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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (5) | 04/06/2011 | A | 23.3919 (6) | (6) | (6) | Common Stock | 23.3919 | (6) | 12,168.186 | D | ||||
Restricted Stock Units | (5) | 04/06/2011 | A | 68.8373 (7) | (7) | (7) | Common Stock | 68.8373 | (7) | 35,569.9154 | D | ||||
Restricted Stock Units | (5) | 06/27/2011 | A | 114,352 | (8) | (8) | Common Stock | 114,352 | (8) | 114,352 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JOSHI VYOMESH C/O HEWLETT-PACKARD COMPANY 3000 HANOVER STREET PALO ALTO, CA 94304 |
EVP IPG |
/s/ David Ritenour as Attorney-in-Fact for Vyomesh I. Joshi | 06/29/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The total includes the acquisition of 14.7016 shares at $41.2068 per share received on 04/06/11 through dividends paid under the HP Share Ownership Plan ("SOP") with respect to shares held under the SOP. |
(2) | There is no reportable change since the last filing. This is a reiteration of holdings only. |
(3) | The total indirect beneficial ownership reflects an increase of 60,000 shares due to the transfer of 11,530 shares from each of the Vyomesh I. Joshi 2009 GRAT and the Uma V. Joshi 2009 GRAT into the 2001 Joshi Living Trust Account on 02/28/11 and 18,470 shares from each of Vyomesh I. Joshi 2009 GRAT and the Uma V. Joshi 2009 GRAT into the 2001 Joshi Living Trust Account on 06/03/11. |
(4) | The total indirect beneficial ownership reflects a decrease of 30,000 shares due to the transfer of 11,530 shares to the 2001 Joshi Living Trust Account on 02/28/11, and 18,470 shares to the 2001 Joshi Living Trust Account on 06/03/11. |
(5) | Each restricted stock unit represents a contingent right to receive one share of HP common stock. |
(6) | As previously reported, on 12/10/09 the reporting person was granted 24,081 restricted stock units ("RSUs"), 12,040 of which vested on 12/10/10 and 12,041 of which will vest on 12/10/11. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 23.3919 dividend equivalent rights being reported reflect 23.3919 dividend equivalent rights at $41.18 per RSU credited to the reporting person's account on 04/06/11. |
(7) | As previously reported, on 12/10/10 the reporting person was granted 35,434 restricted stock units ("RSUs"), 17,717 of which will vest on each of 12/10/11 and 12/10/12. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 68.8373 dividend equivalent rights being reported reflect 68.8373 dividend equivalent rights at $41.18 per RSU credited to the reporting person's account on 04/06/11. |
(8) | On 06/27/11 the reporting person was granted 114,352 restricted stock units ("RSUs") which will vest on 06/27/15 subject to acceleration based on certain stock performance conditions. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. |