katie Colendich as Attorney-in-Fact for Robert Youngjohns | 01/21/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of HP common stock. |
(2) | As previously reported, on 09/19/12 the reporting person was granted 125,000 restricted stock units ("RSUs"), 41,666 of which vested on 09/19/13, 41,667 of which vested on 09/19/14, and 41,667 of which will vest on 09/19/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 167.8007 dividend equivalent rights being reported reflect 167.8007 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15. |
(3) | As previously reported, on 01/16/13 the reporting person was granted 72,633 RSUs, 24,211 of which vested on each of 01/16/14 and 01/16/15, and 24,211 of which will vest on 01/16/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,006 vested dividend equivalent rights and a de minimus adjustment of 0.8896 due to fractional rounding of the dividend equivalent rights. |
(4) | As previously reported, on 12/11/13 the reporting person was granted 19,300 RSUs, 6,433 of which vested on 12/11/14, 6,433 of which will vest on 12/11/15, and 6,434 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 51.8178 dividend equivalent rights being reported reflect 51.8178 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15. |
(5) | As previously reported, on 07/17/14, the reporting person was granted 29,045 RSUs, 9,681 of which will vest on 07/17/15, and 9,682 of which will vest on each of 07/17/16 and 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 116.9695 dividend equivalent rights being reported reflect 116.9695 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15. |
(6) | As previously reported, on 12/10/14 the reporting person was granted 32,120 RSUs, 10,706 of which will vest on 12/10/15, and 10,707 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 129.3531 dividend equivalent rights being reported reflect 129.3531 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15. |