UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 31, 2016
| STERLING CONSTRUCTION COMPANY, INC. |
(Exact name of registrant as specified in its charter)
| Delaware | 1-31993 | 25-1655321 | ||||
| (State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification No.) | ||||
|
1800 Hughes Landing Blvd. The Woodlands, Texas |
77380 | |||||
| (Address of principal executive offices) | (Zip Code) | |||||
| Registrant’s telephone number, including area code: (281) 214-0800 | ||||||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 2.02 Results of Operations and Financial Condition.
On October 31, 2016, Sterling Construction Company, Inc. (the “Company”) issued a press release and hosted a conference call announcing financial results for the three and nine months ended September 30, 2016. The press release and the transcript of the conference call are being furnished with this Current Report on Form 8-K as Exhibit 99.1 and 99.2, respectively, and are hereby incorporated herein by reference.
The information provided in Item 2.02 shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be incorporated by reference in any filing made by the Company pursuant to the Securities Act of 1933, as amended, other than to the extent that such filing incorporates by reference any or all of such information by express reference thereto.
Item 9.01 Financial Statements and Exhibits.
d) Exhibits
| Exhibit Number | Description |
| 99.1 | Press release, dated October 31, 2016. |
| 99.2 | October 31, 2016 conference call transcript. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| STERLING CONSTRUCTION COMPANY, INC. | ||
| Date: November 2, 2016 | By: |
/s/ Ronald A. Ballschmiede |
| Ronald A. Ballschmiede | ||
| Executive Vice President & | ||
| Chief Financial Officer | ||
Exhibit Index
| Exhibit Number | Description |
| 99.1 | Press release, dated October 31, 2016. |
| 99.2 | October 31, 2016 conference call transcript. |