UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options | Â (2) | 01/13/2016 | Common Stock | 8,131 | $ 24.64 | D | Â |
Stock Options | Â (2) | 02/17/2016 | Common Stock | 8,982 | $ 25.05 | D | Â |
Stock Options | Â (3) | 03/08/2012 | Common Stock | 5,090 | $ 37.71 | D | Â |
Stock Options | Â (4) | 03/07/2013 | Common Stock | 7,711 | $ 37.02 | D | Â |
Stock Options | Â (5) | 03/03/2019 | Common Stock | 23,646 | $ 10.4 | D | Â |
Warrants | Â (6) | 01/03/2011 | Common Stock | 99 | $ 21.87 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Cleary Anne M 1155 PERIMETER CENTER WEST ATLANTA, GA 30338 |
 |  |  SVP, Asset Management |  |
/s/ David E. Howard, Attorney-in-Fact | 06/08/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 26,725 restricted stock units that are subject to time-based vesting. Each restricted stock unit represents a contingent right to receive one share of Mirant Corporation common stock. |
(2) | The stock options are fully vested. |
(3) | Includes 3,393 stock options that are fully vested and 1,697 stock options which will vest on 3/08/10. |
(4) | Includes 2,571 stock options that are fully vested and 5,140 stock options which will vest 50% on 3/07/2010 and 50% on 3/07/2011. |
(5) | The stock options have a three year vesting period, 33 1/3% on 3/03/2010, 33 1/3% on 3/03/2011 and 33 1/3% on 3/03/2012. |
(6) | Each warrant entitles the reporting person to purchase one share of Mirant Corporation common stock at a price of $21.87 at anytime before the expiration date. |
 Remarks: Exhibit List 24.1 - Power of Attorney dated May 27, 2009 |