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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 14, 2005
KATY INDUSTRIES, INC.
(Exact name of registrant as specified in its charter)
Delaware 001-05558 75--1277589
(State of Incorporation) (Commission File Number) (IRS Employer
Identification No.)
765 Straits Turnpike
Middlebury, Connecticut 06762
(Address of principal executive offices) (Zip Code)
(203) 598-0397
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
|_| Written communications pursuant to Rule 425 under the Securities Act
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act
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Item 2.02 Results of Operations and Financial Condition.
On April 14, 2005, Katy Industries, Inc. issued a press release regarding
its results of operations for the fourth quarter of 2004. The release and
accompanying schedules are being furnished as Exhibit 99.1 to this Current
Report on Form 8-K.
In accordance with General Instruction B.2. of Form 8-K, the information
in this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed
"filed" for the purposes of Section 18 of the Securities Exchange Act of 1934,
as amended, or otherwise subject to the liability of that section, nor shall it
be deemed incorporated by reference in any filing under the Securities act of
1933, as amended, except as shall be expressly set forth by specific reference
in such a filing.
Item 9.01 Financial Statements and Exhibits.
(c) Exhibits.
Exhibit 99.1 Press release issued by Katy Industries, Inc. on April 14,
2005.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
KATY INDUSTRIES, INC.
(Registrant)
By: /s/ Amir Rosenthal
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Amir Rosenthal
Vice President, Chief Financial Officer,
General Counsel and Secretary
Date: April 18, 2005
Exhibits
Exhibit No. Description
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99.1 Press release issued by Katy Industries, Inc. on April 14, 2005.