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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (5) | 04/06/2011 | A | 17.5444 (6) | (6) | (6) | Common Stock | 17.5444 | (6) | 9,126.6405 | D | ||||
Restricted Stock Units | (5) | 04/06/2011 | A | 45.8378 (7) | (7) | (7) | Common Stock | 45.8378 | (7) | 23,685.5042 | D | ||||
Restricted Stock Units | (5) | 06/27/2011 | A | 114,352 | (8) | (8) | Common Stock | 114,352 | (8) | 114,352 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ROBISON SHANE V C/O HEWLETT-PACKARD COMPANY 3000 HANOVER STREET PALO ALTO, CA 94304 |
EVP & Chief Strategy & Tech |
/s/ David Ritenour as Attorney-in-Fact for Shane V. Robison | 06/29/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The total direct beneficial ownership includes the acquisition of 3.8091 shares at $41.28 per share received on 04/06/11 through dividends paid in shares. |
(2) | The total direct beneficial ownership reflects a decrease of 2,862 shares due to the transfer of 2,862 shares into the reporting person's Family Trust on 05/27/11. |
(3) | The total direct beneficial ownership reflects a de minimis reduction of 0.1630 fractional shares in connection with the transfer of shares to the reporting person's Family Trust on 05/27/11. |
(4) | The total indirect beneficial ownership reflects an increase of 2,862 shares due to the transfer of 2,862 shares previously reported as being held directly by the reporting person into the reporting person's Family Trust on 05/27/11. |
(5) | Each restricted stock unit represents a contingent right to receive one share of HP common stock. |
(6) | As previously reported, on 12/10/09 the reporting person was granted 18,061 restricted stock units ("RSUs"), 9,030 of which vested on 12/10/10 and 9,031 which will vest on 12/10/11. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 17.5444 dividend equivalent rights being reported reflect 17.5444 dividend equivalent rights at $41.18 per RSU credited to the reporting person's account on 04/06/11. |
(7) | As previously reported, on 12/10/10 the reporting person was granted 23,595 restricted stock units ("RSUs"), 11,797 of which will vest on 12/10/11 and 11,798 of which will vest on 12/10/12. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 45.8378 dividend equivalent rights being reported reflect 45.8378 dividend equivalent rights at $41.18 per RSU credited to the reporting person's account on 04/06/11. |
(8) | On 06/27/11 the reporting person was granted 114,352 restricted stock units ("RSUs") which will vest on 06/27/15 subject to acceleration based on certain stock performance conditions. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. |