UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT Pursuant

to Section 13 or 15(d) of the

Securities Exchange Act of 1934

  

Date of report (Date of earliest event reported) July 14, 2016 (July 14, 2016)

 

Monroe Capital Corporation

(Exact name of registrant as specified in its charter)

 

Maryland

(State or other jurisdiction of incorporation)

 

814-00866 27-4895840
(Commission File Number) (IRS Employer Identification No.)
   

311 South Wacker Drive, Suite 6400, Chicago, IL 60606
(Address of principal executive offices) (Zip Code)
   

(312) 258-8300

(Registrant’s telephone number, including area code)

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  
oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
  
oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
  
oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders

 

On July 14, 2016, Monroe Capital Corporation (the “Company”) reconvened its 2016 annual meeting of stockholders (the “Meeting”), which was previously adjourned on June 22, 2016, to consider Proposal 2 as described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 20, 2016 (the “Proxy Statement”). A summary of the matter voted upon by stockholders is set forth below.

 

Proposal 2 – Approval to Sell Shares of Common Stock Below Net Asset Value

 

The Company’s stockholders approved a proposal to authorize flexibility for the Company, with the approval of its Board of Directors, to sell shares of its common stock during the next twelve months at a price below its then-current net asset value per share, subject to certain limitations as set forth in the Proxy Statement. The following votes were taken in connection with this proposal:

 

             
   For   Against   Abstain 
With Affiliates   6,156,474    1,261,004    296,510 
% of shares voted   79.81%   16.35%   3.84%
Without Affiliates   4,159,220    890,976    235,794 
% of shares voted   78.68%   16.86%   4.46%

  

 

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

  MONROE CAPITAL CORPORATION  
       
  By:  /s/ Aaron D. Peck  
  Name: Aaron D. Peck  
  Title: Chief Financial Officer  

 

Dated: July 14, 2016