1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
(2)
|
Â
(3)
|
01/14/2023 |
Class A Common Stock
|
12,834
|
$
28.7
|
D
|
Â
|
Employee Stock Option (right to buy)
(2)
|
01/08/2018 |
01/08/2023 |
Class A Common Stock
|
525
|
$
28.21
|
D
|
Â
|
Employee Stock Option (right to buy)
(2)
|
04/08/2018 |
04/08/2023 |
Class A Common Stock
|
1,000
|
$
29.65
|
D
|
Â
|
Employee Stock Option (right to buy)
(2)
|
Â
(4)
|
01/13/2024 |
Class A Common Stock
|
10,446
|
$
35.71
|
D
|
Â
|
Employee Stock Option (right to buy)
(2)
|
04/04/2019 |
04/04/2024 |
Class A Common Stock
|
2,000
|
$
34.48
|
D
|
Â
|
Employee Stock Option (right to buy)
(2)
|
07/07/2019 |
07/07/2024 |
Class A Common Stock
|
2,500
|
$
34.09
|
D
|
Â
|
Employee Stock Option (right to buy)
(2)
|
10/20/2019 |
10/20/2024 |
Class A Common Stock
|
1,500
|
$
29.62
|
D
|
Â
|
Employee Stock Option (right to buy)
(2)
|
01/07/2020 |
01/07/2025 |
Class A Common Stock
|
1,000
|
$
25.29
|
D
|
Â
|
Employee Stock Option (right to buy)
(2)
|
Â
(5)
|
01/20/2025 |
Class A Common Stock
|
23,253
|
$
22.98
|
D
|
Â
|
Employee Stock Option (right to buy)
(2)
|
04/06/2020 |
04/06/2025 |
Class A Common Stock
|
1,500
|
$
24.46
|
D
|
Â
|
Employee Stock Option (right to buy)
(2)
|
Â
(6)
|
01/19/2026 |
Class A Common Stock
|
27,155
|
$
21.41
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 28,264 restricted stock units granted pursuant to the Actuant Corporation 2009 Omnibus Incentive Plan. |
(2) |
Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan. |
(3) |
Fifty percent of the option became exercisable on 1/14/2016 and the balance will become exercisable on 1/14/2018. |
(4) |
Fifty percent of the option becomes exercisable on 1/13/2017 and the balance becomes exercisable on 1/13/2019. |
(5) |
Fifty percent of the option becomes exercisable on 1/20/2018 and the balance becomes exercisable on 1/20/2020. |
(6) |
Fifty percent of the option becomes exercisable on 1/19/2019 and the balance becomes exercisable on 1/19/2021. |