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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 01/18/2015 | M | 6,604 (2) | (2) | (2) | Common Stock | 6,604 | (2) | 0 | D | ||||
Restricted Stock Units | (1) | 01/07/2015 | A | 43.6788 (3) | (3) | (3) | Common Stock | 43.6788 | (3) | 11,390.6788 | D | ||||
Restricted Stock Units | (1) | 01/07/2015 | A | 56.7229 (4) | (4) | (4) | Common Stock | 56.7229 | (4) | 14,407.9501 | D | ||||
Restricted Stock Units | (1) | 01/07/2015 | A | 74.6076 (5) | (5) | (5) | Common Stock | 74.6076 | (5) | 18,950.6076 | D | ||||
Restricted Stock Units | (1) | 01/07/2015 | A | 88.9283 (6) | (6) | (6) | Common Stock | 88.9283 | (6) | 22,170.9283 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gomez Henry C/O HEWLETT-PACKARD COMPANY 3000 HANOVER STREET PALO ALTO, CA 94304 |
EVP, CM & CO |
/s/ Katie Colendich as Attorney-in-Fact for Henry Gomez | 01/21/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of HP common stock. |
(2) | As previously reported, on 01/18/12 the reporting person was granted 18,500 restricted stock units ("RSUs"), 6,166 of which vested on 01/18/13, 6,167 of which vested on each of 01/18/14 and 01/18/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 437 vested dividend equivalent rights and a de minimus adjustment of 0.8389 due to fractional rounding of the dividend equivalent rights. |
(3) | As previously reported, on 12/06/12 the reporting person was granted 32,538 RSUs, 10,846 of which vested on each of 12/06/13 and 12/06/14, and 10,846 of which will vest on 12/06/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 43.6788 dividend equivalent rights being reported reflect 43.6788 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15. |
(4) | As previously reported, on 09/26/13 the reporting person was granted 21,127 RSUs, 7,042 of which vested on 09/26/14, 7,042 of which will vest on 09/26/15, and 7,043 of which will vest on 09/26/16. Dividend equivalent rights accrue with respect to these RSUs when as as dividends are paid on HP common stock. The 56.7229 dividend equivalent rights being reported reflect 56.7229 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15. |
(5) | As previously reported, on 12/11/13 the reporting person was granted 27,789 RSUs, 9,263 of which vested on 12/11/14, and 9,263 of which will vest on each of 12/11/15 and 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 74.6076 dividend equivalent rights being reported reflect 74.6076 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15. |
(6) | As previously reported, on 12/10/14 the reporting person was granted 22,082 RSUs, 7,360 of which will vest on 12/10/15, and 7,361 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 88.9283 dividend equivalent rights being reported reflect 88.9283 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15. |