UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wealth Warrior Global Ltd UNIT C, 32/F., TML TOWER NO. 3 HOI SHING ROAD TSUEN WAN, NEW TERRITORIES, K3 NO ZIP |
 |  X |  |  |
Aurizon Enterprises Ltd UNIT C, 32/F., TML TOWER NO. 3 HOI SHING ROAD TSUEN WAN, NEW TERRITORIES, K3 NO ZIP |
 |  X |  |  |
Merchant Link Holdings Ltd UNIT C, 32/F., TML TOWER NO. 3 HOI SHING ROAD TSUEN WAN, NEW TERRITORIES, K3 NO ZIP |
 |  X |  |  |
Omen Charm Ltd UNIT C, 32/F., TML TOWER NO. 3 HOI SHING ROAD TSUEN WAN, NEW TERRITORIES, K3 NO ZIP |
 |  X |  |  |
Ocean Rose Global Ltd UNIT C, 32/F., TML TOWER NO. 3 HOI SHING ROAD TSUEN WAN, NEW TERRITORIES, K3 NO ZIP |
 |  X |  |  |
Praisewise Ltd UNIT C, 32/F., TML TOWER NO. 3 HOI SHING ROAD TSUEN WAN, NEW TERRITORIES, K3 NO ZIP |
 |  X |  |  |
Rise Vision Global Ltd UNIT C, 32/F., TML TOWER NO. 3 HOI SHING ROAD, TSUEN WAN NEW TERRITORIES, K3 NO ZIP |
 X |  X |  |  |
Splendid Brilliance (PTC) Ltd UNIT C, 32/F., TML TOWER NO. 3 HOI SHING ROAD TSUEN WAN, NEW TERRITORIES, K3 NO ZIP |
 |  X |  |  |
He Guichai UNIT C, 32/F., TML TOWER NO. 3 HOI SHING ROAD TSUEN WAN, NEW TERRITORIES, K3 NO ZIP |
 |  X |  |  |
Tan Bingzhao UNIT C, 32/F., TML TOWER NO. 3 HOI SHING ROAD TSUEN WAN, NEW TERRITORIES, K3 NO ZIP |
 |  X |  |  |
WEALTH WARRIOR GLOBAL LIMITED By: /s/ Bingzhao Tan, Director | 10/10/2017 | |
**Signature of Reporting Person | Date | |
AURIZON ENTERPRISES LIMITED By: /s/ Bingzhao Tan, Director | 10/10/2017 | |
**Signature of Reporting Person | Date | |
MERCHANT LINK HOLDINGS LIMITED By: /s/ Bingzhao Tan, Director | 10/10/2017 | |
**Signature of Reporting Person | Date | |
OMEN CHARM LIMITED By: /s/ Guichai He, Director | 10/10/2017 | |
**Signature of Reporting Person | Date | |
OCEAN ROSE GLOBAL LIMITED By: /s/ Bingzhao Tan, Director | 10/10/2017 | |
**Signature of Reporting Person | Date | |
PRAISEWISE LIMITED By: /s/ Guichai He, Director | 10/10/2017 | |
**Signature of Reporting Person | Date | |
RISE VISION GLOBAL LIMITED By: /s/ Bingzhao Tan, Director | 10/10/2017 | |
**Signature of Reporting Person | Date | |
SPLENDID BRILLIANCE (PTC) LIMITED By: /s/ Guichai He, Director | 10/10/2017 | |
**Signature of Reporting Person | Date | |
/s/ Guichai He, an individual | 10/10/2017 | |
**Signature of Reporting Person | Date | |
/s/ Bingzhao Tan, an individual | 10/10/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are owned directly by S&T International Distribution Ltd. ("S&T"), which is a wholly owned subsidiary of Grande N.A.K.S. Ltd., which is a wholly owned subsidiary of The Grande Holdings Limited ("Grande Holdings"). WW, ML and RV directly hold approximately 73.9% in the aggregate of the shares of common stock of Grande Holdings. Mr. Tan is the sole director, and owns all of the outstanding shares of common stock, of WW. ML is wholly owned by AE, AE is wholly owned by OC, and OC is wholly owned by SB. RV is wholly owned by OR, OR is wholly owned by PL, and PL is wholly owned by SB. Mr. Tan is the sole director of each of AE, ML, OR and RV. Ms. He is sole director of OC and PL, and is sole director and sole shareholder of SB. SB holds the shares of OC and PL in trust, and serves as the sole trustee over such shares. |
(2) | Mr. Tan is the settlor and a discretionary beneficiary of the shares of OC and PL held in trust by SB. Each of SB and Ms. He disclaims any pecuniary interest in the shares owned by S&T. The filing of this statement shall not be deemed an admission by any Reporting Person that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of equity securities described in this statement as indirectly owned. |
 Remarks: This Form 3 is being jointly filed by Wealth Warrior Global Limited ("WW"), Aurizon Enterprises Limited ("AE"), Merchant Link Holdings Limited ("ML"), Praisewise Limited ("PL"), Omen Charm Limited ("OC"), Ocean Rose Global Limited ("OR"), Rise Vision Global Limited ("RV"), Splendid Brilliance (PTC) Limited ("SB"), Ms. Guichai He and Mr. Bingzhao Tan. Please see Continuation of Form 3 for the names and addresses of the additional Reporting Persons. |