1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(2)
|
11/14/2010 |
Common Stock
|
625
|
$
13.22
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(3)
|
05/15/2011 |
Common Stock
|
2,500
|
$
21.03
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(4)
|
11/12/2011 |
Common Stock
|
2,500
|
$
23.67
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
05/14/2012 |
Common Stock
|
5,750
|
$
28.56
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(6)
|
11/20/2012 |
Common Stock
|
3,750
|
$
23.99
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(7)
|
05/06/2013 |
Common Stock
|
3,750
|
$
28.11
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(8)
|
12/02/2013 |
Common Stock
|
3,750
|
$
49.725
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(9)
|
04/27/2014 |
Common Stock
|
3,750
|
$
40.43
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(10)
|
12/07/2014 |
Common Stock
|
3,750
|
$
45.74
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(11)
|
04/27/2015 |
Common Stock
|
3,750
|
$
38.05
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(12)
|
10/26/2015 |
Common Stock
|
3,750
|
$
45.16
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(13)
|
04/26/2016 |
Common Stock
|
12,500
|
$
57.71
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(14)
|
04/30/2017 |
Common Stock
|
20,000
|
$
42.06
|
D
|
Â
|
Phantom Stock
|
Â
(15)
|
Â
(16)
|
Common Stock
|
798
(17)
|
$
(16)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Amendment filed to correct the following: As of June 30, 2007 the reporting person held 931 shares of Newmont Mining common stock in his 401-K Plan. |
(2) |
Options vested in four equal installments beginning November 14, 2001, 2002, 2003 and 2004. |
(3) |
Options vested in four equal installments beginning May 15, 2002, 2003, 2004 and 2005. |
(4) |
Options vested in four equal installments beginning November 12, 2002, 2003, 2004 and 2005. |
(5) |
Options vested in four equal installments beginning May 14, 2003, 2004, 2005 and 2006. |
(6) |
Options vested in four equal installments beginning November 20, 2003, 2004, 2005 and 2006. |
(7) |
Options vested in three equal installments beginning May 6, 2004, 2005 and 2006. |
(8) |
Options vested in three equal installments beginning December 2004, 2005 and 2006. |
(9) |
Options vested in three equal installments beginning April 27, 2005, 2006 and 2007. |
(10) |
Options became exercisable as to 1,249 shares on December 7, 2005, 1,259 shares on December 7, 2006 and the remaining 1,252 shares become exercisable on December 7, 2007. |
(11) |
Options became exercisable as to 1,249 shares on April 27, 2006, 1,249 shares on April 27, 2007 and the remaining 1,252 shares become exercisable on April 27, 2008. |
(12) |
Options became exercisable as to 1,249 shares on October 26, 2006, and the remaining 2,501 shares become exercisable in equal installments beginning October 26, 2007 and October 27, 2008. |
(13) |
Options became exercisable as to 4,167 shares on April 26, 2007 and the remaining 8,333 shares become exercisable in equal installments beginning April 26, 2008 and April 26, 2009. |
(14) |
Options become exercisable in three equal installments beginning April 30, 2008, 2009 and 2010. |
(15) |
Converted on a 1-for-1 basis. |
(16) |
Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer |
(17) |
Amendment filed to correct the number of shares of phantom stock the reporting person held as of June 30, 2007. |